Prosecution Insights
Last updated: October 02, 2026
Application No. 18/402,539

UE-INITIATED REPORTING

Non-Final OA §102
Filed
Jan 02, 2024
Priority
Jan 11, 2023 — provisional 63/438,414
Examiner
SHARMA, POONAM
Art Unit
2472
Tech Center
2400 — Computer Networks
Assignee
Samsung Electronics Co., Ltd.
OA Round
2 (Non-Final)
91%
Grant Probability
Favorable
2-3
OA Rounds
1m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allowance Rate
21 granted / 23 resolved
+33.3% vs TC avg
Moderate +12% lift
Without
With
+11.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
20 currently pending
Career history
50
Total Applications
across all art units

Statute-Specific Performance

§101
4.9%
-35.1% vs TC avg
§103
60.6%
+20.6% vs TC avg
§102
16.8%
-23.2% vs TC avg
§112
17.7%
-22.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 23 resolved cases

Office Action

§102
Response to Amendment This Office Action is in response to claim amendment filed on July 23, 2026. Claims 1, 9, and 17 are amended. Claims 3-4, 6-7, 11-12, 14-15 and 19-20 are cancelled. Claims 1-2, 5, 8-10, 13, 16-18 and 21-22 are pending. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement received on May 19, 2026, has been considered. Response to Arguments The amendments to claim 17 and cancellation of claim 20 have overcome the Claim Interpretation for claim 18 and 20 in accordance with MPEP §2111.04(II), conditional limitations (see remarks Pg. 6-7). Applicant’s arguments (see remarks Pg. 6-7) with respect to the rejection(s) of claim(s) 1-2, 5, 8-10, 13 and 16 under 35 U.S.C. §102 have been fully considered, however, upon further consideration the rejection is maintained. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-2, 5, 8-10, 13 and 16 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Rahman et al., US 20240214851 A1, (hereinafter Rahman). Regarding claim 1, Rahman teaches a user equipment (UE), comprising: a transceiver configured to receive information about (i) L events and (ii) K event types, where L≥1andK≥1 (see ¶ [0148], e.g., the UE 116 transmits the report for n event-types(s), where 1≤n≤N and N=number of configured event-types. The n selected event-types can be fixed (e.g., based on a priority order), or reported by the UE 116 (e.g., via the trigger/message), or based on a signaling (DCI or MAC CE) from the NW 130. When the UE 116 reports the selection via a UCI, the UCI can be a two-part UCI, where UCI part 1 can include the information about the selected event-types (e.g., a N-bit bitmap) and UCI part 2 include the report of the selected event-types), wherein at least one of the L events is associated with at least one of the K event types (see ¶ [0126], e.g., such reporting can be event-based, i.e., the UE 116 can initiate/trigger the report only when it detects an event associated with the report, where the event can be of a (event-)type: type 0, type 1, and so on. In one example, type 0 corresponds to a beam-related event, type 1 corresponds to a CSI-related event, type 2 corresponds to a time-domain channel property (TDCP)-related event, and type 3 can be a non-CSI-related event (examples provided later). In one example, if a metric (depending on the event-type) is less than or equal to a threshold (or greater than or equal to a threshold), the event is detected or declared positive.); and a processor operably coupled to the transceiver, the processor configured to determine whether to transmit a report based on at least one of L' events from the L events; wherein the transceiver is further configured to transmit, based on the determination, the report that includes an indicator indicating the L' events (see ¶ [0005], e.g., The UE includes a processor and a transceiver operably coupled to the processor. The transceiver is configured to transmit information including at least one of (i) a trigger indicating a need for transmitting a report and (ii) content associated with the report; see ¶ [0145], e.g., In one example, the information includes an event-type and content (each or a subset) or report quantity/quantities and the corresponding event.) : wherein the indicator corresponds to one of: a L-bit bitmap indicator (see ¶ [0152] - ¶ [0155], Analogously, one or more examples described herein, in which the information includes a report-type, can be extended to the case when the information includes multiple report-types. The event-types of these report-types can be restricted to be the same (e.g., each are type0=beam) … When the UE 116 reports the selection via a UCI, the UCI can be a two-part UCI, where UCI part 1 can include the information about the selected report-types (e.g., a M-bit bitmap) and UCI part 2 include the report of the selected report-types. In one example, the UE 116 transmits the report for each configured report-types), a log2 L-bit indicator, and a log2 L-bit indicator and a [log2 (L/L')] bit indicator, and wherein, when the indicator corresponds to (iii), the [log2 Li-bit indicator is in an uplink control information (UCI) part 1 of the report and the [log2 (L/L')]-bit indicator is in an UCI part 2 of the report (Note that, these are additional alternate limitation and these elements are necessarily not required within BRI of the claim limitation to transmit the report). Regarding claim 2, Rahman teaches the limitations of Claim 1. Rahman further teaches, wherein, when K=L, each of the L events is associated with a corresponding event type (see ¶ [0141], e.g., In one example, the information includes an event-type (e.g., type0=beam) and the corresponding event; see ¶ [0148] - ¶ [0151], e.g., In one example, the UE 116 transmits the report for each configured event-types.). Regarding claim 5, Rahman teaches the limitations of Claim 1. Rahman further teaches, wherein Lk events are associated with a corresponding event type, where L=∑k=1KLk (see ¶ [0138], e.g., In one example, the information includes an event-type and content (each or a subset) or report quantity/quantities.). Regarding claim 8, Rahman teaches the limitations of Claim 1. Rahman further teaches, wherein the processor is further configured to: determine, based on the L' events, a report quantity, where the report quantity is associated with the L' events, and include the report quantity in the