Prosecution Insights
Last updated: April 19, 2026
Application No. 18/419,207

ZOOM LENS AND IMAGING APPARATUS INCLUDING THE SAME

Non-Final OA §103§112
Filed
Jan 22, 2024
Examiner
NGUYEN, DUNG T
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Canon Kabushiki Kaisha
OA Round
1 (Non-Final)
82%
Grant Probability
Favorable
1-2
OA Rounds
2y 7m
To Grant
83%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allow Rate
1297 granted / 1577 resolved
+14.2% vs TC avg
Minimal +1% lift
Without
With
+0.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
39 currently pending
Career history
1616
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
41.4%
+1.4% vs TC avg
§102
35.2%
-4.8% vs TC avg
§112
12.7%
-27.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1577 resolved cases

Office Action

§103 §112
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Specification The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 12 recites the limitation "the focusing unit" in line 3. There is insufficient antecedent basis for this limitation in the claim due to wrong dependency. For the purpose of the examination, it is assumed that claim 12 is depended to claim 8. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4, 7-15, 17 and 23 are rejected under 35 U.S.C. 103 as being unpatentable over Zhao et al., US 2016/0274342 A1. Regarding claim 1, Zhao et al. disclose a zoom lens (fig. 5) comprising: . a first lens unit G1 having a positive refractive power . a second lens unit G2 having a negative refractive power . a third lens G3 unit having a positive refractive power . a subsequent group G4 including three or more lens units L10-L12, arranged in this order from an object side toward an image side, with an interval between adjacent lens units that changes in zooming (Zoom lens property) . wherein in zooming from a wide angle end toward a telephoto end, the first lens unit, the third lens unit, and all the lens units of the subsequent group move toward the object side, and the second lens unit moves in a trajectory that is convex toward the image side (fig. 5(a), 5(c)) . wherein f1/|f2| is about 3.49 and fr/|f2| is about 1.92 (see Numerical Example 3), where f1 is a focal length of the first lens unit, f2 is a focal length of the second lens unit, and fr is a combined focal length of the subsequent group at the wide angle end. It is noted that the Zhao et al. condition of f1/|f2| is closed to the claimed range of 3.50 < f1/|f2| < 5.33, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to employ the focal length of first and second lens units satisfied to the claimed condition, since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. In re Boesch, 617 F.2d 272, 205 USPQ 215 (CCPA 1980). Re claim 2, wherein the following inequality is satisfied 1.34 < f3/|f2| < 4.26 (see Numerical Example 3), where f3 is a focal length of the third lens unit. Re claim 3, wherein the following inequality is satisfied 1.31 < f1/ft < 2.81 (see Numerical Example 3), where ft is a focal length of an entire system at the telephoto end. Re claim 4, wherein the following inequality is satisfied 0.66 < / |f2|/fw < 1.41 , (see Numerical Example 3), where fw is a focal length of an entire system at the wide angle end. Re claim 7, wherein the third lens unit includes a positive lens having an aspherical shape, and wherein the following inequality is satisfied 0.50 < fs/f3 < 1.85 (see Numerical Example 3), where fs is a focal length of the positive lens, and f3 is a focal length of the third lens unit. Re claim 8, wherein the subsequent group includes a focusing unit G5 configured to move in focusing (fig 5c, [0025]). Re claim 9, wherein the focusing unit consists of a single lens (fig. 5). Re claim 10, wherein the subsequent group includes at least one lens unit L15 positioned closer to the image side than the focusing unit is, and the at least one lens unit includes one or more negative lenses and one or more positive lenses (fig. 5). Re claim 11, wherein the following inequality is satisfied 1.00 < |ff/f2| < 2.74 (see Numerical Example 3), where ff is a focal length of the focusing unit. Re claim 12, wherein the following inequality is satisfied 0.75 < |ff|/fr < 1.81 (see Numerical Example 3) where ff is a focal length of the focusing unit. Re claim 13, wherein a lens unit with the highest positive refractive power among the lens units L13 arranged in the subsequent group is positioned adjacent to the object side of the focusing unit L14 (G5)(fig. 5) Re claim 14, wherein the following inequality is satisfied 3.50 < f1/fp2 < 7.19 (see Numerical Example 3), where fp2 is a focal length of a lens unit with the highest positive refractive power among the lens units arranged in the subsequent group. Re claim 15, wherein the following inequality is satisfied 1.35 < f3/fp2 < 5.26 (see Numerical Example 3), where fp2 is a focal length of a lens unit with the highest positive refractive power among the lens units arranged in the subsequent group, and f3 is a focal length of the third lens unit. Re claim 17, wherein the second lens unit consists of four lenses L5-L8. Re claim 23, wherein an imaging apparatus further including an image sensor 101/102 configured to receive an image formed by the zoom lens (fig. 11). Allowable Subject Matter Claims 5-6, 16 and 18-22 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DUNG T NGUYEN whose telephone number is (571)272-2297. The examiner can normally be reached 8:00 - 5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Carruth can be reached at 571-272-9791. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DUNG T NGUYEN/Primary Examiner, Art Unit 2871
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Prosecution Timeline

Jan 22, 2024
Application Filed
Jan 10, 2026
Non-Final Rejection — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
82%
Grant Probability
83%
With Interview (+0.9%)
2y 7m
Median Time to Grant
Low
PTA Risk
Based on 1577 resolved cases by this examiner. Grant probability derived from career allow rate.

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