Prosecution Insights
Last updated: April 19, 2026
Application No. 18/428,538

OPTICAL SYSTEM AND LASER DEVICE, COLLIMATOR LENS

Non-Final OA §103
Filed
Jan 31, 2024
Examiner
LIU, SHAN
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Panasonic Intellectual Property Management Co., Ltd.
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
436 granted / 606 resolved
+3.9% vs TC avg
Strong +40% interview lift
Without
With
+40.4%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 2m
Avg Prosecution
30 currently pending
Career history
636
Total Applications
across all art units

Statute-Specific Performance

§103
59.5%
+19.5% vs TC avg
§102
22.1%
-17.9% vs TC avg
§112
15.1%
-24.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 606 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 15 and 17 are rejected under 35 U.S.C. 103 as being unpatentable over Nagano (US 2004/00227631) in view of Iizuka (JPH05341215A). Regarding claim 15, Nagano teaches a collimator lens (150 in Fig. 28-29, Fig. 22, [0251-0262]) for collimating a plurality of light beams (Fig. 28, [0253]) from a light source array (170 in Fig. 28, [0253]) in which a plurality of light sources (C1-C7 in Fig. 28, [0252]) are arranged (Fig. 28), the collimator lens (150 in Fig. 28-29, [0251-0262]) comprising: a plurality of first lens portions (151-157 in Fig. 28-29, [0258]) arranged in an arrangement direction (the vertical direction in Fig. 28), the plurality of lens portions (151-157 in Fig. 28-29, [0258]) corresponding to the plurality of light sources (C1-C7 in Fig. 28, [0252]) in the light source array (170 in Fig. 28, [0253]). Nagano teaches that each of the plurality of first lens portions (151-157 in Fig. 28-29, [0258]) has a substantially same shape (Fig. 28, Fig. 22, Fig. 19, [0224, 0215]), a vertical direction (the vertical direction in Fig. 29) intersecting the arrangement direction (the vertical direction in Fig. 28) and an optical axis direction (the horizontal direction in Fig. 28 and Fig. 29) of each light beam (Fig. 28-29). Nagano not teach that the plurality of first lens portions are provided rotationally asymmetrically to have positive power in the vertical direction and to have positive power in the arrangement direction. Iizuka teaches that (Fig. 1, Pages 1-4 of English translation of JPH05341215A) a lens portion (10 in Fig. 1, page 3, Paragraph 1, The positive lens 10 is a rotationally asymmetric glass lens having positive power in both the main and sub-scanning directions) is provided rotationally asymmetrically to have positive power in a vertical direction (the direction corresponding to the sub scanning direction, Fig. 1, page 3, Paragraph 1, Page 2, Paragraphs 11-13) and to have positive power in another direction (the direction corresponding to the main scanning direction, Fig. 1, page 3, Paragraph 1, Page 2, Paragraphs 11-13), the vertical direction intersecting the another direction and an optical axis direction of the light beam (the horizontal direction in Fig. 1, page 3, Paragraph 1, Page 2, Paragraphs 1 and 11-13) Before the effective filling date of the claimed invention, it would have been obvious to the artisan of ordinary skill to employ the above elements as taught by Iizuka for each of the plurality of first lens portions in the system of Nagano such that in the system of Nagano, the plurality of first lens portions are provided rotationally asymmetrically to have positive power in the vertical direction and to have positive power in the arrangement direction. The motivation is to reduce the influence of temperature change without increasing the number of lenses (Iizuka, Page 2, Paragraph 6). Regarding claim 17, Nagano also teaches the following elements: (Claim 17) a laser device (Fig. 28-29) comprising: the light source array (170 in Fig. 28, [0253]) including the plurality of light sources (C1-C7 in Fig. 28, [0252]) arranged in the arrangement direction (the vertical direction in Fig. 28), configured to emit the plurality of light beams (Fig. 28); and the collimator lens (150 in Fig. 28-29, [0251-0262]) configured to guide the plurality of light beams (Fig. 28-29) from the light source array (170 in Fig. 28, [0253]). Claim 16 is rejected under 35 U.S.C. 103 as being unpatentable over Nagano in view of Iizuka as applied to claim 15 above, and further in view of Ichihashi (US 2020/0379248). Regarding claim 16, Nagano teaches an optical system (Fig. 28-29, Fig. 22, [0251-0262]) comprising: the collimator lens (150 in Fig. 28-29). Nagano does not teach the following elements. Ichihashi teaches the following elements (Fig. 2-5): (Claim 16) An optical system (2 in Fig. 2) comprising: a collimator lens (21a in Fig. 2-4, [0036]) and an optical element (21b in Fig. 2 and 5, [0035-0038]) disposed on an emission side of each light beams in the collimator lens (21a in Fig. 2-4), wherein the optical element includes a plurality of second lens portions arranged to rotate the respective light beams incident from the collimator lens around the optical axis