Prosecution Insights
Last updated: April 19, 2026
Application No. 18/401,444

RETENTION APPARATUS FOR AN ELECTRICAL CONNECTOR AND ELECTRONIC APPARATUS INCORPORATING SAME

Non-Final OA §102§103
Filed
Dec 30, 2023
Examiner
TA, THO DAC
Art Unit
2834
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Ubicquia, Inc.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
1y 10m
To Grant
99%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allow Rate
1331 granted / 1539 resolved
+18.5% vs TC avg
Strong +15% interview lift
Without
With
+15.1%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 10m
Avg Prosecution
20 currently pending
Career history
1559
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
33.1%
-6.9% vs TC avg
§102
42.6%
+2.6% vs TC avg
§112
17.6%
-22.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1539 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-5 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Wu et al. (US 10651593 B2). In regard to claim 1, Wu et al. discloses a retention apparatus for an electrical connector 101, the retention apparatus comprising: a plurality of spatially adjustable retention members 104 arranged about a perimeter of the electrical connector 101; and an adjustment member 107 surrounding the retention members 104 and operable to selectively move the retention members 104 toward the electrical connector 101 when retention of the electrical connector 101 is desired. In regard to claim 2, Wu et al. discloses a body member 105 that retains the retention members 104 in a predetermined arrangement relative to one another during movement of the retention members 104 by the adjustment member 107. In regard to claim 3, Wu et al. discloses the adjustment member 107 is rotatable (the teeth 174 on the coupling nut 107 are received in the declining slots 141 of the claw 104, causing the coupling nut 107 to rotate as it moves forward). and operable to move the retention members 104 toward the electrical connector 101 when the adjustment member 107 is rotated in a first direction (counter clockwise). In regard to claim 4, Wu et al. discloses the adjustment member 107 is further operable to move the retention members 104 away from the electrical connector 101 when the adjustment member 107 is rotated in a second direction (clockwise) that is opposite to the first direction. In regard to claim 5, Wu et al. discloses the adjustment member 107 is further operable to selectively move the retention members 104 away from the electrical connector 101 when retention of the electrical connector 101 is not desired. Claim(s) 1-5 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hung et al. (US 10340631 B1). In regard to claim 1, Hung et al. discloses a retention apparatus for an electrical connector 2, the retention apparatus comprising: a plurality of spatially adjustable retention members 26 arranged about a perimeter of the electrical connector 2; and an adjustment member 27 surrounding the retention members 26 and operable to selectively move the retention members 26 toward the electrical connector 2 when retention of the electrical connector 2 is desired. In regard to claim 2, Hung et al. discloses a body member 23 that retains the retention members 26 in a predetermined arrangement relative to one another during movement of the retention members 26 by the adjustment member 27. In regard to claim 3, Hung et al. discloses the adjustment member 27 is rotatable and operable to move the retention members 26 toward the electrical connector 2 when the adjustment member 27 is rotated in a first direction (clockwise). In regard to claim 4, Hung et al. discloses the adjustment member 27 is further operable to move the retention members 26 away from the electrical connector 2 when the adjustment member 27 is rotated in a second direction (counterclockwise) that is opposite to the first direction. In regard to claim 5, Hung et al. discloses the adjustment member 27 is further operable to selectively move the retention members 26 away from the electrical connector 2 when retention of the electrical connector 2 is not desired. Claim(s) 1-5 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Zhang et al. (US 9559458 B2). In regard to claim 1,Zhang et al. discloses a retention apparatus for an electrical connector 1 (fig. 1), the retention apparatus comprising: a plurality of spatially adjustable retention members 45 arranged about a perimeter of the electrical connector 1; and an adjustment member 7 surrounding the retention members 45 and operable to selectively move the retention members 45 toward the electrical connector 1 when retention of the electrical connector 1 is desired. In regard to claim 2, Zhang et al. discloses a body member 5 that retains the retention members 45 in a predetermined arrangement relative to one another during movement of the retention members 45 by the adjustment member 7. In regard to claim 3, Zhang et al. discloses the adjustment member 7 is rotatable and operable to move the retention members 45 toward the electrical connector 1 when the adjustment member 7 is rotated in a first direction. In regard to claim 4, Zhang et al. discloses the adjustment member 7 is further operable to move the retention members 45 away from the electrical connector 1 when the adjustment member 7 is rotated in a second direction that is opposite to the first direction. In regard to claim 5, Zhang et al. discloses the adjustment member 7 is further operable to selectively move the retention members 45 away from the electrical connector 1 when retention of the electrical connector 1 is not desired. