Prosecution Insights
Last updated: May 29, 2026
Application No. 18/431,784

METHOD AND APPARATUS FOR TRANSMISSION AND RECEPTION OF INFORMATION

Non-Final OA §102§103
Filed
Feb 02, 2024
Priority
Feb 02, 2023 — CN 202310118208.2 +1 more
Examiner
EBRAHIM, ANEZ C
Art Unit
2467
Tech Center
2400 — Computer Networks
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
631 granted / 764 resolved
+24.6% vs TC avg
Moderate +8% lift
Without
With
+7.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
18 currently pending
Career history
802
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
87.6%
+47.6% vs TC avg
§102
6.0%
-34.0% vs TC avg
§112
2.8%
-37.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 764 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION 1. This communication is response to the application filed 04/18/2025 havingclaims 1-20 are pending and presented for examination. Priority 2. application filed on 02/02/2024 is a continuation of CHINA 202310118208.2 02/02/2023 CHINA 202310513025.0 05/08/2023 is acknowledged. Drawings The drawings were received on 02/02/2024 and these drawings are accepted. 2. Information Disclosure Statement The information disclosure statement (IDS) submitted on 06/06/2024 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Oath/Declaration 3. The Oath/Declaration filed on 02/02/2024 is accepted by the examiner. Claim Rejections - 35 USC § 102 1. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. 2. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective fiing date of the claimed invention. Claims 1,5-6, 10-11, 15-16,19 are rejected under 35 U.S.C. 102 (a)(2) as being anticipated by US publication US 20240413874 A1 Ly et al. (Hereinafter “Ly "). As per claim 1, Ly teaches a method performed by a user equipment (UE) in a wireless communication system, the method comprising: receiving, from a base station, configuration information on a channel state information (CSI) report, wherein the configuration information includes information on one or more sub- configurations for the CSI report (para 0106, 0115], fig. 2, UE 115a receiving from a base station 105 a CSI configuration information includes information on one or more sub- configurations for the CSI report ); identifying at least one sub-configuration among the one or more sub- configurations, wherein each of the at least one sub-configuration includes information on an antenna port subset for indicating at least one first antenna port enabled for CSI and at least one second antenna port disabled for the CSI( (para 0106, 0115], fig. 2, based on the received information from the base station UE identifies based on the sub configuration information wherein the sub configuration comprises information on an antenna port subset for indicating at least one first antenna port enabled for CSI and at least one second antenna port disabled for the CSI); and transmitting, to the base station, the CSI report for the CSI identified based on the at least one first antenna port ((para 0106, 0115], fig. 2, UE is transmitting back to the base station , the CSI report for the CSI identified based on the at least one first antenna port ) As per claim 5, Ly teaches method of claim 1, wherein a number of a CSI processing unit (CPU) for a semi- persistent CSI report is identified based on a number of CSI reference signal (RS) resources corresponding to the at least one sub-configuration (para 0120], for a semi- persistent CSI report is identified based on a number of CSI reference signal (RS) resources corresponding to the at least one sub-configuration ). As per claim 6, Ly teaches user equipment (UE) in a wireless communication system, the UE comprising: a transceiver; and a controller coupled with the transceiver and configured to: receive, from a base station, configuration information on a channel state information (CSI) report, wherein the configuration information includes information on one or more sub-configurations for the CSI report (para 0106, 0115], fig. 2, UE 115a receiving from a base station 105 a CSI report and report comprises includes information on one or more sub-configurations for the CSI report), identify at least one sub-configuration among the one or more sub-configurations, wherein each of the at least one sub-configuration includes information on an antenna port subset for indicating at least one first antenna port enabled for CSI and at least one second antenna port disabled for the CSI( (para 0106, 0115], fig. 2, based on the received information from the base station UE identifies based on the sub configuration information wherein the sub configuration comprises information on an antenna port subset for indicating at least one first antenna port enabled for CSI and at least one second antenna port disabled for the CSI);, and transmit, to the base station, the CSI report for the CSI identified based on the at least one first antenna port(para 0106, 0115], fig. 2, UE is transmitting back to the base station , the CSI report for the CSI identified based on the at least one first antenna port ) As per claim 10, Ly teaches UE of claim 6, wherein a number of a CSI processing unit (CPU) for a semi- persistent CSI report is identified based on a number of CSI reference signal (RS) resources corresponding to the at least one sub-configuration (para 0120], for a semi- persistent CSI report is identified based on a number of CSI reference