Prosecution Insights
Last updated: April 19, 2026
Application No. 18/425,169

MATERIAL SUPPLY DEVICE AND PLASTICIZING DEVICE

Non-Final OA §103
Filed
Jan 29, 2024
Examiner
MELENDEZ, ARMAND
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Seiko Epson Corporation
OA Round
3 (Non-Final)
47%
Grant Probability
Moderate
3-4
OA Rounds
3y 4m
To Grant
89%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allow Rate
163 granted / 350 resolved
-18.4% vs TC avg
Strong +43% interview lift
Without
With
+42.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
44 currently pending
Career history
394
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
53.4%
+13.4% vs TC avg
§102
15.3%
-24.7% vs TC avg
§112
19.9%
-20.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 350 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 2/4/26 has been entered. Response to Arguments Applicant's arguments filed 2/4/26 have been fully considered but they are not persuasive. Matoba teaches The central axis of the inlet (the exit of 1) and the outlet (the exit below 3) are offset from each other such that the central axis of the inlet and outlet are offset from one another, however, there is some amount of overlap, but this is a mere rearrangement of part which is generally regarded as obvious, see MPEP 2144.04 V. Particularly since the inlet and outlet were offset. Applicant has also not argued any reason why the part (19) identified by the examiner as the sliding member would not meet the newly added limitations regarding the sliding member as its noted to be in contact with the rotor which must be a sliding contact or the rotor would be unable to rotate and would block and press at least somewhat the material to the rotor. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-5, 7 are rejected under 35 U.S.C. 103 as being unpatentable over Matoba (JP 59214605). As to claim 1, Matoba teaches a material supply device for supplying a material to a plasticizing unit that plasticizes the material to generate a plasticized material, the material supply device comprising: a housing having first structure (2) and 2nd structure (1) above the first, the first structure with an inlet through which the material is fed from the 2nd unit and an outlet (the bottom opening proximate to 23, 3) into the plasticizing unit [Fig 3], and configured to accommodate the material; and a supply mechanism (17) provided in the first structure, positioned above the outlet, and configured to intermittently supply the material to the outlet, wherein the 2nd housing has an inclined wall (1 tapered, funnel portion of 1) that defines an accommodation space for the material above the supply mechanism and is inclined such that a volume of the accommodation space is reduced downward, and the supply mechanism (17) at least partially overlaps the inclined wall when viewed from a vertical direction [Fig 3]. Matoba teaches a sliding contact member configured to be in sliding contact with the outer periphery of the rotation member (19) and bias the outer periphery of the rotation member toward the rotation axis [Fig 3]. Matoba recites repeatedly that 19 is a contact member (Page 6, 8, 12) and would have to be in sliding contact with the rotor in order to allow the rotor to rotate [Fig 3] and would block excess material to the rotor. The central axis of the inlet (the exit of 1) and the outlet (the exit below 3) are offset from each other such that the central axis of the inlet and outlet are offset from one another, however, there is some amount of overlap, but this is a mere rearrangement of part which is generally regarded as obvious, see MPEP 2144.04 V. Particularly since the inlet and outlet were offset. As to claim 2, Matoba teaches a motor (6, 7), wherein the supply mechanism is a rotation member that is rotated about a rotation axis intersecting the vertical direction by the motor, and the rotation member has a recessed portion (39) on an outer periphery thereof [Fig 3]. As to claim 3, Matoba teaches the 2nd structure has a narrowed portion in which the volume of the accommodation space is reduced by the inclined wall, and the rotation axis is positioned between a center of the narrowed portion and a center of the outlet when viewed from the vertical direction [Fig 3]. This claim is interpreted as the rotation axis must be in an area demarcated by the axis of the narrowed portion and the center axis of the outlet and would be inclusive of these to axes. As to claim 4, Matoba teaches the rotation member rotates clockwise when viewed from a direction in which the center of the narrowed portion is positioned on a left side and the center of the outlet is positioned on a right side in a direction along the rotation axis (ie when viewed from the opposite side as depicted in Fig 3) [Fig 3]. As to claim 5, Matoba teaches a sliding contact member configured to be in sliding contact with the outer periphery of the rotation member (19) and bias the outer periphery of the rotation member toward the rotation axis [Fig 3]. As to claim 7, Matoba teaches an inclination angle of the inclined wall with respect to a horizontal direction is approximately 45° [Fig 3]. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Matoba (JP 59214605) in view of Hayashi (US 2020/0238432). As applied to claim 6, Matoba does not explicitly force applied to the outer periphery of the rotation member by the sliding contact member is between 0.1 N and 19. As the sliding member contacts the rotational member (17) it would apply some force to the rotational member and given its placement and configuration near identical it would apply the same force to the rotation member. Hayashi teaches a sliding contact member (43) in contact with a rotational member (41) that is capable of preventing the gravity induced deposition of the powder in order to dose the deposition powder and/or intermittently stop the deposition [Fig 2, 0042-0044, 0050]. As (43) prevents the powder from falling due to gravity it must contact the rotational member with a force equal to about 9.8 N (the force of gravity). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have altered the invention of Matoba and had the force applied to the outer periphery of the rotation member by the sliding contact member is 9.8 N, as suggested by Hayashi, in order to dose the deposition powder and/or intermittently stop the deposition. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Matoba (JP 59214605) in view of Xu (CN 110682460). As to claim 8, Matoba does not explicitly state at least one treatment of a microdimple treatment and a fluorine coating treatment is performed on at least a part of an inner wall of the housing. Xu teaches a an apparatus for storing and plasticating rubber polymer [Abstract, Background] wherein the a storage bin (1, 12) and housing (4) wherein a fluoride coating ie Teflon is applied to the inner wall of housing which would prevent adherence and dirt accumulation (Teflon is well known for antistick properties) [Fig 1, Claim 6]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have altered the invention of Matoba and included a fluorine coating treatment is performed on at least a part of an inner wall of the housing, as suggested by Xu, as this had proven successful in similar storage/plasticating devices and prevented adherence and dirt accumulation. Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Matoba (JP 59214605) in view of Lieberwirth (US 2020/0324337). As to claim 9, Matoba does not explicitly state the plasticizing unit. Lieberwirth teaches a plasticating device [Abstract] wherein a metering unit (16) delivers resin powder to a plasticating unit homogenizes the feed into molten, extrudable material [0029, 0035, 0042, 0043, 0054-0058, 0062-0065, 0083, Claim 23, Fig 3]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have altered the invention of Matoba and had a plasticizing unit, as suggested by Lieberwirth, in order to plasticate and homogenize the material into molten, extrudable material. Claims 1-5, 7 are rejected under 35 U.S.C. 103 as being unpatentable over Matoba (JP 59214605) in view of Mottin (WO 2017/103392). As to claim 1, Matoba teaches a material supply device for supplying a material to a plasticizing unit that plasticizes the material to generate a plasticized material, the material supply device comprising: a housing having first structure (2) and 2nd structure (1) above the first, the first structure with an inlet through which the material is fed from the 2nd unit and an outlet (the bottom opening proximate to 23, 3) into the plasticizing unit [Fig 3], and configured to accommodate the material; and a supply mechanism (17) provided in the first structure, positioned above the outlet, and configured to intermittently supply the material to the outlet, wherein the 2nd housing has an inclined wall (1 tapered, funnel portion of 1) that defines an accommodation space for the material above the supply mechanism and is inclined such that a volume of the accommodation space is reduced downward, and the supply mechanism (17) at least partially overlaps the inclined wall when viewed from a vertical direction [Fig 3]. Matoba teaches a sliding contact member configured to be in sliding contact with the outer periphery of the rotation member (19) and bias the outer periphery of the rotation member toward the rotation axis [Fig 3]. Matoba recites repeatedly that 19 is a contact member (Page 6, 8, 12) and would have to be in sliding contact with the rotor in order to allow the rotor to rotate [Fig 3] and would block excess material to the rotor. The central axis of the inlet (the exit of 1) and the outlet (the exit below 3) are offset from each other such that the central axis of the inlet and outlet are offset from one another, however, there is some amount of overlap, but this is a mere rearrangement of part which is generally regarded as obvious, see MPEP 2144.04 V. Particularly since the inlet and outlet were offset. Additionally, Mottin teaches an apparatus wherein a material supply device has an inlet from the material tank (9a) and an outlet (10a) are offset from one another [Fig 1]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have altered the invention of Matoba and utilized an inlet and outlet that are offset from one another, as suggested by Mottin, as this configuration had proven successful at providing powder material to 3D printing apparatus. As to claim 2, Matoba teaches a motor (6, 7), wherein the supply mechanism is a rotation member that is rotated about a rotation axis intersecting the vertical direction by the motor, and the rotation member has a recessed portion (39) on an outer periphery thereof [Fig 3]. As to claim 3, Matoba teaches the 2nd structure has a narrowed portion in which the volume of the accommodation space is reduced by the inclined wall, and the rotation axis is positioned between a center of the narrowed portion and a center