Prosecution Insights
Last updated: April 19, 2026
Application No. 18/433,711

OPTICAL IMAGING SYSTEM

Non-Final OA §102§103
Filed
Feb 06, 2024
Examiner
CROCKETT, RYAN M
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
2y 1m
To Grant
84%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
599 granted / 761 resolved
+10.7% vs TC avg
Moderate +5% lift
Without
With
+5.3%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
38 currently pending
Career history
799
Total Applications
across all art units

Statute-Specific Performance

§103
68.3%
+28.3% vs TC avg
§102
12.3%
-27.7% vs TC avg
§112
14.6%
-25.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 761 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1–3 and 6–10 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by CN 107741628 A to Lyu. Regarding Claim 1, Lyu discloses (e.g., Fig. 13 and Example 7) an optical imaging system, comprising: a first lens E1, a second lens E2, a third lens E3 and a fourth lens E4 disposed in order from an object side to an imaging side (Fig. 13): wherein the fourth lens has a concave object-side surface (Fig. 13), and wherein the optical imaging system satisfies a conditional expression: -0.5<R1/R3<1.0, where R1 is a radius of curvature of an object-side surface of the first lens, and R3 is a radius of curvature of an object-side surface of the second lens (e.g., Table 28, paragraph [0240], R1 is 1.5019, R3 is -4.2463, yielding a ratio of -0.354, within the claimed range). Regarding Claim 2, Lyu discloses wherein the optical imaging system satisfies the following conditional expression: 0.5<EPD/TTL<0.7, where EPD is an entrance pupil diameter, and TTL is a distance from an object-side surface of the first lens to an image plane (from Tables 21 and 31, EPD 2.092 and TTL 3.98, yielding a ratio of 0.526, within the claimed range). Regarding Claim 3, Lyu discloses wherein the first lens and the second lens have positive refractive power (Table 21). Regarding Claim 6, Lyu discloses wherein the fourth lens has negative refractive power, and has a convex image-side surface (Fig. 13). Regarding Claim 7, Lyu discloses wherein the optical imaging system satisfies the following conditional expressions: FNo≤1.5 (Table 31, example 7, fNo (f/EPD) is 1.30, within the claimed range). Regarding Claim 8, Lyu discloses wherein the optical imaging system satisfies the following conditional expressions: -2.0<f4/f<-0.5, where f is an overall focal length of the optical imaging system and f4 is a focal length of the fourth lens (Table 21, f4 is -8.78, f is 2.72, yielding a ratio of 3.23, within the claimed range). Regarding Claim 9, Lyu discloses wherein the optical imaging system satisfies the following conditional expressions: 1.0<TTL/f<2.0, where TTL is a distance from an object-side surface of the first lens to an image plane and f is an overall focal length of the optical imaging system (Table 21, ratio of 1.46, within the claimed range). Regarding Claim 10, Lyu discloses wherein the third lens has a concave object-side surface and a convex image-side surface (Fig. 13). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: Determining the scope and contents of the prior art. Ascertaining the differences between the prior art and the claims at issue. Resolving the level of ordinary skill in the pertinent art. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim 4 is rejected under 35 U.S.C. 103 as being unpatentable over CN 107741628 A to Lyu. Regarding Claim 4, Lyu would have rendered obvious wherein the optical imaging system satisfies the following conditional expression: 4.0<(f1+f2)/f<8.0, where f is an overall focal length of the optical imaging system, f1 is a focal length of the first lens and f2 is a focal length of the second lens (Table 21, f1 3.79, f2 4.32, f 2.72, yielding a ratio of 2.98, substantially close to the claimed range, MPEP §2144.05, which would have been obvious, absent evidence of criticality or otherwise unobvious results from the claim features). Allowable Subject Matter Claim 5 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RYAN CROCKETT whose telephone number is (571)270-3183. The examiner can normally be reached M-F 8am to 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Caley can be reached at 571-272-2286. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RYAN CROCKETT/ Primary Examiner, Art Unit 2871
Read full office action

Prosecution Timeline

Feb 06, 2024
Application Filed
Jan 21, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601952
Lens structure
2y 5m to grant Granted Apr 14, 2026
Patent 12596219
OPTICAL MEMBER
2y 5m to grant Granted Apr 07, 2026
Patent 12596211
ANTI-PEEPING FILM AND DISPLAY DEVICE
2y 5m to grant Granted Apr 07, 2026
Patent 12598897
DISPLAY DEVICE
2y 5m to grant Granted Apr 07, 2026
Patent 12591103
CAMERA MODULE
2y 5m to grant Granted Mar 31, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
84%
With Interview (+5.3%)
2y 1m
Median Time to Grant
Low
PTA Risk
Based on 761 resolved cases by this examiner. Grant probability derived from career allow rate.

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