Prosecution Insights
Last updated: July 17, 2026
Application No. 18/414,498

METHOD FOR PREPARING BROWN PLANTHOPPER RESISTANT PLANTS USING RICE BROWN PLANTHOPPER RESISTANCE GENE BPH33.2

Non-Final OA §103
Filed
Jan 17, 2024
Priority
Jul 21, 2023 — CN 202310900814X
Examiner
WILLIAMS, KEITH RICHARD
Art Unit
1663
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Fujian Agriculture And Forestry University
OA Round
3 (Non-Final)
36%
Grant Probability
At Risk
3-4
OA Rounds
0m
Est. Remaining
36%
With Interview

Examiner Intelligence

Grants only 36% of cases
36%
Career Allowance Rate
4 granted / 11 resolved
-23.6% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
33 currently pending
Career history
44
Total Applications
across all art units

Statute-Specific Performance

§101
9.1%
-30.9% vs TC avg
§103
58.7%
+18.7% vs TC avg
§102
17.4%
-22.6% vs TC avg
§112
13.2%
-26.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 11 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status Claims 1-4 & 6-9 are under examination on the merits. Claims 5 & 10 are canceled. Priority Claims 1-4 & 6-9 receive the U.S. effective filing date of 07/21/2023. Foreign priority to CN202310900814X filed 07/21/2023 is recognized. The objection to claims 1 & 5 for typographical error is withdrawn in light of Applicant’s amendment to the claims. Previous rejection of claims 1-10 under 35 U.S.C. 112(b) is withdrawn because of Applicant’s claim amendment(s). Previous rejection of claims 2 & 3 under 35 U.S.C. 112(b) is withdrawn because of Applicant’s claim amendment(s). Previous rejection of claims 4-10 under 35 U.S.C. 112(b) is withdrawn because of Applicant’s claim amendment(s). Previous rejection of claims 6 & 10 under 35 U.S.C. 112(b) is withdrawn because of Applicant’s claim amendment(s). Previous rejection of claims 4, 8 & 9 under 35 U.S.C. 101 is withdrawn because of Applicant’s claim amendment(s). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4 & 6-9 are rejected under 35 U.S.C. 103 as being unpatentable over Hu [Rice. 2018 Oct 5;11(1):55; Published Oct 2018] and in view of Shi [Molecular Plant 14, 1714–1732; Published 10-04-2021]. Claims are drawn to production of a transgenic rice plant expressing the BPH33.2 gene to confer brown planthopper (BPH) resistance to rice plants. Hu teaches the identification of the genomic location, and relevant marker sequences used to identify, isolate, or fine-map BPH33.2 [p.2, col.3, ¶3; p.3, col.1, ¶1; p.4, col.1, ¶2]. They graphically depict the genomic location of the 60kb ‘Bph33’ region and its associated molecular marker H99 in Figure 7 [p.9]: PNG media_image1.png 686 358 media_image1.png Greyscale Hu does not teach the use of BPH33.2 in recombinant vectors or transgenic plants. Shi teaches a nucleotide (gene) encoding BPH resistance and describes its use in creating BPH resistant rice plants. Sequence search of Applicant’s BPH33.2 SEQ ID NO.1 shows it has 98.38% identity to the Bph30 sequence reported by Shi [see attached search histories NCBI BLAST results]. Shi reports their Bph30 sequence as the planthopper resistance gene ‘Bph30’ and teaches use recombinant vectors and resultant transgenic cell lines made expressing this ortholog of BPH33.2 to confer BPH resistance [p.1723, col.1, par.3]. Before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to use the BPH resistance allele BPH33.2 taught by Hu, in a transgenic breeding approach similar to that described for the orthologous Bph30 in Shi. This is because it would be obvious for a plant breeder to use the sequences disclosed by Shi to search for other BPH sequences in region near the H99 marker, taught by Hu. It is routine and obvious for plant breeders to cross-apply such molecular position information (i.e. H99) to uncover other likely BPH sequences. One of ordinary skill in the art would have been motivated to combine the teaching of the BPH33.2 resistance allele with the known transgenic approaches for transferring BPH resistance because BPH resistance alleles are known to be agronomically valuable when creating improved rice cultivars. Moreover, transgenic approaches would allow faster direct transfer of such alleles as compared to traditional backcrossing methods. One would have reasonable expectation of success because it was previously demonstrated that such approaches are effective when working with BPH resistance genes, as taught by Shi. Regarding claims 1-3, 6 & 9; Hu identifies and teaches relevant molecular sequences for the manipulation of BPH33.2 [p.3, col.1, ¶1—p.4, col.2, ¶1]. Shi teaches construction of a recombinant vector and bacterium carrying ortholog(s) of BPH33.2 [p.1727, col.1, par.2] as well as transgenic Nicotiana and Oryza plants [p.1728, col.1, par.6; p.1719, col.1, par.1]. Regarding