Prosecution Insights
Last updated: April 19, 2026
Application No. 18/403,614

APPARATUS ALLOWING FOR ROTATIONAL MOVEMENT

Final Rejection §102
Filed
Jan 03, 2024
Examiner
HEWITT, JAMES M
Art Unit
3679
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Michael Chiang
OA Round
2 (Final)
69%
Grant Probability
Favorable
3-4
OA Rounds
3y 6m
To Grant
99%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allow Rate
591 granted / 856 resolved
+17.0% vs TC avg
Strong +46% interview lift
Without
With
+45.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
38 currently pending
Career history
894
Total Applications
across all art units

Statute-Specific Performance

§103
37.2%
-2.8% vs TC avg
§102
35.0%
-5.0% vs TC avg
§112
23.1%
-16.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 856 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 02/23/26 have been fully considered but they are not persuasive. Refer to the following rejections and the interpretations provided therein. Drawings The drawings were received on 02/23/26. These drawings are acceptable. Claim Objections Claims 1-20 are objected to because of the following informalities: Claim 1, line 10, “rotating” should be --rotation--. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-12 and 14-21 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Graham (US 3,538,940). As to claim 1, Graham discloses an apparatus comprising: a connecting apparatus (Fig. 1) comprising: a connector, wherein the connector comprises: a connector body (12) and one or more rotation ends (w/slots for fittings 28, 30, 32) coupled to the connector body; a rotation fitting (28, 30 or 32; see col. 5, ll. 32-37) located at least partially inside the connector body through each rotation end (see Figs. 1 and 2), wherein the rotation fitting defines a rotation fitting groove (e.g. 42); and a clip (24) engages and secures the rotation fitting to the connector body by extending inside each rotation end and engaging the rotation fitting groove (see Figs. 1 and 2); wherein each rotating fitting can rotate in relation to the connector (see col. 5, ll. 32-37). As to claim 2, Graham discloses the apparatus of claim 1, wherein the clip comprises a rotation clip, the rotation clip comprises a rotation clip base (top horizontal portion) and a rotation clip first arm (22) extending from the rotation clip base; and the rotation clip first arm engages the rotation fitting groove (Fig. 2). As to claim 3, Graham discloses the apparatus of claim 2, wherein the rotation clip is flush with, or located inside, each rotation end (Figs. 1 and 2). As to claim 4, Graham discloses the apparatus of claim 2, wherein the rotation clip base defines a rotation clip projection space, and each rotation end comprises a rotation clip projection member (52); the rotation clip projection member is located inside the rotation clip projection space (Figs. 1 and 2). PNG media_image1.png 384 662 media_image1.png Greyscale As to claim 5, Graham discloses the apparatus of claim 2, wherein the rotation clip first arm comprises a rotation clip arm projection, and each rotation end comprises a rotation end ledge (of an inner wall defining the slots 20); and when the rotation clip is fully inserted, the rotation clip arm projection engages the rotation end ledge to secure each rotation clip to each rotation clip end. Refer to above annotated figure. As to claim 6, Graham discloses the apparatus of claim 5, wherein the rotation clip further comprises a rotation clip second arm (22) that also engages the rotation fitting groove (Fig. 2). As to claim 7, Graham discloses the apparatus of claim 6, wherein the rotation clip is symmetrical about a (vertical or lengthwise) plane (Fig. 1). As to claim 8, Graham discloses the apparatus of claim 2, wherein the connecting apparatus further comprises a fixed fitting (26; 3:66 - 4:4); wherein the connecting apparatus further comprises a pre-positioning clip (24 for fitting 26), and the connector body further comprises a pre-positioning end (for fitting 26); the fixed fitting is located at least partially inside the pre-positioning end (Fig. 2); and the pre- positioning clip extends inside the pre-positioning end (Figs. 2-3) and prevents rotation of the fixed fitting in relation to the connector body (see 3:66 - 4:4, 5:32-37). As to claim 9, Graham discloses the apparatus of claim 8, wherein the fixed fitting (26) defines a fixed fitting groove (50), and the pre-positioning clip comprises a pre-positioning clip base (top portion) and a pre-positioning clip first arm (22); and the pre-positioning clip first arm engages the fixed fitting groove (Figs. 2-3). As to claim 10, Graham discloses the apparatus of claim 9, wherein the fixed fitting comprises a fixed fitting positioning element (62) that is located inside a pre-positioning hole (bore) that is defined by the pre-positioning end (Fig. 2). As to claim 11, Graham discloses the apparatus of claim 9, wherein the fixed fitting further comprises one or more fixed fitting groove obstructions (52) that are located in the fixed fitting groove (Figs. 1 and 2); and the one or more fixed fitting groove obstructions help prevent rotational movement of the fixed fitting by abutting the pre-positioning clip first arm (see 3:66 - 4:4). As to claim 12, Graham discloses the apparatus of claim 9, wherein the pre-positioning clip further comprises a pre-positioning clip second arm (22) that also engages a second fixed fitting groove (defined by surface 52). As to claim 14, Graham discloses the apparatus of claim 8, wherein the pre-positioning clip (24 for