Prosecution Insights
Last updated: April 19, 2026
Application No. 18/409,647

TRIGGERING A LOW POWER RECEIVER

Non-Final OA §102
Filed
Jan 10, 2024
Examiner
GHAFOERKHAN, FAIYAZKHAN
Art Unit
2476
Tech Center
2400 — Computer Networks
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
2y 10m
To Grant
95%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
486 granted / 560 resolved
+28.8% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
20 currently pending
Career history
580
Total Applications
across all art units

Statute-Specific Performance

§101
5.2%
-34.8% vs TC avg
§103
41.6%
+1.6% vs TC avg
§102
29.7%
-10.3% vs TC avg
§112
15.0%
-25.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 560 resolved cases

Office Action

§102
DETAILED ACTION Claims 1-20 have been examined Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-2, 5, 8-9, 12, 15-16, and 19 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by US 20240114449 A1 to Elshafie et al. (hereinafter “Elshafie”). As per claim 1, 15, Elshafie discloses a user equipment (UE) in a wireless communication system (Elshafie Fig. 3), the UE comprising: a transceiver configured to receive a physical downlink control channel (PDCCH) (Elshafie Fig. 3 and [0060]); a low-power receiver (LR) (Elshafie Fig. 3 and [0027]); and a processor operably coupled to the transceiver and the LR (Elshafie Fig. 3 and [0026-0027]), the processor configured to: determine, based on the PDCCH, a downlink control information (DCI) format including an indication on whether to activate the LR to receive a low-power wake up signal (LP-WUS) (Elshafie [0060] and [0077] An LP signal may be any signal that may be received by the radio 408, for example a signal transmitted in a frequency band that the radio 408 is configured to monitor or a signal transmitted at a time that the radio 408 is configured to periodically monitor. The radio 408 may be configured to periodically monitor for an LP signal, such as an LP-WUS, a paging indicator, a LP synchronization signal (LP-SS), an LP synchronization preamble signal (LP-sync-preamble signal), or an LP reference signal (LP-RS), in accordance with a schedule, for example in accordance with a connected mode discontinuous reception (CDRX) cycle or in accordance with a configured period. The period may be configured by a network node, for example a serving cell of the UE 402, via the TRP 404. The LP-WUS may be an on-off keying (OOK) signal, a sequence-based signal, a coded signal (e.g., PDCCH-based DCI). The LP-WUS or the paging indicator may schedule an LP-RS for the radio 408 to receive. The LP-RS may be any reference signal that may be measured by the radio 408, for example a CSI-RS, a positioning reference signal (PRS), or a synchronization signal. The TRP 404 may transmit DCI, a MAC control element (MAC-CE), or an RRC configuration including an indicator of the periodic cycle to the radio 406 or the radio 408. The indicator may be used to configure the period which the radio 408 may use to periodically monitor for a LP-RS from a network node, such as the TRP 404, or from another UE, such as the UE 401, when the radio 408 is in a periodically active mode. In some aspects, the TRP 404 may transmit an RRC configuration to the radio 406 to configure the periodic cycle before the UE 402 switches the radio 406 to a sleep mode.); determine, based on the indication in the DCI format, to activate the LR (Elshafie [0077] An LP signal may be any signal that may be received by the radio 408, for example a signal transmitted in a frequency band that the radio 408 is configured to monitor or a signal transmitted at a time that the radio 408 is configured to periodically monitor. The radio 408 may be configured to periodically monitor for an LP signal, such as an LP-WUS, a paging indicator, a LP synchronization signal (LP-SS), an LP synchronization preamble signal (LP-sync-preamble signal), or an LP reference signal (LP-RS), in accordance with a schedule, for example in accordance with a connected mode discontinuous reception (CDRX) cycle or in accordance with a configured period. The period may be configured by a network node, for example a serving cell of the UE 402, via the TRP 404. The LP-WUS may be an on-off keying (OOK) signal, a sequence-based signal, a coded signal (e.g., PDCCH-based DCI). The LP-WUS or the paging indicator may schedule an LP-RS for the radio 408 to receive. The LP-RS may be any reference signal that may be measured by the radio 408, for example a CSI-RS, a positioning reference signal (PRS), or a synchronization signal. The TRP 404 may transmit DCI, a MAC control element (MAC-CE), or an RRC configuration including an indicator of the