claim 4; Shi further teaches transformation of a susceptible rice plant with their BPH ortholog to achieve gain-of-function resistance [p.1719, col.1, par.1]. Therefore, they also clearly disclose all limitations of claim 4 including making BPH resistant plants via transgenesis, applied to orthologs of BPH in rice. Regarding claims 7 & 8; Shi additionally teaches the hybridization of BPH resistant plants to susceptible plants to generate BPH resistant F1 progeny [p.1724, col.2, par.1; p.1725, col.2, par.2]. This teaches limitations of claim 7 including the method of making BPH resistant progeny plants via hybridization of a parental line carrying BPH orthologs. Because prior art has mapped relevant markers and provided all tools relevant to isolating and manipulating BPH33.2 claims 1-4 & 6-9 are obvious and rejected. Claims 7 & 8 are rejected under 35 U.S.C. 103 as being unpatentable over IRRI [International Rice Research Institute; International Rice Genebank; Accession IRGC 36295, entered 19 Oct 1976] and in view of Muduli [Rice Science, 2021, 28(6): 532-546; Published 28 September 2021]. Claims are drawn to methods of preparing planthopper resistant rice via crossing plants with the resistance gene BPH33.2 to other plants, in order to generate brown planthopper (BPH) resistant progeny. IRRI teaches that the cultivar ‘Kolayal’ (syn. IRGC 36295) is a variety of rice with resistance to brown planthopper [see p.7 attached ‘NPL_IRRI_Kolayal_passport.pdf’]. This rice variety inherently carries a native gene/allele that confers the pest resistance. IRRI does not teach breeding methods involving crossing of planthopper resistant plants to other plants in order to generate pest-resistant progeny. Muduli teaches methods of backcrossing or transfer resistance alleles from planthopper resistant rice plants to generate pest resistant progeny [p.534, col.1, ¶2—col.2, ¶1; p.540, col.2, ¶2-3; p.541, Figure1]. Before the effective filing date of the claimed invention, it would have been obvious to one of ordinary skill in the art to modify planthopper resistant germplasm such as ‘Kolayal’ taught by IRRI to generate new genotypes, or progeny, via backcrossing or other routine breeding methods described in Muduli. One of ordinary skill in the art would have been motivated to do this because improvement of crops via transfer of disease resistance alleles is used to create new and agronomically valuable cultivars (i.e. progeny). Moreover, this is stated explicitly by Muduli in describing rationale behind gene pyramiding efforts, directed specifically to BPH in rice [p.541, col.2, ¶2]. Regarding claim 7; Applicant recites the limitation of ‘resistance gene BPH33.2’. While IRRI does not directly state or name the underlying gene which causes the BPH resistance observed in ‘Kolayal’, this variety inherently possesses BPH33.2. Thus, any crossing of this plant would meet the limitations of Applicant’s claim 7. Because BPH resistant rice germplasm comprising BPH33.2 such as ‘Kolayal’ were known at the time of filing, as were general methods of crossing to transfer such resistances to progeny plants were both known at the time of filing, Applicant’s claims 7 & 8 are rejected as obvious in view of prior art. Conclusion No claims are allowed. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEITH R WILLIAMS whose telephone number is (571)272-3911. The examiner can normally be reached Mon - Fri, 9:30 - 5:30 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, Applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amjad Abraham can be reached on (571)270-7058. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KEITH R. WILLIAMS/Examiner, Art Unit 1663 /Amjad Abraham/SPE, Art Unit 1663
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Prosecution Timeline

Jan 17, 2024
Application Filed
May 14, 2024
Response after Non-Final Action
Aug 26, 2025
Non-Final Rejection mailed — §103
Sep 24, 2025
Response Filed
Feb 09, 2026
Non-Final Rejection mailed — §103
Apr 29, 2026
Response Filed
Jul 10, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12612641
RICE MALE FERTILITY REGULATORY GENE, MUTANT OF RICE MALE FERTILITY REGULATORY GENE, USE THEREOF AND A METHOD FOR REGULATING RICE FERTILITY
3y 5m to grant Granted Apr 28, 2026
Patent 12584141
Method for Improving Wheat Resistance To Fusarium Head Blight (FHB) By Genome Editing
2y 4m to grant Granted Mar 24, 2026
Study what changed to get past this examiner. Based on 2 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
36%
Grant Probability
36%
With Interview (+0.0%)
2y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 11 resolved cases by this examiner. Grant probability derived from career allowance rate.

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