Prosecution Insights
Last updated: August 15, 2026
Application No. 18/411,892

SHOE UPPER AND SHOE HAVING THE SAME

Non-Final OA §103
Filed
Jan 12, 2024
Priority
Oct 26, 2023 — CN 2023-22813747.6
Examiner
LYNCH, MEGAN E
Art Unit
3732
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Skechers U.S.A., Inc. II
OA Round
5 (Non-Final)
38%
Grant Probability
At Risk
5-6
OA Rounds
10m
Est. Remaining
79%
With Interview

Examiner Intelligence

Grants only 38% of cases
38%
Career Allowance Rate
240 granted / 627 resolved
-31.7% vs TC avg
Strong +41% interview lift
Without
With
+40.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
48 currently pending
Career history
695
Total Applications
across all art units

Statute-Specific Performance

§101
2.2%
-37.8% vs TC avg
§103
44.7%
+4.7% vs TC avg
§102
22.8%
-17.2% vs TC avg
§112
27.7%
-12.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 627 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on May 7, 2026 has been entered. Claim Objections 1. Claim 1 is objected to because of the following informalities: Claim 1 recites “a first position limiting component; wherein the first vamp side portion comprises an interior lining layer and an opening in the interior lining layer, the opening defining a first position limiting component”, the second recitation of “a first position limiting component” is an error and should read “the first position limiting component”. Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. 2. Claim(s) 1-2, 5-8, 19, and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Koo (US 2019/0274393) in view of Bulit (FR 2,510,878 A1). Regarding Claim 1, Koo discloses a shoe upper (15) by comprising: a vamp having a vamp toe portion (i.e. toe portion of 15; para.34) and a first vamp side portion (18) that are connected to each other (as evidenced by Fig.13), an inner surface of the first vamp side portion being provided with a first position limiting component (i.e. 67 on 18); wherein the first vamp side portion comprises a first position limiting component (67); a tongue (22) having a first portion (i.e. toe end of 22) and a second portion (i.e. rear end of 22) that are oppositely disposed (as seen in Fig.5), the first portion of the tongue being affixed to the vamp toe portion (as evidenced by Fig.13); a first elastic band (66) having a first end (i.e. 66 at 18 and/or 12) and a second end (i.e. 66 at 22); the first end being located adjacent to the first vamp side portion and the first end being permanently affixed to a portion of the shoe other than the tongue (para.38); the first elastic band configured to connect the second portion of the tongue with the first vamp side portion (para.38; as seen in Fig.5 & 6), at least part of the first elastic band being located between the first position limiting component and an inner surface of the first vamp side portion (as seen in Fig.5-7), and the second portion of the tongue being in limiting mating with the first position limiting component under action of the first elastic band (para.38); the second end being connected to the second portion of the tongue (as seen in Fig.5 & 6); the first elastic band configured to elongate and to stretch through the first position limiting component between the first end and the second end when the tongue is separated from the first position limiting component (para.38; i.e. elastic is known to elongate and stretch); wherein an end of the elastic band (end of 66 at 12) terminates on an inner surface of the vamp side portion (as seen in Fig.5). Koo does not disclose an interior lining layer and an opening in the interior lining layer, the opening defining a first position limiting component. However, Bulit teaches a shoe upper (as seen in Fig.4) having an interior lining layer (9) with an opening (16) in the interior lining layer (as seen in Fig.5); a portion of an elastic band (13) is entirely embedded in between the interior lining layer and an inner surface of an upper layer; the portion of the elastic band extending from the opening to end (15) of the elastic band terminating on the inner surface of the upper layer such that the portion of the elastic band is not exposed through the interior lining layer or the upper layer (as seen in Fig.5). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified the interior lining layer of Koo to fully line the interior of the shoe upper and have an opening formed in the lining layer, as taught by Bulit, in order to provide a comfortable layer surrounding a user's foot that delivers warmth. When in combination, Koo and Bulit teach at least part of the first elastic band being located between the interior lining and an inner surface of the first vamp side portion; the elastic band is entirely embedded in between the interior lining layer and the inner surface of the vamp side portion along a portion of the elastic band extending from the opening to an end of the elastic band located on the vamp side portion such that the portion of the elastic band is not exposed through the interior lining layer or the vamp side portion. Regarding Claim 2, Modified Koo discloses a shoe upper according to claim 1, wherein the first end (i.e. 66 at 18) of the first elastic band (66) is located between the first position limiting component (as modified by Bulit) and the inner surface of the first vamp side portion (18) seen in Fig.5 & 6). Regarding Claim 5, Koo discloses a shoe upper according to claim 1, wherein the second end (i.e. 66 at 22) of the first elastic band (66) is stitched to a first side edge of the second portion of the tongue (22)(para.38). Regarding Claim 6, When in combination, Koo and Bulit teach a shoe upper according to claim 