Prosecution Insights
Last updated: April 19, 2026
Application No. 18/437,890

UPLINK CONTROL INFORMATION (UCI) MULTIPLEXING ON PHYSICAL UPLINK SHARED CHANNEL (PUSCH) WITH A FALLBACK DOWNLINK CONTROL INFORMATION (DCI)

Non-Final OA §102
Filed
Feb 09, 2024
Examiner
KRUEGER, KENT K
Art Unit
2474
Tech Center
2400 — Computer Networks
Assignee
Qualcomm Incorporated
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
94%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
389 granted / 445 resolved
+29.4% vs TC avg
Moderate +7% lift
Without
With
+6.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
18 currently pending
Career history
463
Total Applications
across all art units

Statute-Specific Performance

§101
3.0%
-37.0% vs TC avg
§103
45.7%
+5.7% vs TC avg
§102
26.0%
-14.0% vs TC avg
§112
13.9%
-26.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 445 resolved cases

Office Action

§102
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statements (IDSs) submitted on 4/14/2025 has been entered and considered by the examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-30 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Papasakellariou (US2019/0223205 A1) IDS submitted by Applicant. Regarding claims 1 and 18, Papasakellariou teaches an apparatus/method for wireless communications at a user equipment (UE) (Abstract), comprising: a memory comprising instructions; one or more processors, individually or collectively, configured to execute the instructions and cause the UE to (Para. 0057): receive at least one of a first downlink control information (DCI) of a first type scheduling one or more first physical uplink shared channels (PUSCHs) or a second DCI of a second type scheduling one or more second PUSCHs (Fig. 10; Paras. 0126-0132; a PUSCH transmission can be scheduled by a DCI format and therefore have adaptive characteristics in associated parameters; A UE is configured to transmit a first PUSCH and a second PUSCH and the UE has HARQ-ACK information to multiplex in a PUSCH 1010. The UE determines that the first PUSCH is scheduled by a fallback DCI format or by higher layer signaling and that the second PUSCH is scheduled by a non-fallback DCI format or by a DCI format, respectively, 1020. The UE multiplexes the HARQ-ACK information in the second PUSCH); and process at least one of the one or more first PUSCHs scheduled by the first DCI or the one or more second PUSCHs scheduled by the second DCI, wherein the process of the one or more first PUSCHs comprises multiplex at least one uplink control information (UCI) on a PUSCH of the one or more first PUSCHs and transmitting the PUSCH of the one or more first PUSCHs (Fig. 10; Paras. 0126-0132; A UE is configured to transmit a first PUSCH and a second PUSCH and the UE has HARQ-ACK information to multiplex in a PUSCH 1010. The UE determines that the first PUSCH is scheduled by a fallback DCI format or by higher layer signaling and that the second PUSCH is scheduled by a non-fallback DCI format or by a DCI format, respectively, 1020. The UE multiplexes the HARQ-ACK information in the second PUSCH). Regarding claims 2 and 19, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein: the one or more processors, individually or collectively, are configured to execute the instructions and cause the UE to receive the first DCI of the first type and the second DCI of the second type; and the one or more processors, individually or collectively, are configured to execute the instructions and cause the UE to process the one or more first PUSCHs scheduled by the first DCI prior to the one or more second PUSCHs scheduled by the second DCI (Fig. 10; Paras. 0126-0135; Another predetermined rule can be that the UE selects for HARQ-ACK multiplexing a PUSCH transmission scheduled by a non-fallback DCI format over a PUSCH transmission scheduled by a fallback DCI format; i.e. when the first PUSCH has a non-fallback DCI, it is scheduled over/prior to the second PUSCH scheduled by the fallback DCI). Regarding claims 3, 16, 20, and 30, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein the first DCI comprises a bit to indicate that multiplexing of the at least one UCI with the one or more first PUSCHs is enabled (Fig. 10; Paras. 0126-0135; In a first approach, at least for non-fallback DCI formats, a DCI format can include a “HARQ-ACK_multiplexing” field of 1 bit indicating whether or not the UE may multiplex HARQ-ACK in an associated PUSCH transmission). Regarding claims 4 and 21, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein: the first DCI indicates that the PUSCH of the one or more first PUSCHs is scheduled in a first slot; and the multiplex comprises multiplex each UCI scheduled in the first slot on the PUSCH of the one or more first PUSCHs (Fig. 10; Paras. 