Prosecution Insights
Last updated: August 16, 2026
Application No. 18/431,684

COMMUNICATION METHOD

Non-Final OA §103§112
Filed
Feb 02, 2024
Priority
Aug 02, 2021 — provisional 63/228,266 +1 more
Examiner
CHRISS, ANDREW W
Art Unit
2400
Tech Center
2400 — Computer Networks
Assignee
Kyocera Corporation
OA Round
2 (Non-Final)
73%
Grant Probability
Favorable
2-3
OA Rounds
1y 6m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
164 granted / 225 resolved
+14.9% vs TC avg
Strong +23% interview lift
Without
With
+23.4%
Interview Lift
resolved cases with interview
Typical timeline
4y 0m
Avg Prosecution
41 currently pending
Career history
282
Total Applications
across all art units

Statute-Specific Performance

§101
7.3%
-32.7% vs TC avg
§103
40.9%
+0.9% vs TC avg
§102
18.6%
-21.4% vs TC avg
§112
26.8%
-13.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 225 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Applicant’s amendment, filed 4 November 2025, has been entered and carefully considered. Claims 1-7 are withdrawn from consideration. Claim 9 is canceled. Claims 8 and 10 are amended and currently pending. The outstanding objection to Claim 8 is withdrawn in light of Applicant’s amendment to said claim. Response to Arguments Applicant’s arguments, filed 4 November 2025, with respect to the rejection of claims 8 and 10 under 35 U.S.C. 102(a)(2) have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of the newly presented rejection under 35 U.S.C. 103 herein. Specification The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 8 and 10 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Citations to Applicant’s specification herein are taken from the instant application’s pre-grant publication (US 2024/0179798) Claims 8 and 10 recite (emphasis added by the Office) “an information element indicating whether multicast reception is to be prioritized over unicast reception even when the user equipment is participating in a multicast session.” The claims then subsequently recite language indicating both an action performed “when the user is not participating in the multicast session” and a separate action performed “when the user is participating in the multicast session.” However, as the first recitation indicates that the UE is participating in a unicast session, it is unclear how the UE is also “not participating in the multicast session.” Turning to Applicant’s specification, Figure 15 (as described in paragraphs 0143-0153), details a scenario where the UE is in an RRC connected state (paragraph 0143), participates in the multicast session (step s31 and paragraph 0144) and transmits an RRC message indicating priority information (step s34 and paragraph 0148). The UE is described as sending this RRC message “even when the UE is participating in a multicast session” (paragraph 0148). However, the disclosure lacks description of the UE both “participating” and “not participating” in a multicast session. As such, based on the claim language and the specification, one of ordinary skill in the art could not ascertain the metes and bounds of the claim language, as currently drafted, where the UE both participates and does not participate in the multicast session. Therefore, the claims are indefinite. For search and prior art purposes, the claims will be examined as best understood by the Office. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 8 and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Shrivastava et al (United States Pre-Grant Publication 2022/0132468), hereinafter Shrivastava, in view of Cao et al (United States Pre-Grant Publication 2023/0199569), hereinafter Cao. Regarding Claim 10, Shrivastava discloses a user equipment (Figure 9, UE 900) comprising: a transmitter (Figure 9, transceiver 920) configured to transmit, when the user equipment performing MBS reception or being interested in the MBS reception in a radio resource control (RRC) connected state, an RRC message to a base station, wherein the RRC message comprises an information element indicating whether multicast reception is to be prioritized over unicast reception (Figure 3, operation 303 and paragraph 0085 – the UE sends an interest indication to the gNB that can indicate priority for MBS reception and a preference for MBS reception (i.e., over unicast reception)); transmitting, when the user equipment is not participating in the multicast session, the RRC message comprising the information element and a different information element indicating an MBS session where the user equipment is performing the MBS reception or is interested in the MBS reception (paragraph 0085 – the interest indication indicates the preference for MBS reception (i.e., the information element) and at least one MBS (i.e., MBS session) that the UE is interested to receive (i.e., the different information element)). However, while Shrivastava discloses sending the interest indication when (i.e., “even when”) the user equipment is participating in a multicast session (refer to paragraph 0085, where the interest indication indicates at least one MBS that the UE is currently receiving), Shrivastava does not disclose transmitting the RRC message comprising the information element without comprising the different information element. In an analogous art, Cao discloses this. Specifically, Cao discloses sending an MBS indication information that the UE is interested in including a receiving mode, where the receiving mode can include multicast/broadcast reception (i.e., a preference for multicast over unicast) (refer to paragraph 0201). Thus, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to combine Shrivastava and Cao in order to increase reliability of MBS packet reception and efficient switching between PTM and PTP modes of reception (refer to paragraph 0008 of Shrivastava). Claim 8 is a method claim comprising the same steps performed by the UE of Claim 10. Therefore, Claim 8 is rejected for the same reasons as presented above for Claim 10. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Kim discloses the UE transmitting MBS interest information to a gNB (Figure 1O and paragraph 0445). Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANDREW W. CHRISS whose telephone number is (571)272-1774. The examiner can normally be reached Monday-Friday, 8am-4pm ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kevin Bates can be reached at (571) 272-3980. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANDREW W CHRISS/Primary Examiner, Art Unit 2472
Read full office action

Prosecution Timeline

Feb 02, 2024
Application Filed
Aug 04, 2025
Non-Final Rejection mailed — §103, §112
Oct 21, 2025
Interview Requested
Oct 29, 2025
Applicant Interview (Telephonic)
Oct 29, 2025
Examiner Interview Summary
Nov 04, 2025
Response Filed
Jul 30, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12701027
MULTICAST PAYLOAD DELIVERY TO IDLE MODE USER EQUIPMENT
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Patent 12696170
TRAFFIC-BASED TUNNEL ENDPOINT ASSIGNMENT FOR LOCAL AREA NETWORKS
3y 2m to grant Granted Jul 28, 2026
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USER EQUIPMENT SYNCHRONIZATION WITH A SYNCHRONIZATION-SIGNAL-BLOCK-LESS CARRIER
2y 10m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
73%
Grant Probability
96%
With Interview (+23.4%)
4y 0m (~1y 6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 225 resolved cases by this examiner. Grant probability derived from career allowance rate.

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