Prosecution Insights
Last updated: May 04, 2026
Application No. 18/412,166

OPTICAL ASSEMBLY WITH PROTECTIVE FLEXING MEMBER AND/OR MECHANICAL REAR SIGHT FEATURES

Non-Final OA §102§103
Filed
Jan 12, 2024
Priority
Jan 14, 2023 — provisional 63/439,087 +1 more
Examiner
COOPER, JOHN
Art Unit
3641
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Axts Inc.
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
676 granted / 853 resolved
+27.2% vs TC avg
Strong +18% interview lift
Without
With
+18.0%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 8m
Avg Prosecution
22 currently pending
Career history
875
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
35.7%
-4.3% vs TC avg
§102
31.4%
-8.6% vs TC avg
§112
22.3%
-17.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 853 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This action is in response to Application #18/412,166 and response filed on 14 August 2025. Election/Restrictions Applicant’s election without traverse of Species “a”, figures 1-10D in the reply filed on 14 August 2025 is acknowledged. After a review of the elected figures, it appears that some limitations of claims 1 and 12 do not comply with the elected embodiment. “The mechanical rear sight…is integrally formed with the optic sight” appears to be shown in the embodiment of figures 16a-16c, and 18a-18c. Further the limitation “…comprises a modular mechanical rear sight to fit into a slot or other opening of the firearm assembly or the optic sight…” The underlined portion appears to be found in embodiments of figures 14a-14c, 17a-17d, and 19a-19e. Those limitations of claim 1 will not be examined on the merits. Claim 2 appears to be drawn to an unelected invention and will be withdrawn from examination. A portion of claim 4 does not appear to be encompassed in elected species “a”; “…wherein the slot or other opening is defined by the optic plate or other optic mounting adapter”, this appears to be encompassed by Figure 11. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 3-6, 11-12 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US Patent Application Publication 2021/0231407 to Salinas. Regarding Claim 1, Salinas discloses an apparatus including an optic sight including an emitter (fig.13) or usable with an optic sight, the apparatus comprising a mechanical rear sight (fig.13, 1399); the mechanical rear sight comprises a modular mechanical rear sight to fit into a slot or other opening of the firearm assembly (fig.13, at least paragraph 130 discloses the rear sight 1399 is releasably coupled to the optic guard) and a rearmost part of the rear mechanical sight is positioned in front of a front-most light transmissive surface of the optic sight (fig.13). Regarding Claim 3, Salinas discloses the assembly includes an optic guard frame to protect the optic sight, and the slot or opening is defined by the optic guard frame (see fig.13, and paragraph 130). Regarding Claim 4, Salinas discloses the firearm assembly includes an optic plate or other optic mounting adapter on which the optic sight is mountable (fig.14a, 1410). Regarding Claim 5, Salinas discloses the firearm assembly includes an optic sight mount device (fig.14a, 1410/1415), and the slot or opening is defined by the optic sight mount device (defined by the portion 1415, substantially the same structure as in figure 13). Regarding Claim 6, see fig.13. Regarding Claim 11, Salinas discloses the optic sight (see figures 12, 13, 14c, 14d), a flexing member (1205, 1399 (same structure used in different mounting embodiments), and a gap between a back of the flexing member and the framing (see at least paragraph 126). Regarding Claim 12, Salinas discloses an apparatus including an optic sight including an emitter (fig.13) or usable with an optic sight, the apparatus comprising a mechanical rear sight (fig.13, 1399) wherein; the mechanical rear sight comprises a modular mechanical rear sight to fit into a slot or other opening of the firearm assembly (fig.13, at least paragraph 130 discloses the rear sight 1399 is releasably coupled to the optic guard) and a rearmost part of the rear mechanical sight is positioned in front of a front-most light transmissive surface of the optic sight (fig.13). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 7-9 are rejected under 35 U.S.C. 103 as being unpatentable over US Patent Application Publication 2021/0231407 to Salinas. Regarding Claims 7-9, Salinas discloses the apparatus of claim 1, but does not specifically disclose how the modular mechanical sight is engaged with the optic guard and the fastener is non-parallel with a vertical axis of the sight. However, Salinas discloses a threaded fastener into a hole in the firearm slide in the embodiment of fig.13. Further, Salinas discloses the rear sight may be removably mounted within the optic guard (at least paragraph 130). The specific removable mounting assembly is not shown, however, selecting one of a finite number of mounting techniques known in the art would have been an obvious engineering design choice to one having ordinary skill with a reasonable expectation of success. Claim(s) 10 is rejected under 35 U.S.C. 103 as being unpatentable over US Patent Application Publication 2021/0231407 to Salinas in view of US Patent Application Publication 2020/0200507 to Curry. Regarding Claim 10, Salinas discloses the apparatus of claim 1, but does not specifically disclose the representation of the rear mechanical sight is: formed on a light transmissive surface of an optic element of the optic sight, and is usable together with a front mechanical sight of the firearm assembly. However, Curry teaches an optic sight having rear sight indicia on a light transmissive surface of the sight (see at least paragraph 19) usable with front sight of a firearm (fig.6, 48). It would have been obvious to one having ordinary skill to incorporate this teaching into the optic sight of Salinas as to provide a mechanical rear sight representation even if the optic sight is powered off for the user to maintain the ability to sight the firearm at all times. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Please see attached PTO-892 for pertinent art. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOHN D COOPER whose telephone number is (571)270-3998. The examiner can normally be reached M-F: 7:30 - 4:30 MST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, TROY CHAMBERS can be reached at 571-272-6874. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOHN COOPER/Primary Examiner, Art Unit 3641
Read full office action

Prosecution Timeline

Jan 12, 2024
Application Filed
Aug 28, 2025
Non-Final Rejection — §102, §103
Mar 02, 2026
Response Filed
Mar 02, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601579
AUTOMATIC UNCOUPLED CHARGING DEVICE AND METHOD
1y 9m to grant Granted Apr 14, 2026
Patent 12601559
FOLDING FIREARM STOCK AND RELATED METHODS
1y 0m to grant Granted Apr 14, 2026
Patent 12590771
LARGE-CALIBER GUN HAVING A BREECH ASSEMBLY WITH MULTIPLE CHAMBERS
1y 3m to grant Granted Mar 31, 2026
Patent 12584364
Electric Igniter for Downhole Settings Tools
2y 3m to grant Granted Mar 24, 2026
Patent 12584707
Firearm suppressor cover
1y 3m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
97%
With Interview (+18.0%)
1y 8m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 853 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month