0126-0135; A first embodiment of this disclosure considers a determination of a PUSCH for multiplexing HARQ-ACK from a UE when the UE transmits multiple PUSCH during a same slot). Regarding claims 5 and 22, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein: the first DCI indicates that the PUSCH of the one or more first PUSCHs is scheduled in a first slot; and the multiplex comprises multiplex each UCI scheduled in the first slot that is overlapping with the PUSCH of the one or more first PUSCHs in a time domain on the PUSCH of the one or more first PUSCHs (Paras. 0119, 0163-0164, and 0180-0186; There is another need to define prioritization rules and a UE behavior for time-overlapped PUSCH or PUCCH transmissions; If a UE does not detect a DCI format triggering a PUCCH transmission after a DCI format scheduling a PUSCH transmission in a same slot, the UE knows of a possible overlapping when the UE prepares the PUSCH (UE has the minimum PUSCH preparation time available to cancel the PUCCH transmission). The UE can therefore multiplex the HARQ-ACK in the PUSCH and drop the PUCCH regardless of the PUCCH/PUSCH overlapping type (same/different first symbol)). Regarding claims 6 and 23, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein the one or more processors, individually or collectively, are configured to execute the instructions and cause the UE to process the one or more second PUSCHs scheduled by the second DCI subsequent to the processing of the one or more first PUSCHs scheduled by the first DCI (Paras. 0119, 0163-0171, and 0180-0186; If a UE has a configured PUCCH transmission for CSI in a same slot as a PUCCH transmission for HARQ-ACK and a first symbol for the former PUCCH transmission is same or after a first symbol for the latter PUCCH transmission, the UE can multiplex CSI in the latter PUCCH transmission. If the first symbol for the former PUCCH transmission is before the first symbol for the latter PUCCH transmission, CSI can again be multiplexed in the latter PUCCH transmission if there is sufficient time for the UE to cancel (the not yet ongoing) transmission of the former PUCCH). Regarding claims 7 and 24, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein: the second DCI indicates that a PUSCH of the one or more second PUSCHs is scheduled in a first slot; and the one or more processors, individually or collectively, are configured to execute the instructions and cause the UE to drop each uplink control information (UCI) scheduled in the first slot that is overlapping with the PUSCH of the one or more second PUSCHs in a time domain (Paras. 0119, 0163-0164, and 0180-0186; There is another need to define prioritization rules and a UE behavior for time-overlapped PUSCH or PUCCH transmissions; If a UE does not detect a DCI format triggering a PUCCH transmission after a DCI format scheduling a PUSCH transmission in a same slot, the UE knows of a possible overlapping when the UE prepares the PUSCH (UE has the minimum PUSCH preparation time available to cancel the PUCCH transmission). The UE can therefore multiplex the HARQ-ACK in the PUSCH and drop the PUCCH regardless of the PUCCH/PUSCH overlapping type (same/different first symbol)). Regarding claims 8 and 25, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein: the second DCI indicates that a PUSCH of the one or more second PUSCHs is scheduled in a first slot; and the one or more processors, individually or collectively, are configured to execute the instructions and cause the UE to: multiplex each uplink control information (UCI) scheduled in the first slot that is overlapping with the PUSCH of the one or more second PUSCHs in a time domain; and transmit the PUSCH of the one or more second PUSCHs (Paras. 