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 8-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wu et al.. In regard to claim 8, Wu et al. discloses an electronic apparatus comprising: an electrical connector 101; and a retention apparatus for the electrical connector 101, the retention apparatus including: a plurality of spatially adjustable retention members 104 arranged about a perimeter of the electrical connector 101; and an adjustment member 107 surrounding the retention members 104 and operable to selectively move the retention members 104 toward the electrical connector 101 when retention of the electrical connector 101 is desired. However, Wu et al. does not disclose a housing of the electronic apparatus. Official Notice is taken that both the concept and the advantages of providing a housing for an electronic apparatus which include a male connector and a female connector are well known and expected in the art. In regard to claim 9, Wu et al. discloses the adjustment member 107 is further operable to selectively move the retention members 104 away from the electrical connector 101 when retention of the electrical connector 101 is not desired. In regard to claim 10, Wu et al. discloses a body member 105 that retains the retention members 104 in a predetermined arrangement relative to one another during movement of the retention members 104 by the adjustment member 107. In regard to claim 11, Wu et al. discloses the adjustment member 107 is rotatable (the teeth 174 on the coupling nut 107 are received in the declining slots 141 of the claw 104, causing the coupling nut 107 to rotate as it moves forward) and operable to move the retention members 104 toward the electrical connector 101 when the adjustment member 107 is rotated in a first direction (counter clockwise). In regard to claim 12, Wu et al. discloses the adjustment member 107 is further operable to move the retention members 104 away from the electrical connector 101 when the adjustment member 107 is rotated in a second direction (clockwise) that is opposite to the first direction. Claim(s) 8-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hung et al. (US 10340631 B1). In regard to claim 8, Hung et al. discloses an electronic apparatus comprising: an electrical connector 2; and a retention apparatus for the electrical connector 2, the retention apparatus including: a plurality of spatially adjustable retention members 26 arranged about a perimeter of the electrical connector 2; and an adjustment member 27 surrounding the retention members 26 and operable to selectively move the retention members 27 toward the electrical connector 2 when retention of the electrical connector 2 is desired. However, Hung et al. does not disclose a housing of the electronic apparatus. Official Notice is taken that both the concept and the advantages of providing a housing for an electronic apparatus which include a male connector and a female connector are well known and expected in the art. In regard to claim 9, Hung et al. discloses the adjustment member 27 is further operable to selectively move the retention members 26 away from the electrical connector 2 when retention of the electrical connector 2 is not desired. In regard to claim 10, Hung et al. discloses a body member 23 that retains the retention members 26 in a predetermined arrangement relative to one another during movement of the retention members 26 by the adjustment member 27. In regard to claim 11, Hung et al. discloses the adjustment member 27 is rotatable and operable to move the retention members 26 toward the electrical connector 2 when the adjustment member 27 is rotated in a first direction (clockwise). In regard to claim 12, Hung et al. discloses the adjustment member 27 is further operable to move the retention members 26 away from the electrical connector 2 when the adjustment member 27 is rotated in a second direction (counterclockwise) that is opposite to the first direction. Claim(s) 8-12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhang et al. In regard to claim 8, Zhang et al. discloses an electronic apparatus comprising: an electrical connector 1; and a retention apparatus for the electrical connector 1, the retention apparatus including: a plurality of spatially adjustable retention members 45 arranged about a perimeter of the electrical connector 1; and an adjustment member 7 surrounding the retention members 45 and operable to selectively move the retention members 45 toward the electrical connector 1 when