periodic cycle to the radio 406 or the radio 408. The indicator may be used to configure the period which the radio 408 may use to periodically monitor for a LP-RS from a network node, such as the TRP 404, or from another UE, such as the UE 401, when the radio 408 is in a periodically active mode. In some aspects, the TRP 404 may transmit an RRC configuration to the radio 406 to configure the periodic cycle before the UE 402 switches the radio 406 to a sleep mode.); and determine monitoring occasions for the LP-WUS, wherein the LR is configured to receive the LP-WUS based on the monitoring occasions (Elshafie [0077] An LP signal may be any signal that may be received by the radio 408, for example a signal transmitted in a frequency band that the radio 408 is configured to monitor or a signal transmitted at a time that the radio 408 is configured to periodically monitor. The radio 408 may be configured to periodically monitor for an LP signal, such as an LP-WUS, a paging indicator, a LP synchronization signal (LP-SS), an LP synchronization preamble signal (LP-sync-preamble signal), or an LP reference signal (LP-RS), in accordance with a schedule, for example in accordance with a connected mode discontinuous reception (CDRX) cycle or in accordance with a configured period. The period may be configured by a network node, for example a serving cell of the UE 402, via the TRP 404. The LP-WUS may be an on-off keying (OOK) signal, a sequence-based signal, a coded signal (e.g., PDCCH-based DCI). The LP-WUS or the paging indicator may schedule an LP-RS for the radio 408 to receive. The LP-RS may be any reference signal that may be measured by the radio 408, for example a CSI-RS, a positioning reference signal (PRS), or a synchronization signal. The TRP 404 may transmit DCI, a MAC control element (MAC-CE), or an RRC configuration including an indicator of the periodic cycle to the radio 406 or the radio 408. The indicator may be used to configure the period which the radio 408 may use to periodically monitor for a LP-RS from a network node, such as the TRP 404, or from another UE, such as the UE 401, when the radio 408 is in a periodically active mode. In some aspects, the TRP 404 may transmit an RRC configuration to the radio 406 to configure the periodic cycle before the UE 402 switches the radio 406 to a sleep mode.). As per claim 2, 16, Elshafie discloses the UE of claim 1, wherein the PDCCH is received based on a common search space (CSS) set (Elshafie [0060] FIG. 2B illustrates an example of various DL channels within a subframe of a frame. The physical downlink control channel (PDCCH) carries DCI within one or more control channel elements (CCEs) (e.g., 1, 2, 4, 8, or 16 CCEs), each CCE including six RE groups (REGs), each REG including 12 consecutive REs in an OFDM symbol of an RB. A PDCCH within one BWP may be referred to as a control resource set (CORESET). A UE is configured to monitor PDCCH candidates in a PDCCH search space (e.g., common search space, UE-specific search space) during PDCCH monitoring occasions on the CORESET, where the PDCCH candidates have different DCI formats and different aggregation levels. Additional BWPs may be located at greater and/or lower frequencies across the channel bandwidth. A primary synchronization signal (PSS) may be within symbol 2 of particular subframes of a frame. The PSS is used by a UE 104 to determine subframe/symbol timing and a physical layer identity. A secondary synchronization signal (SSS) may be within symbol 4 of particular subframes of a frame. The SSS is used by a UE to determine a physical layer cell identity group number and radio frame timing. Based on the physical layer identity and the physical layer cell identity group number, the UE can determine a physical cell identifier (PCI). Based on the PCI, the UE can determine the locations of the DM-RS. The physical broadcast channel (PBCH), which carries a master information block (MIB), may be logically grouped with the PSS and SSS to form a synchronization signal (SS)/PBCH block (also referred to as SS block (SSB)). The MIB provides a number of RBs in the system bandwidth and a system frame number (SFN). The physical downlink shared channel (PDSCH) carries user data, broadcast system information not transmitted through the PBCH such as system information blocks (SIB s), and paging messages.). As per claim 5, 19, Elshafie discloses the UE of claim 1, wherein the monitoring occasions for the LP-WUS are located in active portions of discontinuous reception (DRX) cycles for the LR (Elshafie [0077] An LP signal may be any signal that may be received by the radio 408, for example a signal transmitted in a frequency