Prosecution Insights
Last updated: August 17, 2026
Application No. 18/417,720

IMMUNOMODULATING COMPOSITION CONTAINING GASSERI

Non-Final OA §102
Filed
Jan 19, 2024
Priority
Jan 19, 2023 — RE 10-2023-0007901 +1 more
Examiner
CHEONG, CHEOM-GIL
Art Unit
1645
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
The Catholic University of Korea Industry-Academic Cooperation Foundation
OA Round
3 (Non-Final)
64%
Grant Probability
Moderate
3-4
OA Rounds
8m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
119 granted / 186 resolved
+4.0% vs TC avg
Strong +52% interview lift
Without
With
+51.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
40 currently pending
Career history
215
Total Applications
across all art units

Statute-Specific Performance

§101
3.1%
-36.9% vs TC avg
§103
24.6%
-15.4% vs TC avg
§102
16.1%
-23.9% vs TC avg
§112
37.7%
-2.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 186 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status Claims 5 and 15 were canceled. Claims 1-4, 6-14 and 16 are pending and under consideration. Withdrawn Rejections Objections of claims 2-3 and 10 are withdrawn. Applicant amended the claims, thereby obviating this rejection/objection. Rejection of Claims 1-4 and 6-16 under 35 U.S.C. 112(a) or 35 U.S.C. 112 (pre-AIA ), first paragraph, as failing to comply with the written description requirement is withdrawn. Applicant amended the claim 1 to recite specific species of microbiome strain, thereby obviating this rejection/objection. Rejection of Claim(s) 1-16 under 35 U.S.C. 102(a)(1) as being anticipated by Beak et al (Journal of Translational Medicine (2022) 20:104) is withdrawn. Applicant filed declaration under 37 CFR 1.130(a) on 1/30/2026 and provided a persuasive argument “As explained in the Rule 130 Declaration, the potential prior art subject matter disclosed in Beak et al was obtained directly or indirectly from Mi-La CHO, Min-Jung PARK, and Joo-Yeon JHUN (the same person as JooYeon JHUN) who are the joint inventors of the instant application (i.e., a grace period disclosure by inventor or obtained from inventor according to 35 U.S.C. 102(b)(1)(A)). As such, Beak has been disqualified as prior art, and the rejections are rendered moot” (Applicant’s response filed 1/30/2026, page 9). NEW - Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3, 6-11, 14 and 16 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kim et al (Frontiers in Immunology, December 2021, Volume 12, article 696074; PTO-892). Regarding claim 1, 7-11 and 16, Kim teaches “Tacrolimus (Tac) is an immunosuppressant used in the treatment of systemic lupus erythematosus (SLE); however, it induces T cell subset imbalances by reducing regulatory T (Treg) cells. Lactobacillus acidophilus (LA) is reported to have therapeutic efficacy in immune-mediated diseases via T cell regulation. Methods: This study investigated whether a combination therapy of LA and Tac improves the therapeutic efficacy of Tac by modulating T cell subset populations (corresponds to “the composition regulates immune cells” of claim 7) in an animal model of SLE. Eight-week-old MRL/lpr mice were orally administered with 5 mg/kg of Tac and/or 50 mg/kg of LA daily for 8 weeks. Cecal microbiota compositions, serum autoantibodies levels, the degree of proteinuria, histological changes in the kidney, and populations of various T cell subsets in the spleen were analyzed. Results: Mice presented with significant gut dysbiosis, which were subsequently recovered by the combination treatment of Tac and LA. Double negative T cells in the peripheral blood and spleens of MRL/lpr mice were significantly decreased by the combination therapy. The combination treatment reduced serum levels of anti-dsDNA antibodies and Immunoglobulin G2a, and renal pathology scores were also markedly alleviated. The combination therapy induced Treg cells (corresponds to “increases the activity of immunoregulatory cells” of claim 10 and “increases the activity of Treg cell” of claim 11) and decreased T helper 17 (Th17) cells (corresponds to “suppresses activity of Th17” of claims 8-9) both in vitro and in vivo. In vitro treatment with LA induced the production of indoleamine-2,3-dioxygenase, programmed death-ligand 1, and interleukin-10 via the specific intracellular adhesion molecule-3 grabbing non-integrin homolog-related 3 receptor signals. Conclusion: The present findings indicate that LA augments the therapeutic effect of Tac and modulates Th17/Treg balance in a murine model of SLE” (abstract). Tacrolimus is alternative name for FK506 of Formula I. Therefore, Kim teaches administering combination of Formula I and Lactobacillus acidophilus as recited by instant claim 1. Regarding claim 2-3, limitation “for treating transplantation rejection” of claim 1 is expected result of the claimed method and does not change the active process step of claim 1. Because Kim teaches same active process step of instant claims and the same active process step of administering same compound Formula I and Lactobacillus acidophilus will have same expected result, claim 2-3 are also anticipated by Kim. Regarding claim 6, claim 6 describes functional characteristics of the composition. Because Kim teaches same composition comprising same compound Formula I and Lactobacillus acidophilus, the composition of Kim will have same functional characteristics. Regarding claim 14, Kim teaches “Cytokine quantification in the supernatants of the splenocytes obtained under the aforementioned conditions revealed that the levels of inflammatory IL-17 and regulatory IL-10 were significantly decreased and increased, respectively, in the Tac + LA treated cells compared to controls, and to the Tac- and LA-alone treated cells” (page 6, bridging paragraph). Allowable Subject Matter Claims 4 and 12-13 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Claims 4 and 12-13 are objected to. Claims 1-3, 6-11, 14 and 16 are rejected. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHEOM-GIL CHEONG whose telephone number is (571)272-6251. The examiner can normally be reached Monday - Friday 9:00 am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Misook Yu can be reached at 571-272-0839. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHEOM-GIL CHEONG/Examiner, Art Unit 1645 /MISOOK YU/Supervisory Patent Examiner, Art Unit 1641
Read full office action

Prosecution Timeline

Jan 19, 2024
Application Filed
Oct 31, 2025
Non-Final Rejection mailed — §102
Jan 30, 2026
Response Filed
Jan 30, 2026
Response after Non-Final Action
Mar 14, 2026
Final Rejection (signed) — §102
Apr 21, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
64%
Grant Probability
99%
With Interview (+51.7%)
3y 3m (~8m remaining)
Median Time to Grant
High
PTA Risk
Based on 186 resolved cases by this examiner. Grant probability derived from career allowance rate.

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