retention of the electrical connector 1 is desired. However, Zhang et al. does not disclose a housing of the electronic apparatus. Official Notice is taken that both the concept and the advantages of providing a housing for an electronic apparatus which include a male connector and a female connector are well known and expected in the art. In regard to claim 9, Zhang et al. discloses the adjustment member 7 is further operable to selectively move the retention members 45 away from the electrical connector 1 when retention of the electrical connector 1 is not desired. In regard to claim 10, Zhang et al. discloses a body member 5 that retains the retention members 45 in a predetermined arrangement relative to one another during movement of the retention members 45 by the adjustment member 7. In regard to claim 11, Zhang et al. discloses the adjustment member 7 is rotatable and operable to move the retention members 45 toward the electrical connector 1 when the adjustment member 7 is rotated in a first direction. In regard to claim 12, Zhang et al. discloses the adjustment member 7 is further operable to move the retention members 45 away from the electrical connector 1 when the adjustment member 7 is rotated in a second direction that is opposite to the first direction. Claim(s) 16-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Howard et al. (US 10330301 B1) in view of Wu et al. (US 10651593 B2). In regard to claims 16-18, Howard et al. discloses a streetlight-mountable electronic apparatus 100 comprising: a housing 140; an electrical connector 112 interconnectable with a mating electrical connector 110 located atop a luminaire of a streetlight 104, and a retention apparatus (inner diameter of 152 in fig. 2 can be fitted with outer diameter of 200) for the electrical connector 112 However, Howard et al. does not disclose a retention apparatus for the electrical connector, the retention apparatus including: a plurality of spatially adjustable retention members arranged about a perimeter of the electrical connector so as to be outside a diameter of a collar of the mating electrical connector; and a rotatable adjustment member surrounding the retention members and operable to move the retention members toward the electrical connector to permit engagement with the collar of the mating electrical connector when the adjustment member is rotated in a first direction. Wu et al. discloses a retention apparatus for an electrical connector 101, the retention apparatus comprising: a plurality of spatially adjustable retention members 104 arranged about a perimeter of the electrical connector 101 so as to be outside a diameter of a collar 14 of the mating electrical connector 11; and a rotatable adjustment member 107 (the teeth 174 on the coupling nut 107 are received in the declining slots 141 of the claw 104, causing the coupling nut 107 to rotate as it moves forward) surrounding the retention members 104 and operable to move the retention members 104 toward the electrical connector 101 to permit engagement with the collar 14 of the mating electrical connector 11 when the adjustment member 107 is rotated in a first direction (counter clockwise); wherein a body member 105 that retains the retention members 104 in a predetermined arrangement relative to one another during movement of the retention members 104 by the adjustment member 107; and wherein the adjustment member 107 is further operable to move the retention members 104 away from the electrical connector 101 when the adjustment member 107 is rotated in a second direction (clockwise) that is opposite to the first direction. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention was made to modify the invention of Howard et al. by constructing the retention apparatus as disclosed by Wu et al. in order to better secure the connection. In regard to claim 19, Howard et al. discloses the electrical connector 112 is a multi-pronged connector, and the mating electrical connector 110 is a corresponding mating socket. In regard to claim 20, Howard et al. discloses the retention apparatus (inner diameter of 152 in fig. 2 can be fitted with outer diameter of 200) is integrated with the housing 140. Claim(s) 16-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Howard et al. (US 10330301 B1) in view of Hung et al.. In regard to claims 16-18, Howard et al. discloses a streetlight-mountable electronic apparatus 100 comprising: a housing 140; an electrical connector 112 interconnectable with a mating electrical connector 110 located atop a luminaire of a streetlight 104, and a retention apparatus (inner diameter of 152 in fig. 2 can be fitted with outer diameter of 200) for the electrical connector 112 However, Howard et al. does not disclose a retention apparatus for the electrical connector, the retention apparatus including: a plurality of spatially adjustable retention members arranged about a perimeter of the electrical connector so as to be outside a diameter of a collar of the mating electrical connector; and a rotatable adjustment member surrounding