signal (RS) resources corresponding to the at least one sub-configuration ). As per claim 11, Ly teaches method performed by a base station in a wireless communication system, the method comprising: transmitting, to a user equipment (UE), configuration information on a channel state information (CSI) report, wherein the configuration information includes information on one or more sub-configurations for the CSI report (para 0106, 0115], fig. 2, base station is transmitting configuration information on a channel state information (CSI) report, wherein the configuration information includes information on one or more sub-configurations for the CSI report ).; and receiving, from the UE, the CSI report for CSI associated with at least one first antenna port(para 0106, 0115], fig. 2, receiving from the UE to the base station CSI report for the at least one sub-configuration based on the antenna port)., wherein each of at least one sub-configuration among the one or more sub-configurations includes information on an antenna port subset for indicating the at least one first antenna port enabled for the CSI and at least one second antenna port disabled for the CSI (para 0106, 0115], fig. 2, configuration information wherein the sub configuration comprises information on an antenna port subset for indicating at least one first antenna port enabled for CSI and at least one second antenna port disabled for the CSI). As per claim 15, Ly teaches method of claim 11, wherein a number of a CSI processing unit (CPU) for a semi- persistent CSI report is based on a number of CSI reference signal (RS) resources corresponding to the at least one sub-configuration (para 0120], for a semi- persistent CSI report is identified based on a number of CSI reference signal (RS) resources corresponding to the at least one sub-configuration ). As per claim 16, Ly teaches base station in a wireless communication system, the base station comprising: a transceiver; and a controller coupled with the transceiver and configured to:a transceiver; and a controller coupled with the transceiver and configured to: transmit, to a user equipment (UE), configuration information on a channel state information (CSI) report, wherein the configuration information includes information on one or more sub-configurations for the CSI report para 0106, 0115], fig. 2, base station is transmitting configuration information on a channel state information (CSI) report, wherein the configuration information includes information on one or more sub-configurations for the CSI report ).;, and receive, from the UE, the CSI report for CSI associated with at least one first antenna port(para 0106, 0115], fig. 2, receiving from the UE to the base station CSI report for the at least one sub-configuration based on the antenna port)., , wherein each of at least one sub-configuration among the one or more sub-configurations includes information on an antenna port subset for indicating the at least one first antenna port enabled for the CSI and at least one second antenna port disabled for the CSI(para 0106, 0115], fig. 2, configuration information wherein the sub configuration comprises information on an antenna port subset for indicating at least one first antenna port enabled for CSI and at least one second antenna port disabled for the CSI).. As per claim 20, Ly teaches base station of claim 16, wherein a number of a CSI processing unit (CPU) for a semi-persistent CSI report is based on a number of CSI reference signal (RS) resources corresponding to the at least one sub-configuration (para 0120], for a semi- persistent CSI report is identified based on a number of CSI reference signal (RS) resources corresponding to the at least one sub-configuration ). Claim Rejections - 35 USC § 103 1. In the event the determination of the status of the appLy cation as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art reLy ed upon, and the rationale supporting the rejection, would be the same under either status. 2. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 3. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. 4. This application currently names joint inventors. In considering Patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. 5. Claim(s) 2,4,7,9,12,14,17, 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ly further view of US PG Pub US 20260046094 A1 to LASELVA et al (hereinafter LASELVA). As per claim 2, Ly teaches method of claim 1, LASELVA teaches The method of claim 1, wherein each of the at least one sub-configuration includes, information on a codebook subset restriction, , and wherein each of the sub-configuration[[s]] is associated with a non-zero-power (NZP) CSI reference signal (RS) resource (para 0106] receives sub configuration includes with one or more antenna ports and each of the one or more sub-configurations is associated with a non-zero-power (NZP) CSI reference signal (RS) resource,. Therefore it would have been obvious to one of ordinary skill in the art before the effective filing date, to modify the combination system of Ly wherein each of the at least one sub-configuration includes, information on a codebook subset restriction, , and wherein each of the sub-configuration[[s]] is associated with a non-zero-power (NZP) CSI reference signal (RS) resource as suggested by LASELVA, this modification would benefit Ly for enabling a better power saving in a mobile