Prosecution Insights
Last updated: July 05, 2026
Application No. 18/431,402

METHOD AND SYSTEM FOR IDENTIFYING DARK PATTERNS OVER USER INTERFACE IMPACTING USER HEALTH

Final Rejection §103
Filed
Feb 02, 2024
Priority
Sep 29, 2023 — IN 202311065694 +1 more
Examiner
KELLS, ASHER
Art Unit
2171
Tech Center
2100 — Computer Architecture & Software
Assignee
Samsung Electronics Co., Ltd.
OA Round
2 (Final)
79%
Grant Probability
Favorable
3-4
OA Rounds
1m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
502 granted / 637 resolved
+23.8% vs TC avg
Moderate +11% lift
Without
With
+11.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
22 currently pending
Career history
655
Total Applications
across all art units

Statute-Specific Performance

§101
7.5%
-32.5% vs TC avg
§103
72.8%
+32.8% vs TC avg
§102
11.3%
-28.7% vs TC avg
§112
6.4%
-33.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 637 resolved cases

Office Action

§103
DETAILED ACTION This action is responsive to Applicant’s reply filed on 21 April 2026 (hereinafter “Reply”). This action is made Final. Status of the Claims Claims 1, 4, 16, and 19-20 are currently amended. Claims 1-20 are pending. Notice of AIA Status The present application, filed on or after 16 March 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. §§ 102 and 103 (or as subject to pre-AIA 35 U.S.C. §§ 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. § 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 13-16, and 20 are rejected under 35 U.S.C. § 103 as being unpatentable over Swift et al., US 2023/0199014 A1, in view of Cirlig et al., US 2024/0311473 A1. Regarding claim 1, Swift discloses a method for identifying one or more patterns within a screen layout of an electronic device having a negative impact on a user of the electronic device, the method comprising: Detecting, by an identification module of the electronic device, at least one of one or more user interface (UI) elements and one or more user experience (UX) elements within the screen layout, and one or more characteristics associated with the at least one of one or more UI elements and one or more UX elements. Swift teaches identifying a plurality of UI elements. Swift ¶ 47, fig. 3(step 304). Swift further teaches detecting functionality and/or information associated with a UI element. Id. ¶ 32. Wherein the detecting of the one or more characteristics associated with the at least one of one or more UI elements and one or more UX elements comprises: monitoring, upon detecting one or more user interactions, one or more observable modifications associated with the at least one of one or more UI elements and one or more UX elements. Swift teaches a system detecting a user action (e.g., clicking on a graphical icon) that causes navigation to a webpage. Swift ¶ 47, fig. 3 (step 302). In turn, the system monitors the webpage as it is rendered on the screen. Id. ¶ 19. The rendering of a webpage in a web browser may reasonable be interpreted to comprise an observable modification “associated with” UI/UX elements. Identifying, by a machine learning (ML) module, based on one or more UI-related parameters, the one or more patterns associated with at least one of one or more detected UI elements and one or more detected UX elements within the screen layout having the negative impact on the user based on one or more predefined rules. Swift teaches using a CNN (a type of ML model) to detect that a UI element has a risk score indicating it being a dark pattern. Swift ¶ 48, fig. 3 (step 306). A CNN comprises parameters. The identification of a dark pattern is based on preference data (i.e., rules). Id. ¶ 41. Swift alone does not disclose, but the combination of Swift with Cirlig renders obvious determining, by a display controller module of the electronic device (100), one or more UI elements that have to be placed on top of at least one of one or more identified negative UI elements and one or more identified negative UX elements within the screen layout. Swift teaches executing a mitigating action to counteract the identified dark pattern. Swift ¶ 51. The mitigating action may include graphically blocking negative UI elements. Id. Swift does not explicitly disclose graphically blocking by placing a UI element on top of (i.e., overlaying) a negative UI element. However, Cirlig teaches placing a UI element on top of malicious content in order to graphically block the malicious content. Cirlig ¶¶ 23-24, 28, fig. 2. It would have been obvious before the effective filing date of the claimed invention to a person with ordinary skill in the art to modify Swift’s process of identifying and mitigating dark patters with Cirlig’s process of overlaying a UI element on top of malicious content. Such a modification would “improve[] the operation of a computing device by increasing the speed at which malicious content is detected and actions performed to impede the user from selecting malicious content.” See Cirlig ¶ 13. Regarding claim 13, which depends on claim 1, Swift discloses wherein the one or more UI-related parameters comprise at least one of a historical behavioral pattern of the user and a current behavioral pattern of the user associated with a single or multi-program scenario associated with the electronic device, and wherein the multi-program scenario comprises one or more programs running on cross platforms. Swift teaches training the CNN (i.e., optimizing the parameters) based on a pattern of historical behavior. Swift ¶¶ 21-24. Regarding claim 