Prosecution Insights
Last updated: May 29, 2026
Application No. 18/413,185

DEVICES AND METHODS FOR EFFECTUATING PERCUTANEOUS SHUNT PROCEDURES

Final Rejection §DOUBLEPATENT
Filed
Jan 16, 2024
Priority
Sep 15, 2015 — provisional 62/219,118 +4 more
Examiner
NGUYEN, VI X
Art Unit
3771
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Transmural Systems LLC
OA Round
2 (Final)
86%
Grant Probability
Favorable
3-4
OA Rounds
10m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
990 granted / 1153 resolved
+15.9% vs TC avg
Moderate +13% lift
Without
With
+13.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
27 currently pending
Career history
1183
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
64.2%
+24.2% vs TC avg
§102
27.9%
-12.1% vs TC avg
§112
1.8%
-38.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1153 resolved cases

Office Action

§DOUBLEPATENT
DETAILED ACTION Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the "right to exclude" granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-5, 7 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-5, 7of U.S. Patent No. 11,179,156 in view of Cully et al U.S 2012/0065652. Here, claim 1 of U.S Pat 11,179,156, recites A method of installing a tubular prosthesis through a sidewall of a native lumenal vessel, comprising: providing a prosthesis having: a distal annular flange configured to help seat the prosthesis when it is pulled proximally; a distal tubular segment extending proximally from the distal flange that has sufficient stiffness to maintain a puncture in an open condition that is formed through a first vessel wall through which the distal segment passes; a proximal tubular segment that is sufficiently stiff to seat within and urge against a second vessel wall; and collapsing the prosthesis onto a delivery system; delivering a distal end of the delivery system to an opening defined through a native lumenal vessel wall; and deploying the distal annular flange inside of the native luminal vessel wall; further comprising de-tensioning a tether directed through a proximal end of the prosthesis to open the proximal end of the prosthesis; wherein both ends of the tether are directed proximally through and out of a proximal region of the delivery system, and further wherein tension is applied from outside a patient being treated. . Claim 1 of U.S PAT '156 differs from claim 1 herein in that it fails to disclose a proximal annular flange coupled to a proximal tubular segment; deploying the proximal annular flange inside of the second luminal vessel against an inner wall of the second luminal vessel. Cully et al teach that a tubular prosthesis through a sidewall of a native luminal vessel as best seen in fig. 21, paragraphs 55,61 with a prosthesis 223 that comprising a proximal annular flange 221 coupled to a proximal tubular segment 223; deploying the proximal annular flange 221 inside of the second luminal vessel against an inner wall of the second luminal vessel as best seen in figures 2a,2c. Therefore, it would have been obvious to modify the apparatus of claim 1 U.S Pat'156 with a proximal annular flange coupled to a proximal tubular segment; deploying the proximal annular flange inside of the second luminal vessel against an inner wall of the second luminal vessel as taught by Cully et al in order to anchor and sealing efficiency during the vascular operation procedure As to claims 2-5, 7 are not patentably distinct from each other because they are essentially the same to claims 2-5, 7 in the U.S Pat 11,179,156. Claims 8-12 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1, 8-10 of U.S. Patent No. 11,179,156. Although the claims at issue are not identical, they are not patentably distinct from each other because the features of claims 1,8-10 of U.S Pat 11,179,156 anticipate the features of pending claim 8 as set forth in the comparison tables below. Pending claim 8: A method of installing a tubular prosthesis through a sidewall of a native lumenal vessel, comprising: providing a prosthesis having: a distal annular flange configured to help seat the prosthesis when it is pulled proximally; a distal tubular segment extending proximally from the distal flange that has sufficient stiffness to maintain a puncture in an open condition that is formed through a first vessel wall through which the distal segment passes; a proximal tubular segment that is sufficiently stiff to seat within and urge against a second vessel wall; and collapsing the prosthesis onto a delivery system; delivering a distal end of the delivery system to an opening defined through a native lumenal vessel wall deploying the distal annular flange inside of the native lumenal vessel wall; and ,further comprising de-tensioning a tether directed through a proximal end of the implant or tubular prosthesis to open the proximal end of the implant. Claim 1, of U.S Pat 11,179,156 A method of installing a tubular prosthesis through a sidewall of a native lumenal vessel, comprising: providing a prosthesis having: a distal annular flange configured to help seat the prosthesis when it is pulled proximally; a distal tubular segment extending proximally from the distal flange that has sufficient stiffness to maintain a puncture in an open condition that is formed through a first vessel wall through which the distal segment passes; a proximal tubular segment that is sufficiently stiff to seat within and urge against a second vessel wall; and collapsing the prosthesis onto a delivery system; delivering a distal end of the delivery system to an opening defined through a native lumenal vessel wall; and deploying the distal annular flange inside of the native luminal vessel wall; further comprising de-tensioning a tether directed through a proximal end of the prosthesis or implant to open the proximal end of the prosthesis; wherein both ends of the tether are directed proximally through and out of a proximal region of the delivery system, and further wherein tension is applied from outside a patient being treated. 2. As to claims 9-12 are not patentably distinct from each other because they are essentially the same limitations as claims 8-10 in U.S Pat 11,179,156. (See In re Goodman, 11 f. 3D 1048, 29 USPG2d 2010 (Fed Cir. 1993); once an applicant has received a patent for a species or a more specific embodiment, he or she is not entitled to a patent for the generic or broader invention without filing a terminal disclaimer. Allowable Subject Matter Claims 13-18 are allowed. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to VI X NGUYEN whose telephone number is (571)272-4699. The examiner can normally be reached Monday-Friday (6:30-4:30). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Darwin Erezo can be reached at 571-272-4695. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /VI X NGUYEN/Primary Examiner, Art Unit 3771
Read full office action

Prosecution Timeline

Jan 16, 2024
Application Filed
Sep 09, 2025
Non-Final Rejection mailed — §DOUBLEPATENT
Jan 09, 2026
Response Filed
Apr 06, 2026
Final Rejection mailed — §DOUBLEPATENT (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
86%
Grant Probability
99%
With Interview (+13.3%)
3y 3m (~10m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1153 resolved cases by this examiner. Grant probability derived from career allowance rate.

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