the retention members and operable to move the retention members toward the electrical connector to permit engagement with the collar of the mating electrical connector when the adjustment member is rotated in a first direction. Hung et al. discloses a retention apparatus for an electrical connector 2, the retention apparatus comprising: a plurality of spatially adjustable retention members 26 arranged about a perimeter of the electrical connector 2 so as to be outside a diameter of a collar 13 of the mating electrical connector 1; and a rotatable adjustment member 27 surrounding the retention members 26 and operable to move the retention members 26 toward the electrical connector 2 to permit engagement with the collar 13 of the mating electrical connector 1 when the adjustment member 27 is rotated in a first direction (clockwise); wherein a body member 23 that retains the retention members 26 in a predetermined arrangement relative to one another during movement of the retention members 26 by the adjustment member 27; and wherein the adjustment member 27 is further operable to move the retention members 26 away from the electrical connector 2 when the adjustment member 27 is rotated in a second direction (counterclockwise) that is opposite to the first direction. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention was made to modify the invention of Howard et al. by constructing the retention apparatus as disclosed by Hung et al. in order to better secure the connection. In regard to claim 19, Howard et al. discloses the electrical connector 112 is a multi-pronged connector, and the mating electrical connector 110 is a corresponding mating socket. In regard to claim 20, Howard et al. discloses the retention apparatus (inner diameter of 152 in fig. 2 can be fitted with outer diameter of 200) is integrated with the housing 140. Claim(s) 16-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Howard et al. (US 10330301 B1) in view of Zhang et al.. In regard to claims 16-18, Howard et al. discloses a streetlight-mountable electronic apparatus 100 comprising: a housing 140; an electrical connector 112 interconnectable with a mating electrical connector 110 located atop a luminaire of a streetlight 104, and a retention apparatus (inner diameter of 152 in fig. 2 can be fitted with outer diameter of 200) for the electrical connector 112 However, Howard et al. does not disclose a retention apparatus for the electrical connector, the retention apparatus including: a plurality of spatially adjustable retention members arranged about a perimeter of the electrical connector so as to be outside a diameter of a collar of the mating electrical connector; and a rotatable adjustment member surrounding the retention members and operable to move the retention members toward the electrical connector to permit engagement with the collar of the mating electrical connector when the adjustment member is rotated in a first direction. Zhang et al. discloses a retention apparatus for an electrical connector 1, the retention apparatus comprising: a plurality of spatially adjustable retention members 45 arranged about a perimeter of the electrical connector 1 so as to be outside a diameter of a collar 14 of the mating electrical connector 11; and a rotatable adjustment member 7 surrounding the retention members 45 and operable to move the retention members 45 toward the electrical connector 1 to permit engagement with the collar 14 of the mating electrical connector 11 when the adjustment member 7 is rotated in a first direction; wherein a body member 5 that retains the retention members 45 in a predetermined arrangement relative to one another during movement of the retention members 45 by the adjustment member 7; and wherein the adjustment member 7 is further operable to move the retention members 45 away from the electrical connector 1 when the adjustment member 7 is rotated in a second direction (counterclockwise) that is opposite to the first direction. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention was made to modify the invention of Howard et al. by constructing the retention apparatus as disclosed by Zhang et al. in order to better secure the connection. In regard to claim 19, Howard et al. discloses the electrical connector 112 is a multi-pronged connector, and the mating electrical connector 110 is a corresponding mating socket. In regard to claim 20, Howard et al. discloses the retention apparatus (inner diameter of 152 in fig. 2 can be fitted with outer diameter of 200) is integrated with the housing 140. Claim(s) 6, 7, 13-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wu et al. in view of Howard et al.. Wu et al. discloses the retention members are sized and shaped to engage with a collar 14 of the mating electrical connector 11 after the electrical connector 101 has been mated with the mating electrical connector 11. However, Wu does not disclose the electrical connector is configured to mate with a mating electrical connector located atop a streetlight luminaire; wherein the electrical connector is a multi-pronged connector, and the mating electrical connector is a corresponding mating socket; and wherein the retention apparatus is integrated with the housing. Howard et al. discloses the electrical connector 112 is configured to mate with a mating electrical connector 110 located atop a streetlight luminaire 104; wherein the electrical connector 112 is a multi-pronged connector, and the mating electrical connector 110 is a corresponding mating socket; and wherein the retention apparatus (inner diameter of 152 in fig. 2 can be fitted with outer diameter of 200) is integrated with the housing 140. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention was made to modify the invention of Wu et al. by constructing the housing as disclosed by Howard et al. in order to protect the retention apparatus against outdoor environment and to serve its intended use. Further, Official Notice is taken that both the concept and the advantages of providing an electrical connection which include a multi-pronged connector and a corresponding mating socket are well known and expected in the art. Claim(s) 6, 7, 13-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hung et al. in view of Howard et al.. Hung et al. discloses the retention members 26 are sized and shaped to engage with a collar 13 of the mating electrical connector 1 after the electrical connector 2 has been mated with the mating electrical connector 1. However, Hung does not disclose the electrical connector is configured to mate with a mating electrical connector located atop a streetlight luminaire; wherein the electrical connector is a multi-pronged connector, and the mating electrical connector is a corresponding mating socket; and wherein the retention apparatus is integrated with the housing. Howard et al. discloses the electrical connector 112 is configured to mate with a mating electrical connector 110 located atop a streetlight luminaire 104; wherein the electrical connector 112 is a multi-pronged connector, and the mating electrical connector 110 is a corresponding mating socket; and wherein the retention apparatus (inner diameter of 152 in fig. 2 can be fitted with outer diameter of 200) is integrated with the housing 140. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention was made to modify the invention of Hung et al. by constructing the housing as disclosed by Howard et al. in order to protect the retention apparatus against outdoor environment and to serve its intended use. Further, Official Notice is taken that both the concept and the advantages of providing an electrical connection which include a multi-pronged connector and a corresponding mating socket are well known and expected in the art. Claim(s) 6, 7, 13-15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Zhang et al. in view of Howard et al.. Zhang et al. discloses the retention members 45 are sized and shaped to engage with a collar 14 of the mating electrical connector 11 after the electrical connector 1 has been mated with the mating electrical connector 11. However, Zhang does not disclose the electrical connector 1 is configured to mate with a mating electrical connector 11 located atop a streetlight luminaire; wherein the electrical connector is a multi-pronged connector, and the mating electrical connector is a corresponding mating socket; and wherein the retention apparatus is integrated with the housing. Howard et al. discloses the electrical connector 112 is configured to mate with a mating electrical connector 110 located atop a streetlight luminaire 104; wherein the electrical connector 112 is a multi-pronged connector, and the mating electrical connector 110 is a corresponding mating socket; and wherein the retention apparatus (inner diameter of 152 in fig. 2 can be fitted with outer diameter of 200) is integrated with the housing 140. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention was made to modify the invention of Zhang et al. by constructing the housing as disclosed by Howard et al. in order to protect the retention apparatus against outdoor environment and to serve its intended use. Further, Official Notice is taken that both the concept and the advantages of providing an electrical connection which include a multi-pronged connector and a corresponding mating socket are well known and expected in the art. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. See PTO-892 form. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to THO D. TA whose telephone number is (571)272-2014. The examiner can normally be reached Monday-Friday 8AM-4:30PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher M Koehler can be reached at (571) 272-3560. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Tdt 1/31/2026 /THO D TA/Primary Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

Dec 30, 2023
Application Filed
Jan 31, 2026
Non-Final Rejection — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
99%
With Interview (+15.1%)
1y 10m
Median Time to Grant
Low
PTA Risk
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