Prosecution Insights
Last updated: April 19, 2026
Application No. 18/431,229

CARRIER CONFIGURATION METHOD AND COMMUNICATION APPARATUS

Non-Final OA §102§103
Filed
Feb 02, 2024
Examiner
AMBAYE, MEWALE A
Art Unit
2469
Tech Center
2400 — Computer Networks
Assignee
Huawei Technologies Co., Ltd.
OA Round
1 (Non-Final)
91%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
90%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allow Rate
747 granted / 817 resolved
+33.4% vs TC avg
Minimal -1% lift
Without
With
+-1.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
32 currently pending
Career history
849
Total Applications
across all art units

Statute-Specific Performance

§101
4.6%
-35.4% vs TC avg
§103
55.0%
+15.0% vs TC avg
§102
14.6%
-25.4% vs TC avg
§112
8.8%
-31.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 817 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This communication is response to claims filed on 02/02/24. Claims 1-17 are presented for examination. Information Disclosure Statement’s 4. The information disclosure statement(s) submitted on 10/10/24 have being considered by the examiner and made of record in the application file. Priority 5. Acknowledgment is made of applicant's claim for foreign priority under 35 U.S.C. 119(a)-(d). Receipt is acknowledged of papers submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. Drawing 6. The drawings filed on 02/02/24 are accepted by the examiner. Specification 7. The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. Examiner suggested to change the title to “PROVIDING A CARRIER CONFIGURATION TO MAXIMIZE A SPECTRUM RESOURCE” Appropriate correction is required. Claim Rejections - 35 USC § 102 8. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. 9. Claims 1-2 & 12-13 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Feng et al. (hereinafter referred as Feng) U.S. Patent Application Publication # 2018/0192344 A1. Regarding claims 1 & 12: Feng discloses an apparatus (See FIG. 8 & 0143; a terminal)/a method, comprising: a processor (See FIG. 8 & 0143; a terminal includes Processor 810), and a memory (See FIG. 8 & 0143; a terminal includes a memory 830) configured to store a computer program, wherein the processor is configured to invoke and run the computer program stored in the memory (See Para. 0143; codes executed by the processor), wherein the computer program instructs the processor to: access a first cell by using a control channel resource of a first carrier (See Para. 0067; the terminal executes an initial connection establishment process or starts a connection reestablishment process on the PCell, the terminal receives a common search space (CSS) of a PDCCH only on the PCell. Para. 0071; The terminal may obtain network information for cell selection network access according to the system information. Para. 0076; the terminal receives signaling sent by a base station on a carrier(s) of a first carrier subset, wherein the terminal currently keeps a connection on the carrier(s) of the first carrier subset, the signaling indicates the terminal to switch from the carrier(s) of the first carrier subset to a carrier(s) of a second carrier subset to keep the connection, the first carrier subset and the second carrier subset both belong to a preset carrier set); receive first carrier configuration information (corresponding to signaling) in the first cell (See Para. 0076; the terminal receives signaling sent by a base station on a carrier(s) of a first carrier subset, wherein the terminal currently keeps a connection on the carrier(s) of the first carrier subset), wherein the first carrier configuration information is used to change the apparatus from the first carrier to a second carrier in the first cell (See Para. 0076; the terminal receives signaling sent by a base station on a carrier(s) of a first carrier subset, wherein the terminal currently keeps a connection on the carrier(s) of the first carrier subset, the signaling indicates the terminal to switch from the carrier(s) of the first carrier subset to a carrier(s) of a second carrier subset to keep the connection); and the first carrier and the second carrier share the control channel resource (See Para. 0071; all the carriers in the preset carrier set share the same set of system information. The system information further includes a System Information Block Type 1 (SIB1), and the SIB1 includes a cell identifier, cell barring information, cell receiving level information and the like. Note that the description (Para. 0028) of the application discloses SIB as an example of a control channel resource) , and comprise different spectrum resources (See Para. 0076; center frequencies and/or bandwidths of any two carriers in the preset carrier set are different. Para. 0070; Center frequencies and/or bandwidths of any two carriers S.sub.i and S.sub.j (i≠j) in the preset carrier set S are different). Regarding claims 2 & 13: Feng discloses an apparatus, wherein the computer program further instructs the processor to change from the first carrier to the second carrier based on the first carrier configuration information (See Para. 0078; when receiving an instruction indicating carrier switching from the base station, the terminal in the connected state keeps the connection on a new carrier(s) belonging to the same carrier set with an old carrier(s)). Claim Rejections - 35 USC § 103 10. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. 11. Claims 3, 5-8, 10, 14 & 16-17 are rejected under 35 U.S.C. 103 as being unpatentable over Feng, in view of Dinan et al. (hereinafter referred as Dinan) US Patent Application Publication No. 2013/0010716 A1. Regarding claim 7: Feng discloses a carrier configuration method, performed by a network device (See FIG. 12 & Para. 0181; a Base Station), comprising: the first terminal device accesses the first cell by using a control channel resource of the first carrier (See Para. 0067; the terminal executes an initial connection establishment process or starts a connection reestablishment process on the PCell, the terminal receives a common search space (CSS) of a PDCCH only on the PCell. Para. 0071; The terminal may obtain network information for cell selection network access according to the system information. Para. 0076; the terminal receives signaling sent by a base station on a carrier(s) of a first carrier subset, wherein the terminal currently keeps a connection on the carrier(s) of the first carrier subset, the signaling indicates