report (see ¶ [0105] - ¶ [0109], e.g., The report is to facilitate/enable efficient/timely/fast/reliable communication over the link/channel between a target entity (e.g., NW/gNB or another device) and the UE 116, and the content (if reported) can include a quantity or quantities … In one example, the content includes CSI-related quantity/quantities. For example, at least one of (RI, PMI, CQI, CRI, LI).). Regarding claim 9, Rahman teaches a base station (BS), comprising: a processor; and a transceiver operably coupled to the processor, the transceiver configured to: transmit information about (i) L events and (ii) K event types, where L≥1andK≥1 (see ¶ [0148], e.g., the UE 116 transmits the report for n event-types(s), where 1≤n≤N and N=number of configured event-types. The n selected event-types can be fixed (e.g., based on a priority order), or reported by the UE 116 (e.g., via the trigger/message), or based on a signaling (DCI or MAC CE) from the NW 130. When the UE 116 reports the selection via a UCI, the UCI can be a two-part UCI, where UCI part 1 can include the information about the selected event-types (e.g., a N-bit bitmap) and UCI part 2 include the report of the selected event-types), wherein at least one of the L events is associated with at least one of the K event types (see ¶ [0126], e.g., such reporting can be event-based, i.e., the UE 116 can initiate/trigger the report only when it detects an event associated with the report, where the event can be of a (event-)type: type 0, type 1, and so on. In one example, type 0 corresponds to a beam-related event, type 1 corresponds to a CSI-related event, type 2 corresponds to a time-domain channel property (TDCP)-related event, and type 3 can be a non-CSI-related event (examples provided later). In one example, if a metric (depending on the event-type) is less than or equal to a threshold (or greater than or equal to a threshold), the event is detected or declared positive.); and receive a report that includes an indicator indicating the L' events (see ¶ [0005], e.g., The UE includes a processor and a transceiver operably coupled to the processor. The transceiver is configured to transmit information including at least one of (i) a trigger indicating a need for transmitting a report and (ii) content associated with the report; see ¶ [0145], e.g., In one example, the information includes an event-type and content (each or a subset) or report quantity/quantities and the corresponding event.), wherein the indicator corresponds to one of: a L-bit bitmap indicator (see ¶ [0152] - ¶ [0155], Analogously, one or more examples described herein, in which the information includes a report-type, can be extended to the case when the information includes multiple report-types. The event-types of these report-types can be restricted to be the same (e.g., each are type0=beam) … When the UE 116 reports the selection via a UCI, the UCI can be a two-part UCI, where UCI part 1 can include the information about the selected report-types (e.g., a M-bit bitmap) and UCI part 2 include the report of the selected report-types. In one example, the UE 116 transmits the report for each configured report-types), a log2 L-bit indicator, and a log2 L-bit indicator and a log2 LL'-bit indicator, and wherein, when the indicator corresponds to (iii), the [log2 Li-bit indicator is in an uplink control information (UCI) part 1 of the report and the [log2 (L/L')]-bit indicator is in an UCI part 2 of the report (Note that, these are additional alternate limitation and these elements are necessarily not required within BRI of the claim limitation to transmit the report). Regarding claim 10, Rahman teaches the limitations of Claim 9. Rahman further teaches, wherein, when K=L, each of the L events is associated with a corresponding event type (see ¶ [0141], e.g., In one example, the information includes an event-type (e.g., type0=beam) and the corresponding event; see ¶ [0148] - ¶ [0151], e.g., In one example, the UE 116 transmits the report for each configured event-types.). Regarding claim 13, Rahman teaches the limitations of Claim 9. Rahman further teaches, wherein Lk events are associated with a corresponding event type, where L=∑k=1KLk (see ¶ [0138], e.g., In one example, the information includes an event-type and content (each or a subset) or report quantity/quantities.). Regarding claim 16, Rahman teaches the limitations of Claim 9. Rahman further teaches, wherein the processor is further configured to: determine, based on the L' events, a report quantity, where the report quantity is associated with the L' events, and include the report quantity in the report (see ¶ [0105] - ¶ [0109], e.g., The report is to facilitate/enable efficient/timely/fast/reliable communication over the link/channel between a target entity (e.g., NW/gNB or another device) and the UE 116, and the content (if reported) can include a quantity or quantities … In one example, the content includes CSI-related quantity/quantities. For example, at least one of (RI, PMI, CQI, CRI, LI).). Allowable Subject Matter Claims 17-18 and 21-22 are in condition for allowance. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 11677451 B2 issued to Rahman et al. US 20180124625 A1 issued to Luo et al. Any inquiry concerning this communication or earlier communications from the examiner should be directed to POONAM SHARMA whose telephone number is (571)272-6579. The examiner can normally be reached Monday thru 8:30-5:30 pm, ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kevin Bates can be reached at (571) 272-3980. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /POONAM SHARMA/Examiner, Art Unit 2472 /KEVIN T BATES/Supervisory Patent Examiner, Art Unit 2472
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Prosecution Timeline

Jan 02, 2024
Application Filed
Feb 21, 2025
Response after Non-Final Action
Apr 03, 2026
Non-Final Rejection mailed — §102
Jul 23, 2026
Response Filed
Aug 27, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
91%
Grant Probability
99%
With Interview (+11.8%)
2y 10m (~1m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 23 resolved cases by this examiner. Grant probability derived from career allowance rate.

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