0119, 0163-0164, and 0180-0186; There is another need to define prioritization rules and a UE behavior for time-overlapped PUSCH or PUCCH transmissions; If a UE does not detect a DCI format triggering a PUCCH transmission after a DCI format scheduling a PUSCH transmission in a same slot, the UE knows of a possible overlapping when the UE prepares the PUSCH (UE has the minimum PUSCH preparation time available to cancel the PUCCH transmission). The UE can therefore multiplex the HARQ-ACK in the PUSCH and drop the PUCCH regardless of the PUCCH/PUSCH overlapping type (same/different first symbol)). Regarding claims 9 and 26, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein: the second DCI indicates that multiple second PUSCHs are scheduled in a first slot; an uplink control information (UCI) scheduled in the first slot overlaps with the multiple second PUSCHs in a time domain; and the one or more processors, individually or collectively, are configured to execute the instructions and cause the UE to: multiplex the UCI with each of the multiple second PUSCHs; and transmit the multiple second PUSCHs (Paras. 0119, 0163-0164, and 0180-0186; There is another need to define prioritization rules and a UE behavior for time-overlapped PUSCH or PUCCH transmissions; If a UE does not detect a DCI format triggering a PUCCH transmission after a DCI format scheduling a PUSCH transmission in a same slot, the UE knows of a possible overlapping when the UE prepares the PUSCH (UE has the minimum PUSCH preparation time available to cancel the PUCCH transmission). The UE can therefore multiplex the HARQ-ACK in the PUSCH and drop the PUCCH regardless of the PUCCH/PUSCH overlapping type (same/different first symbol)). Regarding claims 10 and 27, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein the one or more processors, individually or collectively, are configured to execute the instructions and cause the UE to: receive a transmission priority threshold value from a network entity; and determine a first quantity of uplink control informations (UCIs) that are scheduled with a priority value that is higher than or equal to the transmission priority threshold value and a second quantity of UCIs that are scheduled with the priority value that is less than the transmission priority threshold value (Paras. 0119, 0163-0175, and 0180-0186; For a PUCCH transmission conveying HARQ-ACK with repetitions over multiple slots and a higher priority for HARQ-ACK than for data, a UE can disregard UL grants resulting to PUSCH transmissions in slots where the UE repeats a PUCCH transmission (the likely cause if a false CRC check as the gNB scheduler would otherwise have no reason to schedule PUSCH since the UE drops the PUSCH transmission)). Regarding claim 11, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein: the second DCI indicates that a PUSCH of the one or more second PUSCHs is scheduled in a first slot; and the one or more processors, individually or collectively, are configured to execute the instructions and cause the UE to: multiplex each UCI of the first quantity of UCIs scheduled in the first slot that is overlapping with the PUSCH of the one or more second PUSCHs in a time domain; and transmit the PUSCH of the one or more second PUSCHs (Paras. 0119, 0163-0164, and 0180-0186; There is another need to define prioritization rules and a UE behavior for time-overlapped PUSCH or PUCCH transmissions; If a UE does not detect a DCI format triggering a PUCCH transmission after a DCI format scheduling a PUSCH transmission in a same slot, the UE knows of a possible overlapping when the UE prepares the PUSCH (UE has the minimum PUSCH preparation time available to cancel the PUCCH transmission). The UE can therefore multiplex the HARQ-ACK in the PUSCH and drop the PUCCH regardless of the PUCCH/PUSCH overlapping type (same/different first symbol)). Regarding claim 12, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein the one or more processors, individually or collectively, are configured to execute the instructions and cause the UE to drop each UCI of the second quantity of UCIs scheduled in the first slot that is overlapping with the PUSCH of the one or more second PUSCHs in the time domain (Paras. 0119, 0163-0164, and 0180-0186; There is another need to define prioritization rules and a UE behavior for time-overlapped PUSCH or PUCCH transmissions; If a UE does not detect a DCI format triggering a PUCCH transmission after a DCI format scheduling a PUSCH transmission in a same slot, the UE knows of a possible overlapping when the UE prepares the PUSCH (UE has the minimum PUSCH preparation time available to cancel the PUCCH transmission). The UE can therefore multiplex the HARQ-ACK in the PUSCH and drop the PUCCH regardless of the PUCCH/PUSCH overlapping type (same/different first symbol)). Regarding claim 13, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein the one or more processors, individually or collectively, are configured to execute the instructions and cause the UE to: determine whether there is an overlap between scheduling of an uplink control information (UCI) and the one or more first PUSCHs or the one or more second PUSCHs; and drop the UCI overlapping with the one or more first PUSCHs or the one or more second PUSCHs (Paras. 