the terminal to switch from the carrier(s) of the first carrier subset to a carrier(s) of a second carrier subset to keep the connection, the first carrier subset and the second carrier subset both belong to a preset carrier set), and the first carrier and the second carrier share the control channel resource (See Para. 0071; all the carriers in the preset carrier set share the same set of system information. The system information further includes a System Information Block Type 1 (SIB1), and the SIB1 includes a cell identifier, cell barring information, cell receiving level information and the like. Note that the description (Para. 0028) of the application discloses SIB as an example of a control channel resource), and comprise different spectrum resources (See Para. 0076; center frequencies and/or bandwidths of any two carriers in the preset carrier set are different. Para. 0070; Center frequencies and/or bandwidths of any two carriers S.sub.i and S.sub.j (i≠j) in the preset carrier set S are different); and sending the first carrier configuration information to the first terminal device (See Para. 0076; the terminal receives signaling sent by a base station on a carrier(s) of a first carrier subset, wherein the terminal currently keeps a connection on the carrier(s) of the first carrier subset, the signaling indicates the terminal to switch from the carrier(s) of the first carrier subset to a carrier(s) of a second carrier subset to keep the connection). Feng discloses the terminal receives signaling sent by a base station on a carrier(s) of a first carrier subset, wherein the terminal currently keeps a connection on the carrier(s) of the first carrier subset, the signaling indicates the terminal to switch from the carrier(s) of the first carrier subset to a carrier(s) of a second carrier subset to keep the connection (See Para. 0076) but does not explicitly disclose determining first carrier configuration information. However, Dinan from the same field of endeavor discloses determining first carrier configuration information (corresponding to deactivation timer expires) (See abstract & Para. 0036-0038; The base station may maintain a deactivation timer for the second carrier of the wireless device. The base station may change the activation state of the second carrier of the wireless device to an inactive state after the associated deactivation timer expires). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to include determining first carrier configuration information as taught by Dinan in the system of Feng to transmits a control message for reconfiguring the carriers of the wireless device (See abstract; lines 3-4). Regarding claim 8: The combination of Feng and Dinan disclose a carrier configuration method. Furthermore, Dinan discloses the carrier configuration method, receiving first capability information in the first cell that indicates that the first terminal device supports the change from the first carrier to the second carrier (See Para. 0042; The wireless device may transmit a plurality of radio capability parameters to the base station on the first signaling connection on an uplink carrier corresponding to the first carrier). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to include receiving first capability information in the first cell that indicates that the first terminal device supports the change from the first carrier to the second carrier as taught by Dinan in the system of Feng to transmits a control message for reconfiguring the carriers of the wireless device (See abstract; lines 3-4). Regarding claim 10: The combination of Feng and Dinan disclose a carrier configuration method. Furthermore, Dinan discloses the carrier configuration method, wherein determining, by the network device, first carrier configuration information comprises: determining the first carrier configuration information based on one or more of: a quantity of terminal devices in a radio resource control connected mode in the first cell (See Para. 0035-0038; The at least one control message may configure the signal quality metric that the wireless device may measure. The at least one control message may configure a measurement reporting criteria. The signal quality information may comprise signal strength). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to include a quantity of terminal devices in a radio resource control connected mode in the first cell as taught by Dinan in the system of Feng to transmits a control message for reconfiguring the carriers of the wireless device (See abstract; lines 3-4). Regarding claims 3 & 14: Feng discloses all the limitations of the claimed invention with an exception of wherein the computer program further instructs the processor to report first capability information in the first cell, and the first capability information indicates that the apparatus supports the change from the first carrier to the second carrier. However, Dinan from the same field of endeavor discloses report first capability information in the first cell, and the first capability information indicates that the apparatus supports the change from the first carrier to the second carrier (See Para. 0042; The wireless device may transmit a plurality of radio capability parameters to the base station on the first signaling connection on an uplink carrier corresponding to the first carrier). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to include discloses report first capability information in the first cell, and the first capability information indicates that the apparatus supports the change from the first carrier to the second carrier as taught by Dinan in the system of Feng to transmits a control message for reconfiguring the carriers of the wireless device (See abstract; lines 3-4). Regarding claims 5 & 16: The combination of Feng and Dinan disclose a carrier configuration an apparatus/a method. Furthermore, Dinan discloses the apparatus/a method, wherein the computer program further instructs the processor to receive second carrier configuration information in the first cell, wherein the second carrier configuration information is used to add a third carrier for the apparatus in the first cell (See Para. 0039 & 0051; The reconfiguration may comprise adding the second cell to the first connection (if the second carrier is needed and if it is not already configured). If needed, the second cell may be added if the at least one measurement report indicates an acceptable signal quality for the second carrier). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to include wherein the computer program further instructs the processor to receive second carrier configuration information in the first cell, wherein the second carrier configuration information is used to add a third carrier for the apparatus in the first cell as taught by Dinan in the system of Feng to transmits a control message for reconfiguring the carriers of the wireless device (See abstract; lines 3-4). Regarding claims 6 & 17: The combination of Feng and Dinan disclose a carrier configuration an apparatus/a method. Furthermore, Dinan discloses the apparatus/a method, wherein the computer program further instructs the processor to report second capability information in the first cell, wherein the second capability information indicates that the apparatus supports carrier aggregation (See Para. 0042; The wireless device may transmit a plurality of radio capability parameters to the base station on the first signaling connection on an uplink carrier corresponding to the first carrier. The base station transmits data traffic using carrier aggregation). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to include report second capability information in the first cell, wherein the second capability information indicates that the apparatus supports carrier aggregation as taught by Dinan in the system of Feng to transmits a control message for reconfiguring the carriers of the wireless device (See abstract; lines 3-4). 12. Claims 4 & 15 are rejected under 35 U.S.C. 103 as being unpatentable over Feng, in view of Zhu et al. (hereinafter referred as Zhu) US Patent Application Publication No. 2020/0374908 A1. Regarding claims 4 & 15: Feng discloses all the limitations of the claimed invention with an exception of wherein the computer program further instructs the processor to receive bandwidth part (BWP) configuration information used to configure a BWP of the second carrier, and a start location of the BWP is determined based on a start location of the second carrier. However, Zhu from the same field of endeavor discloses receive bandwidth part (BWP) configuration information used to configure a BWP of the second carrier, and a start location of the BWP is determined based on a start location of the second carrier (See Para. 0194-0196; send BWP configuration information to the first terminal device. The BWP configuration information is used to configure a BWP of the second carrier, and a start location of the BWP is determined based on a start location of the second carrier). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to include report second capability information in the first cell, wherein the second capability information indicates that the apparatus supports carrier aggregation as taught by Zhu in the system of Feng to maximize utilization of a spectrum resource (See Para. 0004; line 1). 13. Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Feng, in view of Dinan, further in view of Zhu.. Regarding claim 9: Feng discloses all the limitations of the claimed invention with an exception of sending bandwidth part BWP configuration information to the first terminal device, wherein the BWP configuration information is used to configure a BWP of the second carrier, and a start location of the BWP is determined based on a start location of the second carrier. However, Zhu from the same field of endeavor discloses sending bandwidth part BWP configuration information to the first terminal device, wherein the BWP configuration information is used to configure a BWP of the second carrier, and a start location of the BWP is determined based on a start location of the second carrier (See Para. 0194-0196; send BWP configuration information to the first terminal device. The BWP configuration information is used to configure a BWP of the second carrier, and a start location of the BWP is determined based on a start location of the second carrier). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to include sending bandwidth part BWP configuration information to the first terminal device, wherein the BWP configuration information is used to configure a BWP of the second carrier, and a start location of the BWP is determined based on a start location of the second carrier as taught by Zhu in the combined system of Feng and Dinan to maximize utilization of a spectrum resource (See Para. 0004; line 1). Allowable Subject Matter 14. Claim 11 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion 15. The prior art of record and not relied upon is considered pertinent to applicant’s disclosure. A. Khoshnevisan et al. 2023/0039103 A1 (Title: Transmit power control configuration for physical uplink control channel…) (See Abstract, Para. 0012 & 0037-0038). B. Yi et al. 2021/0360616 A1 (Title: Transmission using a plurality of wireless resources) (See abstract, Para. 0006 & 00813-0016). C. Mo et al. 2021/0352741 A1 (Title: Random access method and terminal) (See FIG. 1, Para. 0046, 0050 & 0160). 16. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MEWALE A AMBAYE whose telephone number is (571)270-1076. The examiner can normally be reached on M.F 6a.m.-2p.m.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ian Moore can be reached on (571)272-3085. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see https://ppair-my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MEWALE A AMBAYE/Primary Examiner, Art Unit 2469
Read full office action

Prosecution Timeline

Feb 02, 2024
Application Filed
Jan 26, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12604353
COMMUNICATION SYSTEM AND COMMUNICATION CONTROL METHOD TO AVOID UNINTENDED CONTROL ON MULTIPLE COMMUNICATION DEVICES
2y 5m to grant Granted Apr 14, 2026
Patent 12598603
USER EQUIPMENT PREEMPTION OF SIDELINK COMMUNICATIONS
2y 5m to grant Granted Apr 07, 2026
Patent 12598516
INTELLIGENT ALLOCATION OF INTERNET PROTOCOL (IP) MULTIMEDIA SUBSYSTEM (IMS) RESOURCES
2y 5m to grant Granted Apr 07, 2026
Patent 12598025
METHOD AND DEVICE TO IMPROVE RECEPTION/TRANSMISSION RELIABILITY, AND PROVIDE COMMUNICATION FLEXIBILITY AND EFFICIENCY
2y 5m to grant Granted Apr 07, 2026
Patent 12592754
SPATIAL QUANTIZATION FOR SPHERICAL COVERAGE OF USER EQUIPMENT
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
91%
Grant Probability
90%
With Interview (-1.3%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 817 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month