communication device communicating with a network. As per claim 4, Ly teaches method of claim 1, LASELVA teaches wherein a wherein a number of active enabled antenna ports for a CSI reference signal (RS) is identified based on a maximum value between a number of antenna ports configured for CSI RS resources and a number of antenna ports which are derived from information on the antenna port subset, and one or more antenna ports wherein the method further comprises: receiving, from the base station, a medium access control (MAC) control element (CE) for activating the at least one sub-configuration among the one or more sub-configurations. (para 0099], identified based on a maximum value between a number of antenna ports configured for CSI RS resources and a number of antenna ports which are derived from information on one or more antenna ports, receiving, from the base station, a medium access control (MAC) control element (CE) for activating the at least one sub-configuration among the one or more sub-configurations.). Examiner supplies the same rationale as supplied in claim 2. As per claim 7, Ly teaches UE of claim 6, LASELVA teaches wherein each of the at least one sub-configuration includes, information on a codebook subset restriction, , and wherein each of the sub-configuration[[s]] is associated with a non-zero-power (NZP) CSI reference signal (RS) resource (para 0106] receives sub configuration includes with one or more antenna ports and each of the one or more sub-configurations is associated with a non-zero-power (NZP) CSI reference signal (RS) resource,. Examiner supplies the same rationale as supplied in claim 2. As per claim 9, Ly teaches UE of claim 6, LASELVA teaches wherein a wherein a number of active enabled antenna ports for a CSI reference signal (RS) is identified based on a maximum value between a number of antenna ports configured for CSI RS resources and a number of antenna ports which are derived from information on the antenna port subset, and one or more antenna ports wherein the method further comprises: receiving, from the base station, a medium access control (MAC) control element (CE) for activating the at least one sub-configuration among the one or more sub-configurations. (para 0099], identified based on a maximum value between a number of antenna ports configured for CSI RS resources and a number of antenna ports which are derived from information on one or more antenna ports, receiving, from the base station, a medium access control (MAC) control element (CE) for activating the at least one sub-configuration among the one or more sub-configurations.). Examiner suppLy es the same rationale as suppLy ed in claim 2. As per claim 12, Ly teaches method of claim 11, LASELVA teaches wherein each of the at least one sub-configuration includes, information on a codebook subset restriction, , and wherein each of the sub-configuration[[s]] is associated with a non-zero-power (NZP) CSI reference signal (RS) resource (para 0106] receives sub configuration includes with one or more antenna ports and each of the one or more sub-configurations is associated with a non-zero-power (NZP) CSI reference signal (RS) resource,. Examiner supplies the same rationale as supplied in claim 2. As per claim 14, Ly teaches method of claim 11, LASELVA teaches wherein a wherein a number of active enabled antenna ports for a CSI reference signal (RS) is identified based on a maximum value between a number of antenna ports configured for CSI RS resources and a number of antenna ports which are derived from information on the antenna port subset, and one or more antenna ports wherein the method further comprises: transmitting, to the UE, a medium access control (MAC) control element (CE) for activating the at least one sub-configuration among the one or more sub-configurations.(para 0099], identified based on a maximum value between a number of antenna ports configured for CSI RS resources and a number of antenna ports which are derived from information on one or more antenna ports, transmitting, to the UE, a medium access control (MAC) control element (CE) for activating the at least one sub-configuration among the one or more sub-configurations.). Examiner supplies the same rationale as supplied in claim 2. As per claim 17, Ly teaches base station of claim 16, LASELVA wherein each of the at least one sub-configuration includes, information on a codebook subset restriction, , and wherein each of the sub-configuration[[s]] is associated with a non-zero-power (NZP) CSI reference signal (RS) resource (para 0106] receives sub configuration includes with one or more antenna ports and each of the one or more sub-configurations is associated with a non-zero-power (NZP) CSI reference signal (RS) resource,. Examiner supplies the same rationale as supplied in claim 2. As per claim 19, Ly teaches base station of claim 16, LASELVA wherein a wherein a number of active enabled antenna ports for a CSI reference signal (RS) is identified based on a maximum value between a number of antenna ports configured for CSI RS resources and a number of antenna ports which are derived from information on the antenna port subset, and one or more antenna ports wherein the method further comprises: wherein the controller is further configured to transmit, to the UE, a medium access control (MAC) control element (CE) for activating the at least one sub-configuration among the one or more sub-configurations.