of the outlet when viewed from the vertical direction [Fig 3]. This claim is interpreted as the rotation axis must be in an area demarcated by the axis of the narrowed portion and the center axis of the outlet and would be inclusive of these to axes. As to claim 4, Matoba teaches the rotation member rotates clockwise when viewed from a direction in which the center of the narrowed portion is positioned on a left side and the center of the outlet is positioned on a right side in a direction along the rotation axis (ie when viewed from the opposite side as depicted in Fig 3) [Fig 3]. As to claim 5, Matoba teaches a sliding contact member configured to be in sliding contact with the outer periphery of the rotation member (19) and bias the outer periphery of the rotation member toward the rotation axis [Fig 3]. As to claim 7, Matoba teaches an inclination angle of the inclined wall with respect to a horizontal direction is approximately 45° [Fig 3]. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Matoba (JP 59214605) in view of Mottin (WO 2017/103392), as applied to claims 1-5, 7, in further view of Hayashi (US 2020/0238432). As applied to claim 6, Matoba does not explicitly force applied to the outer periphery of the rotation member by the sliding contact member is between 0.1 N and 19. As the sliding member contacts the rotational member (17) it would apply some force to the rotational member and given its placement and configuration near identical it would apply the same force to the rotation member. Hayashi teaches a sliding contact member (43) in contact with a rotational member (41) that is capable of preventing the gravity induced deposition of the powder in order to dose the deposition powder and/or intermittently stop the deposition [Fig 2, 0042-0044, 0050]. As (43) prevents the powder from falling due to gravity it must contact the rotational member with a force equal to about 9.8 N (the force of gravity). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have altered the invention of Matoba and had the force applied to the outer periphery of the rotation member by the sliding contact member is 9.8 N, as suggested by Hayashi, in order to dose the deposition powder and/or intermittently stop the deposition. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Matoba (JP 59214605) in view of Mottin (WO 2017/103392), as applied to claims 1-5, 7, in further view of Xu (CN 110682460). As to claim 8, Matoba does not explicitly state at least one treatment of a microdimple treatment and a fluorine coating treatment is performed on at least a part of an inner wall of the housing. Xu teaches a an apparatus for storing and plasticating rubber polymer [Abstract, Background] wherein the a storage bin (1, 12) and housing (4) wherein a fluoride coating ie Teflon is applied to the inner wall of housing which would prevent adherence and dirt accumulation (Teflon is well known for antistick properties) [Fig 1, Claim 6]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have altered the invention of Matoba and included a fluorine coating treatment is performed on at least a part of an inner wall of the housing, as suggested by Xu, as this had proven successful in similar storage/plasticating devices and prevented adherence and dirt accumulation. Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Matoba (JP 59214605) in view of Mottin (WO 2017/103392), as applied to claims 1-5, 7, in further view of Lieberwirth (US 2020/0324337). As to claim 9, Matoba does not explicitly state the plasticizing unit. Lieberwirth teaches a plasticating device [Abstract] wherein a metering unit (16) delivers resin powder to a plasticating unit homogenizes the feed into molten, extrudable material [0029, 0035, 0042, 0043, 0054-0058, 0062-0065, 0083, Claim 23, Fig 3]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have altered the invention of Matoba and had a plasticizing unit, as suggested by Lieberwirth, in order to plasticate and homogenize the material into molten, extrudable material. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ARMAND MELENDEZ whose telephone number is (571)270-0342. The examiner can normally be reached 9 AM- 6 PM Monday-Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curtis Mayes can be reached at 571-272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ARMAND MELENDEZ/ Primary Examiner, Art Unit 1759
Read full office action

Prosecution Timeline

Jan 29, 2024
Application Filed
Jul 18, 2025
Non-Final Rejection — §103
Oct 22, 2025
Response Filed
Nov 03, 2025
Final Rejection — §103
Feb 04, 2026
Request for Continued Examination
Feb 09, 2026
Non-Final Rejection — §103
Feb 09, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600067
INJECTION DEVICE
2y 5m to grant Granted Apr 14, 2026
Patent 12594711
RECIPROCATING INJECTION UNIT
2y 5m to grant Granted Apr 07, 2026
Patent 12594702
MACHINE AND METHOD FOR INJECTION MOLDING MULTILAYER ARTICLES HAVING A HIGH PROPORTION OF INTERNAL LAYER MATERIAL
2y 5m to grant Granted Apr 07, 2026
Patent 12533836
INJECTION MOLDING UNIT FOR AN INJECTION MOLDING MACHINE FOR PROCESSING PLASTICS
2y 5m to grant Granted Jan 27, 2026
Patent 12528238
DRIVE MECHANISM, INJECTION APPARATUS, AND INJECTION MOLDING MACHINE
2y 5m to grant Granted Jan 20, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
47%
Grant Probability
89%
With Interview (+42.7%)
3y 4m
Median Time to Grant
High
PTA Risk
Based on 350 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month