1, further comprising a second elastic band (66), a second position limiting component (evidenced by Koo: 67 on 20, as modified by Bulit), the first position limiting component (as modified by Bulit) being located on the first vamp side portion, the second position limiting component (as modified by Bulit) being located on a second vamp side portion (20), and the tongue (22) is engaged in limiting mating with the first and second position limiting components under the action of the first and second elastic bands, respectively (Koo: para.38; as seen in Fig.5 & 6). Regarding Claim 7, Modified Koo discloses a shoe upper according to claim 6, wherein the second elastic band has a third end (i.e. 66 at 20) and a fourth end (i.e. 66 at 22), at least part of the second elastic band is located between the second position limiting component and an inner surface of the second vamp side portion (as seen in Fig.5 & 6), the third end is connected to the second vamp side portion, and the fourth end is connected to the second portion of the tongue (para.38; as seen in Fig. 5 & 6). Regarding Claim 8, Modified Koo discloses a shoe upper according to claim 7, wherein the first vamp side portion (18) and the first position limiting component (i.e. 67 on 18) comprise a first interior lining layer (i.e. 67 is an interior lining layer in that it is interior to, and lining, the upper layer & Koo as modified by Bulit) and a first opening formed in the first interior lining layer (as modified by Bulit), the second vamp side portion (20) and the second position limiting component (i.e. 67 on 20) comprise a second interior lining layer (i.e. 67 is an interior lining layer in that it is interior to, and lining, the upper layer & Koo as modified by Bulit) and a second opening formed in the second interior lining layer (as modified by Bulit), wherein the first interior lining layer is located on the inner surface of the first vamp side portion, and the second interior lining layer is located on the inner surface of the second vamp side portion (as seen in Fig.5 & 6), wherein the first end passes through the first opening and extends to at least somewhere between the first interior lining layer and the inner surface of the first vamp side portion, and the third passes through the second opening and extends to at least somewhere between the second interior lining layer and the inner surface of the second vamp side portion (Koo: para.38; as seen in Fig.5 & 6 and Bulit: as seen in Fig.5). Regarding Claim 19, Koo discloses a shoe upper (15), comprising: a vamp having a vamp toe portion (i.e. toe portion of 15; para.34), a vamp side portion (18), and a vamp heel portion (17) connected to the vamp side portion; a tongue (22) including a first portion (i.e. toe end of 22) affixed to the vamp toe portion and a second portion (i.e. rear end of 22) spaced from the vamp toe portion; an elastic band (66) configured to connect the second portion of the tongue to the vamp side portion (as seen in Fig.5 & 6), wherein the vamp side portion includes a position limiting component (67); the second portion of the tongue is held in limiting mating with the position limiting component under tension of the elastic band (para.38; as seen in Fig.5 & 6); and wherein an end (end of 66 at 12) of the elastic band terminates on an inner surface of the vamp side portion (as seen in Fig.5 & 6). Koo does not disclose an interior lining layer and an opening in the interior lining layer, the opening defining a position limiting component. However, Bulit teaches a shoe upper (as seen in Fig.4) having an interior lining layer (9) with an opening (16) in the interior lining layer (as seen in Fig.5), the opening defining a position limiting component (as seen in Fig.5); an elastic band (13) is entirely embedded in between the interior lining layer and an inner surface of an upper layer along a portion of the elastic band extending from the opening to an end (15) of the elastic band such that the portion of the elastic band is not exposed through the interior lining layer or the upper layer (as seen in Fig.5). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified the interior lining layer of Koo to fully line the interior of the shoe upper and have an opening formed in the lining layer, as taught by Bulit, in order to provide a comfortable layer surrounding a user's foot that delivers warmth. When in combination, Koo and Bulit teach the second portion of the tongue is held in limiting mating with the position limiting component under tension of the elastic band; the elastic band is entirely embedded in between the interior lining layer and the inner surface of the vamp side portion along a portion of the elastic band extending from the opening to an end of the elastic band located on the vamp side portion such that the portion of the elastic band is not exposed through the interior lining layer or the vamp side portion. Regarding Claim 20, Koo discloses a shoe upper (15), comprising: a vamp having a vamp toe portion (i.e. toe portion of 15; para.34), a vamp side portion (18), and a vamp heel portion (17) connected to the vamp side portion; a tongue (22) including a first portion (i.e. toe end of 22) affixed to the vamp toe portion and a second portion (i.e. rear end of 22) spaced from the vamp toe portion (as seen in Fig.5); an elastic band (66) configured to connect the second portion of the tongue to the vamp side portion (para.38), wherein the vamp side portion includes a position limiting component (67); at least a portion of the elastic band is disposed between the position limiting component and the inner surface of the vamp side portion; the second portion of the tongue