14, which depends on claim 1, Cirlig discloses wherein the one or more detected UI elements and the one or more detected UX elements, along with the one or more characteristics, are dynamically or statically displayed over the UI of an active program or a background program associated with the electronic device. Cirlig teaches statically displaying a UI element on top of malicious content of an active program. Cirlig ¶¶ 23-24, 28, fig. 2. Regarding claim 15, which depends on claim 1, Cirlig discloses wherein the one or more characteristics associated with the at least one of one or more UI elements and one or more UX elements comprises at least one of feature information, position information, and functionality information. Cirlig teaches determining position information since the UI element is “positioned” over the malicious content. Cirlig ¶ 28. Cirlig further teaches determining feature/functionality information since the UI element impedes the user from selecting the malicious content. Id. ¶ 24. Claim 16 is drawn to a system that implements the method recited in claim 1. Accordingly, this claim is rejected for substantially the same reasons as indicated in the above rejection of the corresponding claim. Claim 20 is drawn to instructions stored in a medium that implement the method recited in claim 1. Accordingly, this claim is rejected for substantially the same reasons as indicated in the above rejection of the corresponding claim. Claims 2 and 17 are rejected under 35 U.S.C. § 103 as being unpatentable over Swift et al., US 2023/0199014 A1, in view of Cirlig et al., US 2024/0311473 A1, in view of Mitra et al., US 2023/0022396 A1. Regarding claim 2, which depends on claim 1, the combination of Swift with Mitra renders obvious: updating, using a reinforcement learning technique, one or more parameters associated with the identification module based on the feedback; and personalizing UI/UX elements based on at least one of one or more identified negative UI elements, one or more identified negative UX elements, and the one or more updated parameters. Swift teaches using “reinforcement learning” to improve the process of detecting and mitigating dark patterns. Swift ¶¶ 44-45. Swift does not explicitly disclose receiving feedback from a user to affect the reinforcement learning. However, the technique of reinforcement learning from human feedback (RLHF) to train an ML model is known in the art. See, e.g., Mitra ¶ 3. It would have been obvious before the effective filing date of the claimed invention to a person with ordinary skill in the art to modify Swift’s process of identifying and mitigating dark patters with the use of RLHF to train an ML model. Such a modification would avoid the difficult and time-consuming task of manually generating examples to use in training a model. Claim 17 is drawn to a system that implements the method recited in claim 2. Accordingly, this claim is rejected for substantially the same reasons as indicated in the above rejection of the corresponding claim. Allowable Subject Matter Claims 3-12 and 18-19 contain allowable subject matter. Claims 3-12 and 18-19 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Response to Arguments Applicant’s arguments with respect to the nonobviousness of the pending claims have been fully considered. Applicant alleges that Swift does not teach/suggest the newly amended limitations. Reply 13. However, as explained above in the detailed rejection, Swift teaches these limitations. Specifically, Swift teaches detecting a user action (e.g., clicking on a graphical icon) and, in turn, monitoring the webpage as it is rendered on the screen. Swift ¶¶ 19, 47, fig. 3 (step 302). Under a broadest reasonable interpretation standard, the rendering of a webpage in a web browser comprises an observable modification “associated with” UI/UX elements. Accordingly, Applicant’s arguments are unpersuasive. Conclusion Although particular portions of the prior art may have been cited in support of the rejections, the specified citations are merely representative of the teachings. Other passages and figures in the cited prior art may apply. Accordingly, Applicant should consider the entirety of the cited prior art for potentially teaching all or part of the claims. The following prior art made of record and not relied upon is considered pertinent to applicant’s disclosure: R et al, US 2020/0104148 A1, discloses measuring usage of a GUI and providing GUI modification recommendation using machine learning. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Asher D Kells whose telephone number is (571)270-7729. The examiner can normally be reached Mon. - Fri., 8 a.m. - 4 p.m.. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kieu Vu can be reached at 571-272-4057. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Asher D. Kells Primary Examiner Art Unit 2171 /Asher D Kells/ Primary Examiner, Art Unit 2171
Read full office action

Prosecution Timeline

Feb 02, 2024
Application Filed
Feb 04, 2026
Non-Final Rejection mailed — §103
Mar 03, 2026
Interview Requested
Mar 26, 2026
Applicant Interview (Telephonic)
Mar 27, 2026
Examiner Interview Summary
Apr 21, 2026
Response Filed
May 12, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
79%
Grant Probability
90%
With Interview (+11.1%)
2y 6m (~1m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 637 resolved cases by this examiner. Grant probability derived from career allowance rate.

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