band that the radio 408 is configured to monitor or a signal transmitted at a time that the radio 408 is configured to periodically monitor. The radio 408 may be configured to periodically monitor for an LP signal, such as an LP-WUS, a paging indicator, a LP synchronization signal (LP-SS), an LP synchronization preamble signal (LP-sync-preamble signal), or an LP reference signal (LP-RS), in accordance with a schedule, for example in accordance with a connected mode discontinuous reception (CDRX) cycle or in accordance with a configured period. The period may be configured by a network node, for example a serving cell of the UE 402, via the TRP 404. The LP-WUS may be an on-off keying (OOK) signal, a sequence-based signal, a coded signal (e.g., PDCCH-based DCI). The LP-WUS or the paging indicator may schedule an LP-RS for the radio 408 to receive. The LP-RS may be any reference signal that may be measured by the radio 408, for example a CSI-RS, a positioning reference signal (PRS), or a synchronization signal. The TRP 404 may transmit DCI, a MAC control element (MAC-CE), or an RRC configuration including an indicator of the periodic cycle to the radio 406 or the radio 408. The indicator may be used to configure the period which the radio 408 may use to periodically monitor for a LP-RS from a network node, such as the TRP 404, or from another UE, such as the UE 401, when the radio 408 is in a periodically active mode. In some aspects, the TRP 404 may transmit an RRC configuration to the radio 406 to configure the periodic cycle before the UE 402 switches the radio 406 to a sleep mode.). As per claim 8, Elshafie discloses a base station (BS) in a wireless communication system (Elshafie Fig. 3), the BS comprising: a processor (Elshafie Fig. 3) configured to: determine a downlink control information (DCI) format including an indication on whether to activate a low-power receiver and transmit a low-power wake up signal (LP-WUS) (Elshafie [0060] and [0077] An LP signal may be any signal that may be received by the radio 408, for example a signal transmitted in a frequency band that the radio 408 is configured to monitor or a signal transmitted at a time that the radio 408 is configured to periodically monitor. The radio 408 may be configured to periodically monitor for an LP signal, such as an LP-WUS, a paging indicator, a LP synchronization signal (LP-SS), an LP synchronization preamble signal (LP-sync-preamble signal), or an LP reference signal (LP-RS), in accordance with a schedule, for example in accordance with a connected mode discontinuous reception (CDRX) cycle or in accordance with a configured period. The period may be configured by a network node, for example a serving cell of the UE 402, via the TRP 404. The LP-WUS may be an on-off keying (OOK) signal, a sequence-based signal, a coded signal (e.g., PDCCH-based DCI). The LP-WUS or the paging indicator may schedule an LP-RS for the radio 408 to receive. The LP-RS may be any reference signal that may be measured by the radio 408, for example a CSI-RS, a positioning reference signal (PRS), or a synchronization signal. The TRP 404 may transmit DCI, a MAC control element (MAC-CE), or an RRC configuration including an indicator of the periodic cycle to the radio 406 or the radio 408. The indicator may be used to configure the period which the radio 408 may use to periodically monitor for a LP-RS from a network node, such as the TRP 404, or from another UE, such as the UE 401, when the radio 408 is in a periodically active mode. In some aspects, the TRP 404 may transmit an RRC configuration to the radio 406 to configure the periodic cycle before the UE 402 switches the radio 406 to a sleep mode.); and determine monitoring occasions for the LP-WUS (Elshafie [0077] An LP signal may be any signal that may be received by the radio 408, for example a signal transmitted in a frequency band that the radio 408 is configured to monitor or a signal transmitted at a time that the radio 408 is configured to periodically monitor. The radio 408 may be configured to periodically monitor for an LP signal, such as an LP-WUS, a paging indicator, a LP synchronization signal (LP-SS), an LP synchronization preamble signal (LP-sync-preamble signal), or an LP reference signal (LP-RS), in accordance with a schedule, for example in accordance with a connected mode discontinuous reception (CDRX) cycle or in accordance with a configured period. The period may be configured by a network node, for example a serving cell of the UE 402, via the TRP 404. The LP-WUS may be an on-off keying (OOK) signal, a sequence-based signal, a coded signal (e.g., PDCCH-based DCI). The LP-WUS or the paging indicator may