is held in limiting mating with the position limiting component under tension of the elastic band (para.38; as seen in Fig.5 & 6). Koo does not disclose an interior lining layer and an opening in the interior lining layer, the opening defining a position limiting component. However, Bulit teaches a shoe upper (as seen in Fig.4) having an interior lining layer (9) with an opening (16) formed in the interior lining layer (as seen in Fig.5); an elastic band (13) is entirely embedded in between the interior lining layer and an inner surface of an upper layer along a portion of the elastic band extending from a location (at 16) adjacent to the position limiting component to an end (15) of the elastic band located on the upper layer such that the portion of the elastic band is not exposed through the interior lining layer or the upper layer (as seen in Fig.5; para.7). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified the interior lining layer of Koo to fully line the interior of the shoe upper and have an opening formed in the lining layer, as taught by Bulit, in order to provide a comfortable layer surrounding a user's foot that delivers warmth. When in combination, Koo and Bulit teach at least a portion of the elastic band is disposed between the interior lining layer and the inner surface of the vamp side portion; the elastic band is entirely embedded in between the interior lining layer and the inner surface of the vamp side portion along a portion of the elastic band extending from the opening to an end of the elastic band located on the vamp side portion such that the portion of the elastic band is not exposed through the interior lining layer or the vamp side portion. 3. Claim(s) 10-14 and 22 is/are rejected under 35 U.S.C. 103 as being unpatentable over Koo (US 2019/0274393) and Bulit (FR 2,510,878 A1), in view of Bar (US 2023/0035573). Regarding Claim 10, Koo and Bulit disclose the invention substantially as claimed above. Koo discloses a shoe upper according to claim 1, wherein a vamp heel portion (17) is connected to the vamp side portion. Koo does not disclose a heel support member is disposed at the vamp heel portion, and wherein the heel support member is configured to be a rigid structure or at least part of the heel support member is configured to be a flexible structure. However, Bar teaches a shoe upper (12) having a heel support member (22) is disposed at the vamp heel portion (14), and wherein the heel support member is configured to be a rigid structure or at least part of the heel support member is configured to be a flexible structure (para.67; as seen in Fig.3). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified the vamp heel portion of Koo to include a heel support member, as taught by Bar, in order to provide additional protection and support to a user's heel, while facilitating forward sliding of a user's foot into the shoe when the foot enters the shoe. Regarding Claim 11, When in combination, Koo and Bar teach a shoe upper according to claim 10, wherein the heel support member (Bar: 22) comprises a first support portion (Bar: portion of 21) and a second support portion (Bar: i.e. 22 below 21) located at the bottom end of the first support portion (Bar: as seen in Fig.3), wherein at least part of the second support portion protrudes outwards (Bar: i.e. outward heel curvature of 22) and is configured for surrounding the back of the heel of a user, and the first support portion inclines outwards from bottom to top and away from a shoe opening (Bar: 13; para.66, as seen in Fig.3). Regarding Claim 12, When in combination, Koo and Bar teach a shoe upper according to claim 11, wherein the first support portion (Bar: portion of 21) has a first configuration (i.e. unloaded) and a second configuration (i.e. loaded under a user's foot weight), wherein when the foot of the user inserts into the vamp, the first support portion is deformed from the first configuration to the second configuration under the load of the foot, and the height of at least part of the first support portion is reduced (Bar: para.67; i.e. an elastic 21 would deform/bend downward under a user's weight), and wherein after removing the load of the foot, the first support portion is restored from the second configuration to the first configuration (Bar: as seen in Fig.3). Regarding Claim 13, When in combination, Koo and Bar teach a shoe upper according to claim 11, wherein the first support portion (Bar: portion of 21) has a first configuration (i.e. unloaded) and a second configuration (i.e. loaded under a user's foot weight), wherein when the foot of the user inserts into the vamp, the first support portion is deformed from the first configuration to the second configuration under the load of the foot, and an inclination angle of the first support portion with respect to a vertical line becomes larger as an uppermost region of the first support portion moves rearward (Bar: para.67; i.e. an elastic 21 would deform/bend downward under a user's weight), and wherein after removing the load of the foot, the first support portion is restored from the second configuration to the first configuration (Bar: as seen in Fig.3). Regarding Claim 14, When in combination, Koo and Bar teach a shoe upper according to claim 11, wherein an uppermost region of the first support portion (Bar: portion of 21) has a first position in the first configuration (i.e. unloaded) and a second position in the second configuration (i.e. loaded under a user's foot weight), the second position being farther away from the vamp toe portion in a longitudinal direction than the first position (Bar: para.67; i.e. an elastic 21 would deform/bend outward and downward under a user's weight). Regarding Claim 22, Bar further teaches a shoe upper according to claim 10, wherein a vertical cross-sectional shape of a rearmost portion of the heel support member (22) is an S-wave (as seen in Fig.3). 