Prosecution Insights
Last updated: April 19, 2026
Application No. 18/417,713

RACK, WAREHOUSING APPARATUS, CONTROL METHOD, APPARATUS, DEVICE AND READABLE STORAGE MEDIUM

Non-Final OA §103
Filed
Jan 19, 2024
Examiner
HOLMES, JUSTIN
Art Unit
3655
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Shanghai Quicktron Intelligent Technology Co. Ltd.
OA Round
1 (Non-Final)
89%
Grant Probability
Favorable
1-2
OA Rounds
2y 1m
To Grant
99%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allow Rate
1135 granted / 1273 resolved
+37.2% vs TC avg
Moderate +10% lift
Without
With
+9.6%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
20 currently pending
Career history
1293
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
41.4%
+1.4% vs TC avg
§102
23.7%
-16.3% vs TC avg
§112
25.0%
-15.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1273 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-19 are pending. Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on January 19, 2024 and March 3, 2025 have been considered by the examiner. Claim Interpretation The term “hit count” as used in the claims is interpreted in light of specification paragraph 0055 that states the hit count is the number of times that a good is ordered. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-4 and 6-9 are rejected under 35 U.S.C. 103 as being unpatentable over Chinese Patent No. CN111361908 to Wang et al. (A machine translation is enclosed and referred to herein). Regarding claim 1, the Wang patent teaches a rack, comprising: a plurality of first uprights 140 and a plurality of second uprights 110 arranged at intervals along a circumference of the rack, the first upright being located between two of the second uprights in a width direction of the rack; at least one temporary storage layer plate 120 comprising a first cross beam (this is interpreted as the solid part of the plate with no slots) arranged along a horizontal direction and a plurality of temporary storage members 122 arranged at intervals along a side of the first cross beam, two ends of the first cross beam being respectively arranged at two of the first uprights, the temporary storage member comprising two support arms and a fork slot 121 formed between the two support arms, and the temporary storage layer plate being configured to provide a plurality of temporary storage positions; and at least one storage layer plate 130 spaced apart from the temporary storage layer plate in a vertical direction through the first uprights and the second uprights, and configured to provide a plurality of storage positions. See Fig. 4. However, the Wang patent lacks a specific teaching that a plurality of temporary storage members are arranged at intervals along two sides of the first cross beam. It would have been obvious to one having ordinary skill in the art before the effective filing date of the subject invention to modify the Wang patent to have a plurality off temporary storage members are arranged at intervals along two sides of the first cross beam, since it has been held that mere duplication of the essential working parts of a device involves only routine skill in the art, and it would provide the predictable result of a larger shelf for more storage. St. Regis Paper Co. v. Bemis Co., 193 USPQ 8. Regarding claim 2, the Wang patent discloses the claimed invention except for the plurality of temporary storage members are detachable from the first cross beam. It would have been obvious to one having ordinary skill in the art before the effective filing date of the subject invention to have the plurality of temporary storage members are detachable from the first cross beam, since it has been held that constructing a formerly integral structure in various elements involves only routine skill in the art. New win v. Erlichman, 168 USPQ 177, 179. Regarding claim 3, the Wang patent discloses the claimed invention except for the first cross beam is detachable from the first uprights. It would have been obvious to one having ordinary skill in the art before the effective filing date of the subject invention to have the first cross beam is detachable from the first uprights, since it has been held that constructing a formerly integral structure in various elements involves only routine skill in the art. Nerwin v. Erlichman, 168 USPQ 177, 179. Regarding claim 4, the temporary storage position is formed by the support arms of the temporary storage member or formed by adjacent support arms from adjacent temporary storage members. See Fig. 4. Regarding claim 6, an access passage for placing a first robot is formed under the temporary storage layer plate; and when goods are to be accessed and the first robot is located in the access passage, the fork slot cooperates with a fork arm on the first robot to access the goods. See Fig. 1. Regarding claim 7, the access passage is further configured for the first robot to travel without goods. See Fig. 1 left side of figure. Regarding claim 8, the second uprights are arranged at the periphery of the temporary storage layer plate and the storage layer plate, and a first travel passage for the first robot to travel is formed at a side of the second uprights away from the temporary storage layer plate. See Fig. 1. Regarding claim 9, a plurality of racks according to claim 1; and a second travel passage for a second robot to travel, the second travel passage being formed between adjacent racks, and the second robot being configured to move goods between the temporary storage layer plate and the storage layer plate. See Fig. 1. Allowable Subject Matter Claims 5 and 10-19 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JUSTIN HOLMES whose telephone number is (571)272-3448. The examiner can normally be reached 10AM-6PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jacob S Scott can be reached at 571-270-3415. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JUSTIN HOLMES/Primary Examiner, Art Unit 3655
Read full office action

Prosecution Timeline

Jan 19, 2024
Application Filed
Mar 03, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12595127
System and Method for Picking Items
2y 5m to grant Granted Apr 07, 2026
Patent 12595126
A CONTROLLER AND METHOD FOR TRANSPORTING DEVICES
2y 5m to grant Granted Apr 07, 2026
Patent 12589942
STORAGE APPARATUS, A TRANSFER SYSTEM INCLUDING THE SAME, AND A TRANSFERRING METHOD USING THE TRANSFER SYSTEM
2y 5m to grant Granted Mar 31, 2026
Patent 12589789
Mobile Platform and Method of Assembly Thereof
2y 5m to grant Granted Mar 31, 2026
Patent 12592450
BATTERY SYSTEM WITH DIVERTER ASSEMBLY FOR THERMAL PROPAGATION PROTECTION
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
89%
Grant Probability
99%
With Interview (+9.6%)
2y 1m
Median Time to Grant
Low
PTA Risk
Based on 1273 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month