(para 0099], identified based on a maximum value between a number of antenna ports configured for CSI RS resources and a number of antenna ports which are derived from information on one or more antenna ports, transmit, to the UE, a medium access control (MAC) control element (CE) for activating the at least one sub-configuration among the one or more sub-configurations.). Examiner supplies the same rationale as supplied in claim 2. 5. Claim(s) 3, 8, 13 and 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Ly further view of US PG Pub US 20220352951 A1 to Ly et al (hereinafter Ly Yong). As per claim 3, Ly teaches the method of claim 1, Ly Yong teaches wherein the at least one first antenna port[[s]] for each of the at least one sub-configuration is mapped to consecutive antenna ports starting at a CSI reference signal (RS) antenna port [[s]] 3000 in increasing order of an index of the antenna port subset para 0038], ports are mapped to the CDM groups such that the index of the CSI-RS ports increases in the order of the increasing index of the CDM groups),, wherein the UE is not configured with more enabled antenna ports in bandwidth parts (BWPs) than an antenna port capability of the UE (para 0039], antenna ports in active bandwidth parts (BWPs) than an antenna port capability of the UE). 20220352951 Therefore it would have been obvious to one of ordinary skill in the art before the effective fiLy ng date, to modify the combination system of Ly by antenna ports for each of the one or more sub- configurations are mapped to consecutive antenna ports starting at antenna ports 3000 in increasing order of an index of the antenna ports and wherein the UE is not configured with more active antenna ports in active bandwidth parts (BWPs) than an antenna port capability of the UE as suggested by Ly Yong, this modification would benefit Ly for enabling a for an increased number of users and devices, as well as support for higher data rates in a mobile communication. As per claim 8, Ly teaches UE of claim 6, Ly Yong teaches wherein the at least one first antenna port[[s]] for each of the at least one sub-configuration is mapped to consecutive antenna ports starting at a CSI reference signal (RS) antenna port [[s]] 3000 in increasing order of an index of the antenna port subset (para 0038], ports are mapped to the CDM groups such that the index of the CSI-RS ports increases in the order of the increasing index of the CDM groups), and wherein the UE is not configured with more enabled antenna ports in bandwidth parts (BWPs) than an antenna port capability of the UE (para 0039], antenna ports in active bandwidth parts (BWPs) than an antenna port capability of the UE ). Examiner supplies the same rationale as supplied in claim 3. As per claim 13, Ly teaches the method of claim 11, Ly Yong teaches wherein the at least one first antenna port[[s]] for each of the at least one sub-configuration[[s]] is[[are]] mapped to consecutive antenna ports starting at a CSI reference signal (RS) antenna port[[s]] 3000 in increasing order of an index of the antenna port subset. (para 0038], ports are mapped to the CDM groups such that the index of the CSI-RS ports increases in the order of the increasing index of the CDM groups),. Examiner supplies the same rationale as supplied in claim 3. As per claim 18, Ly teaches the base station of claim 16, Ly Yong teaches wherein the at least one first antenna port[[s]] for each of the at least one sub-configuration[[s]] is[[are]] mapped to consecutive antenna ports starting at a CSI reference signal (RS) antenna port[[s]] 3000 in increasing order of an index of the antenna port subset (para 0038], ports are mapped to the CDM groups such that the index of the CSI-RS ports increases in the order of the increasing index of the CDM groups),. Examiner supplies the same rationale as supplied in claim 3. Conclusion Prior arts made of record, not relied upon: US PG publication US 20220159667 A1; US 20210410124 A1; US 20220006686 A1. Any inquiry concerning this communication or earLy er communications from the examiner should be directed to ANEZ EBRAHIM whose telephone number is (571)270-7153. The examiner can normally be reached on M-F 8 AM to 5 PM If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Hassan PhilLy ps can be reached on (571) 272- 3940. The fax phone number for the organization where this appLy cation or proceeding is assigned is 571-273-8300. Information regarding the status of an appLy cation may be obtained from the Patent AppLy cation Information Retrieval (PAIR) system. Status information for pubLy shed appLy cations may be obtained from either Private PAIR or PubLy c PAIR. Status information for unpubLy shed appLy cations is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would Ly ke assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANEZ C EBRAHIM/ Primary Examiner, Art Unit 2467/
Read full office action

Prosecution Timeline

Feb 02, 2024
Application Filed
Apr 18, 2025
Response after Non-Final Action
Mar 07, 2026
Non-Final Rejection (signed) — §102, §103
Apr 14, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
90%
With Interview (+7.6%)
2y 10m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 764 resolved cases by this examiner. Grant probability derived from career allowance rate.

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