schedule an LP-RS for the radio 408 to receive. The LP-RS may be any reference signal that may be measured by the radio 408, for example a CSI-RS, a positioning reference signal (PRS), or a synchronization signal. The TRP 404 may transmit DCI, a MAC control element (MAC-CE), or an RRC configuration including an indicator of the periodic cycle to the radio 406 or the radio 408. The indicator may be used to configure the period which the radio 408 may use to periodically monitor for a LP-RS from a network node, such as the TRP 404, or from another UE, such as the UE 401, when the radio 408 is in a periodically active mode. In some aspects, the TRP 404 may transmit an RRC configuration to the radio 406 to configure the periodic cycle before the UE 402 switches the radio 406 to a sleep mode.); and a transceiver operably coupled to the processor (Elshafie Fig. 3), the transceiver configured to: transmit a physical downlink control channel (PDCCH) including the DCI format (Elshafie [0060] and [0077] An LP signal may be any signal that may be received by the radio 408, for example a signal transmitted in a frequency band that the radio 408 is configured to monitor or a signal transmitted at a time that the radio 408 is configured to periodically monitor. The radio 408 may be configured to periodically monitor for an LP signal, such as an LP-WUS, a paging indicator, a LP synchronization signal (LP-SS), an LP synchronization preamble signal (LP-sync-preamble signal), or an LP reference signal (LP-RS), in accordance with a schedule, for example in accordance with a connected mode discontinuous reception (CDRX) cycle or in accordance with a configured period. The period may be configured by a network node, for example a serving cell of the UE 402, via the TRP 404. The LP-WUS may be an on-off keying (OOK) signal, a sequence-based signal, a coded signal (e.g., PDCCH-based DCI). The LP-WUS or the paging indicator may schedule an LP-RS for the radio 408 to receive. The LP-RS may be any reference signal that may be measured by the radio 408, for example a CSI-RS, a positioning reference signal (PRS), or a synchronization signal. The TRP 404 may transmit DCI, a MAC control element (MAC-CE), or an RRC configuration including an indicator of the periodic cycle to the radio 406 or the radio 408. The indicator may be used to configure the period which the radio 408 may use to periodically monitor for a LP-RS from a network node, such as the TRP 404, or from another UE, such as the UE 401, when the radio 408 is in a periodically active mode. In some aspects, the TRP 404 may transmit an RRC configuration to the radio 406 to configure the periodic cycle before the UE 402 switches the radio 406 to a sleep mode.); and transmit the LP-WUS based on the monitoring occasions for the LP-WUS (Elshafie [0060] and [0077] An LP signal may be any signal that may be received by the radio 408, for example a signal transmitted in a frequency band that the radio 408 is configured to monitor or a signal transmitted at a time that the radio 408 is configured to periodically monitor. The radio 408 may be configured to periodically monitor for an LP signal, such as an LP-WUS, a paging indicator, a LP synchronization signal (LP-SS), an LP synchronization preamble signal (LP-sync-preamble signal), or an LP reference signal (LP-RS), in accordance with a schedule, for example in accordance with a connected mode discontinuous reception (CDRX) cycle or in accordance with a configured period. The period may be configured by a network node, for example a serving cell of the UE 402, via the TRP 404. The LP-WUS may be an on-off keying (OOK) signal, a sequence-based signal, a coded signal (e.g., PDCCH-based DCI). The LP-WUS or the paging indicator may schedule an LP-RS for the radio 408 to receive. The LP-RS may be any reference signal that may be measured by the radio 408, for example a CSI-RS, a positioning reference signal (PRS), or a synchronization signal. The TRP 404 may transmit DCI, a MAC control element (MAC-CE), or an RRC configuration including an indicator of the periodic cycle to the radio 406 or the radio 408. The indicator may be used to configure the period which the radio 408 may use to periodically monitor for a LP-RS from a network node, such as the TRP 404, or from another UE, such as the UE 401, when the radio 408 is in a periodically active mode. In some aspects, the TRP 404 may transmit an RRC configuration to the radio 406 to configure the periodic cycle before the UE 402 switches the radio 406 to a sleep mode.). As per claim 9, Elshafie discloses the BS of claim 8, wherein the PDCCH is transmitted based on a common search space (CSS) set (Elshafie [0060] FIG. 2B illustrates an example of various DL channels within a subframe of a frame. The physical downlink control channel (PDCCH) carries DCI within one or more control channel elements (CCEs) (e.g., 1, 2, 4, 8, or 16 CCEs), each CCE including six RE groups (REGs), each REG including 12 consecutive REs in an OFDM symbol of an RB. A PDCCH within one BWP may be referred to as a control resource set (CORESET). A UE is configured to monitor PDCCH candidates in a PDCCH search space (e.g., common search space, UE-specific search space) during PDCCH monitoring occasions on the CORESET, where the PDCCH candidates have different DCI formats and different aggregation levels. Additional BWPs may be located at greater and/or lower frequencies across the channel bandwidth. A primary synchronization signal (PSS) may be within symbol 2 of particular subframes of a frame. The PSS is used by a UE 104 to determine subframe/symbol timing and a physical layer identity. A secondary synchronization signal (SSS) may be within symbol 4 of particular subframes of a frame. The SSS is used by a UE to determine a physical layer cell identity group number and radio frame timing. Based on the physical layer identity and the physical layer cell identity group number, the UE can determine a physical cell identifier (PCI). Based on the PCI, the UE can determine the locations of the DM-RS. The physical broadcast channel (PBCH), which carries a master information block (MIB), may be logically grouped with the PSS and SSS to form a synchronization signal (SS)/PBCH block (also referred to as SS block (SSB)). The MIB provides a number of RBs in the system bandwidth and a system frame number (SFN). The physical downlink shared channel (PDSCH) carries user data, broadcast system information not transmitted through the PBCH such as system information blocks (SIB s), and paging messages.). As per claim 12, Elshafie discloses the BS of claim 8, wherein the monitoring occasions for the LP-WUS are located in active portions of discontinuous reception (DRX) cycles for the LR (Elshafie [0077] An LP signal may be any signal that may be received by the radio 408, for example a signal transmitted in a frequency band that the radio 408 is configured to monitor or a signal transmitted at a time that the radio 408 is configured to periodically monitor. The radio 408 may be configured to periodically monitor for an LP signal, such as an LP-WUS, a paging indicator, a LP synchronization signal (LP-SS), an LP synchronization preamble signal (LP-sync-preamble signal), or an LP reference signal (LP-RS), in accordance with a schedule, for example in accordance with a connected mode discontinuous reception (CDRX) cycle or in accordance with a configured period. The period may be configured by a network node, for example a serving cell of the UE 402, via the TRP 404. The LP-WUS may be an on-off keying (OOK) signal, a sequence-based signal, a coded signal (e.g., PDCCH-based DCI). The LP-WUS or the paging indicator may schedule an LP-RS for the radio 408 to receive. The LP-RS may be any reference signal that may be measured by the radio 408, for example a CSI-RS, a positioning reference signal (PRS), or a synchronization signal. The TRP 404 may transmit DCI, a MAC control element (MAC-CE), or an RRC configuration including an indicator of the periodic cycle to the radio 406 or the radio 408. The indicator may be used to configure the period which the radio 408 may use to periodically monitor for a LP-RS from a network node, such as the TRP 404, or from another UE, such as the UE 401, when the radio 408 is in a periodically active mode. In some aspects, the TRP 404 may transmit an RRC configuration to the radio 406 to configure the periodic cycle before the UE 402 switches the radio 406 to a sleep mode.). Allowable Subject Matter Claims 3-4, 6-7, 10-11, 13-14, 17-18, and 20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to FAIYAZKHAN GHAFOERKHAN whose telephone number is (571)270-7161. The examiner can normally be reached Flex. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ayaz R Sheikh can be reached at (571) 272-3795. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. FAIYAZKHAN GHAFOERKHAN Primary Examiner Art Unit 2476 /FAIYAZKHAN GHAFOERKHAN/Primary Examiner, Art Unit 2476
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Prosecution Timeline

Jan 10, 2024
Application Filed
Jan 03, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
95%
With Interview (+8.2%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 560 resolved cases by this examiner. Grant probability derived from career allow rate.

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