4. Claim(s) 15-17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Koo (US 2019/0274393), Bulit (FR 2,510,878 A1), and Bar (US 2023/0035573), in view of Shin (US 2022/0240625). Regarding Claim 15, Koo, Bulit, and Bar disclose the invention substantially as claimed above. Modified Koo does not explicitly disclose wherein the second support portion comprises a middle region and two side regions, and when in the second configuration, the two side regions move outward to increase the distance between the two sides of the vamp side portion. However, Shin teaches a shoe having a heel support member (121) wherein a second support portion comprises a middle region (back wall of 121) and two side regions (left and right walls of 121) (as seen in Fig.10), and when in a second configuration (i.e. loaded under a user's foot weight), the two side regions move outward to increase the distance between the two sides of the vamp side portion (i.e. when a user is inserting their foot into the heel of a shoe, the sides of the heel would move outward to some degree, in order to facilitate entry of the foot). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have formed the heel support member of modified Koo to have a middle region and two side regions, as taught by Shin, in order to provide a heel support member that supports and protects the heel of a user on all sides. Regarding Claims 16 and 17, Koo, Bulit, and Bar disclose the invention substantially as claimed above. Modified Koo does not disclose a flexible foam component disposed on the heel support member, wherein when a user's foot inserts into the vamp, the flexible foam component is compressed, and the flexible foam component exerts pressure on the user's ankle; wherein the flexible component extends along at least a part of the inner of the vamp from both side edges of the upper part of the heel support member, to form a side section of the flexible component. However, Shin teaches a shoe having a heel support member (121) having a flexible foam component (122; para.91) disposed on the heel support member (as seen in Fig. 10 & 11), wherein when a user's foot inserts into the vamp, the flexible foam component is compressed, and the flexible foam component exerts pressure on the user's ankle (para.91); wherein the flexible component extends along at least a part of the inner of the vamp from both side edges of the upper part of the heel support member, to form a side section of the flexible component (as seen in Fig. & 11). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have modified the heel support component of modified Koo to include a flexible foam component, as taught by Shin, in order to provide a comfortable surface for a user's foot to rest on, that prevents abrading and/or blistering of a user's heel. Response to Arguments Applicant's arguments filed May 7, 2026 have been fully considered but they are not persuasive. In response to applicant's arguments against the references individually, with regard to Claims 1 and 20, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981); In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). Applicant further asserts that neither Koo (casual shoes) nor Bulit (tennis shoes) identifies any issue with "warmth." Thus, the "warmth" rationale is not grounded in the teachings of Koo or Bulit, and the proposed modification would not be a routine design choice but would instead require a structural re-arrangement of Koo's system that is not contemplated by either reference. Examiner respectfully disagrees. While neither reference explicitly calls out the argued benefit, a determination of obviousness is based on ordinary skill in the art and one of ordinary skill in the art would readily recognize the addition of a lining in a shoe most definitely provides a comfortable layer surrounding a user's foot that delivers warmth. Additionally, using linings in shoes is well known in the footwear art and would not require a structural re-arrangement of Koo's system, particularly as Koo contemplates holding and guiding the elastic strap with an internal structure. Therefore, the determination of obviousness is proper. In view of Applicant's amendment, the search has been updated, and newly modified grounds of rejection have been identified and applied. Applicant's arguments, which are drawn solely to the newly amended limitations, have been considered but are moot in view of the newly modified ground(s) of rejection. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MEGAN E LYNCH whose telephone number is (571)272-3267. The examiner can normally be reached Monday to Friday, 8:00am-4:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Khoa Huynh can be reached at 571-272-4888. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MEGAN E LYNCH/Primary Examiner, Art Unit 3732
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Prosecution Timeline

Show 6 earlier events
Apr 09, 2025
Request for Continued Examination
Apr 21, 2025
Response after Non-Final Action
May 21, 2025
Non-Final Rejection mailed — §103
Sep 09, 2025
Response Filed
Nov 05, 2025
Final Rejection mailed — §103
Mar 05, 2026
Request for Continued Examination
Mar 26, 2026
Response after Non-Final Action
May 27, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

5-6
Expected OA Rounds
38%
Grant Probability
79%
With Interview (+40.6%)
3y 5m (~10m remaining)
Median Time to Grant
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