direction (Fig. 5, [0037]). Before the effective filling date of the claimed invention, it would have been obvious to the artisan of ordinary skill to employ the above elements as taught by Ichihashi for the system of Nagano in view of Iizuka such that in the system of Nagano in view of Iizuka, (Claim 16) An optical system comprising: the collimator lens of the system of Nagano in view of Iizuka and an optical element an optical element disposed on an emission side of each light beams in the collimator lens of the system of Nagano in view of Iizuka, wherein the optical element includes a plurality of second lens portions arranged to rotate the respective light beams incident from the collimator lens around the optical axis direction. The motivation is to provides an optical resonator and a laser processing machine (Ichihashi, [0003]). Allowable Subject Matter Claims 1-14 are allowed. The following is a statement of reasons for the indication of allowable subject matter: Regarding independent claim 1, none of the prior art discloses or suggests that an optical system for guiding a plurality of light beams from a light source array in which a plurality of light sources are arranged, the optical system comprising: a first collimator lens disposed facing the light source array; an optical element disposed on an emission side of each light beam in the first collimator lens; and a second collimator lens disposed on an emission side of each light beam in the optical element, wherein the first collimator lens includes a plurality of lens portions arranged in the arrangement direction, the plurality of lens portions corresponding to the plurality of light sources in the light source array, and wherein “the first collimator lens is configured to collimate each light beam in at least a vertical direction among the vertical direction and an arrangement direction of the plurality of light sources, the vertical direction intersecting the arrangement direction and an optical axis direction of each light beam; the second collimator lens is configured to collimate each light beam at least in the arrangement direction, and the plurality of lens portions are configured rotationally asymmetrically to have positive power in the vertical direction and have positive power in the arrangement direction” in combination with the other required elements of the claim. The most relevant reference, the prior art to Nagano (US 2004/00227631), Iizuka (JPH05341215A) and Ichihashi (US 2020/0379248), taken along or in combination, only discloses an optical system for guiding a plurality of light beams from a light source array in which a plurality of light sources are arranged, the optical system comprising: a first collimator lens disposed facing the light source array; an optical element disposed on an emission side of each light beam in the first collimator lens; and a second collimator lens disposed on an emission side of each light beam in the optical element, wherein the first collimator lens includes a plurality of lens portions arranged in the arrangement direction, the plurality of lens portions corresponding to the plurality of light sources in the light source array. However they do not teach or suggest that “the first collimator lens is configured to collimate each light beam in at least a vertical direction among the vertical direction and an arrangement direction of the plurality of light sources, the vertical direction intersecting the arrangement direction and an optical axis direction of each light beam; the second collimator lens is configured to collimate each light beam at least in the arrangement direction, and the plurality of lens portions are configured rotationally asymmetrically to have positive power in the vertical direction and have positive power in the arrangement direction” in combination with the other required elements of the claim. Dependent claims 2-14 would be allowable by virtue of their dependency. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHAN LIU whose telephone number is (571)270-0383. The examiner can normally be reached on 9am-5pm EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Carruth can be reached on 571-272-9791. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Shan Liu/ Primary Examiner, Art Unit 2871
Read full office action

Prosecution Timeline

Jan 31, 2024
Application Filed
Jan 19, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12596033
LIGHT SENSOR
2y 5m to grant Granted Apr 07, 2026
Patent 12591114
OPTICAL LENS ASSEMBLY AND ELECTRONIC DEVICE
2y 5m to grant Granted Mar 31, 2026
Patent 12578588
LENS DRIVING APPARATUS AND CAMERA MODULE INCLUDING THE SAME
2y 5m to grant Granted Mar 17, 2026
Patent 12560837
DISPLAY APPARATUS AND VIRTUAL REALITY DEVICE
2y 5m to grant Granted Feb 24, 2026
Patent 12560822
LIQUID CRYSTAL PANEL AND DISPLAY DEVICE
2y 5m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+40.4%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 606 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month