fitting 26) defines a pre-positioning projection space (see below), and the pre-positioning end comprises a pre-positioning end projection (52) that is located inside the pre-positioning projection space (Figs. 1 and 2). PNG media_image2.png 384 662 media_image2.png Greyscale As to claim 15, Graham discloses the apparatus of claim 8, wherein the rotation clip is sized and/or shaped such that the rotation clip cannot be fully inserted into the pre-positioning end; the pre-positioning clip is sized or shaped such that the pre-positioning clip cannot be fully inserted into the rotation end; or a combination thereof (see Figs. 1 and 2). As to claim 16, Graham discloses the apparatus of claim 8, wherein the pre-positioning clip comprises a pre-positioning clip base (top horizontal portion) and at least one pre-positioning clip arm (22); and when the pre-positioning clip is fully inserted into the pre-positioning end, the pre-positioning clip base is exposed; at least a portion of the at least one pre-positioning clip arm is exposed; or a combination thereof (see Figs. 1 and 2). As to claim 17, Graham discloses the apparatus of claim 1, wherein the clip comprises a pre-positioning clip (24); the pre- positioning clip comprises one or more pre-positioning clip arms (22), and each pre-positioning clip arm comprises an engagement (44); and each rotation end defines a side hole (as at 20 in Fig. 1) and the engagement engages the side hole when the pre-positioning clip is partially inserted into each rotation end. As to claim 18, Graham discloses the apparatus of claim 17, wherein when the pre-positioning clip is partially inserted into each rotation end (so that the distal ends of the arms have just entered the slots), the rotation fitting can be inserted into the connector body (see Figs. 1 and 2). As to claim 19, Graham discloses the apparatus of claim 1, wherein the clip comprises a rotation clip (24 for fittings 28, 30, 32) and a pre-positioning clip (24 for fitting 26), the one or more rotation ends comprise a first rotation end (for fitting 30) and a second rotation end (for fitting 26); the rotation clip comprises a rotation clip base (top portion) and a rotation clip first arm (22) extending from the rotation clip base; and the rotation clip first arm engages the rotation fitting groove of the first rotation end (see Fig. 2); the pre-positioning clip comprises one or more pre-positioning clip arms (22), and each pre-positioning clip arm comprises an engagement (44); and the second rotation end defines a side hole (as at 20); the engagement engages the side hole when the pre-positioning clip is partially inserted into the second rotation end (see Figs. 1 and 2). As to claim 20, Graham discloses the apparatus of claim 19, wherein when the pre-positioning clip is partially inserted into the second rotation end (so that the distal ends of the arms have just entered the slots), the rotation fitting can be inserted into the second rotation end (Figs. 1 and 2). As to claim 21, Graham discloses an apparatus, the apparatus comprising: a connecting apparatus (Fig. 1) comprising: a connector, wherein the connector comprises: a connector body (12) comprising a rotation end (for fitting 30) and a pre-positioning end (for fitting 26); a rotation fitting (30) located at least partially inside the rotation end (Figs. 1 and 2), wherein the rotation fitting defines a rotation fitting groove (e.g. 42); a fixed fitting (26) located at least partially inside the pre-positioning end (Fig. 2), wherein the fixed fitting defines a fixed fitting groove (50) and comprises a fixed fitting groove obstruction (52); a rotation clip (24) that engages and secures the rotation fitting to the connector body by extending inside the rotation end and engaging the rotation fitting groove (Figs. 1 and 2); and a pre-positioning clip (24) that engages and secures the fixed fitting to the connector body by extending inside the pre-positioning end and engages the fixed fitting groove and the fixed fitting groove obstruction (Fig. 2); wherein the rotating fitting can rotate in relation to the connector body and the pre- positioning clip and the fixed fitting prevent rotation of the fixed fitting in relation to the connector body (see 3:66 - 4:4). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to James M Hewitt II whose telephone number is (571)272-7084. The examiner can normally be reached M-F 730am-930pm (MST), mid-day flex. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Troutman can be reached at 571-270-3654. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. James M. Hewitt II Primary Examiner Art Unit 3679 /JAMES M HEWITT II/Primary Examiner, Art Unit 3679
Read full office action

Prosecution Timeline

Jan 03, 2024
Application Filed
Nov 14, 2025
Non-Final Rejection — §102
Feb 23, 2026
Response Filed
Mar 25, 2026
Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12590659
HOSE JOINT SLEEVE AND HOSE JOINT WITH THE SAME
2y 5m to grant Granted Mar 31, 2026
Patent 12577972
COORDINATED FLOW PIPE ELBOW
2y 5m to grant Granted Mar 17, 2026
Patent 12571492
IMPROVED FITTING ASSEMBLY FOR VEHICULAR TUBES AND HYDRAULIC ASSEMBLY COMPRISING SUCH FITTING ASSEMBLY
2y 5m to grant Granted Mar 10, 2026
Patent 12560270
Mitigation of Buckling in Subsea Pipe-in-Pipe Systems
2y 5m to grant Granted Feb 24, 2026
Patent 12558526
LOCKABLE QUICK COUPLING
2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
69%
Grant Probability
99%
With Interview (+45.7%)
3y 6m
Median Time to Grant
Moderate
PTA Risk
Based on 856 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month