0119, 0163-0164, and 0180-0186; There is another need to define prioritization rules and a UE behavior for time-overlapped PUSCH or PUCCH transmissions; If a UE does not detect a DCI format triggering a PUCCH transmission after a DCI format scheduling a PUSCH transmission in a same slot, the UE knows of a possible overlapping when the UE prepares the PUSCH (UE has the minimum PUSCH preparation time available to cancel the PUCCH transmission). The UE can therefore multiplex the HARQ-ACK in the PUSCH and drop the PUCCH regardless of the PUCCH/PUSCH overlapping type (same/different first symbol)). Regarding claim 14, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein the first type comprises a non-fallback DCI format and the second type comprises a fallback DCI format (Fig. 10; Paras. 0126-0132; a PUSCH transmission can be scheduled by a DCI format and therefore have adaptive characteristics in associated parameters; A UE is configured to transmit a first PUSCH and a second PUSCH and the UE has HARQ-ACK information to multiplex in a PUSCH 1010. The UE determines that the first PUSCH is scheduled by a fallback DCI format or by higher layer signaling and that the second PUSCH is scheduled by a non-fallback DCI format or by a DCI format, respectively, 1020. The UE multiplexes the HARQ-ACK information in the second PUSCH). Regarding claims 15 and 28, Papasakellariou teaches an apparatus/method for wireless communications at a network entity (Abstract), comprising: a memory comprising instructions; one or more processors, individually or collectively, configured to execute the instructions and cause the network entity to (Para. 0048): transmit at least one of a first downlink control information (DCI) of a first type scheduling one or more first physical uplink shared channels (PUSCHs) or a second DCI of a second type scheduling one or more second PUSCHs (Fig. 10; Paras. 0126-0132; a PUSCH transmission can be scheduled by a DCI format and therefore have adaptive characteristics in associated parameters; A UE is configured to transmit a first PUSCH and a second PUSCH and the UE has HARQ-ACK information to multiplex in a PUSCH 1010. The UE determines that the first PUSCH is scheduled by a fallback DCI format or by higher layer signaling and that the second PUSCH is scheduled by a non-fallback DCI format or by a DCI format, respectively, 1020. The UE multiplexes the HARQ-ACK information in the second PUSCH); and receive at least one of: one or more processed first PUSCHs scheduled by the first DCI or one or more processed second PUSCHs scheduled by the second DCI, wherein the one or more processed first PUSCHs comprises at least one uplink control information (UCI) multiplexed on a PUSCH of the one or more first PUSCHs (Fig. 10; Paras. 0126-0132; A UE is configured to transmit a first PUSCH and a second PUSCH and the UE has HARQ-ACK information to multiplex in a PUSCH 1010. The UE determines that the first PUSCH is scheduled by a fallback DCI format or by higher layer signaling and that the second PUSCH is scheduled by a non-fallback DCI format or by a DCI format, respectively, 1020. The UE multiplexes the HARQ-ACK information in the second PUSCH). Regarding claims 16 and 29, Papasakellariou teaches the limitations of the previous claims. Papasakellariou further teaches wherein the one or more processors, individually or collectively, are configured to execute the instructions and cause the network entity to transmit the first DCI of the first type and the second DCI of the second type (Fig. 10; Paras. 0126-0135; Another predetermined rule can be that the UE selects for HARQ-ACK multiplexing a PUSCH transmission scheduled by a non-fallback DCI format over a PUSCH transmission scheduled by a fallback DCI format; i.e. when the first PUSCH has a non-fallback DCI, it is scheduled over/prior to the second PUSCH scheduled by the fallback DCI). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KENT KRUEGER whose telephone number is (303)297-4238. The examiner can normally be reached on M-F 8:00-5:00 MT. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Thier can be reached on (571) 272-2832. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KENT KRUEGER/Primary Examiner, Art Unit 2474
Read full office action

Prosecution Timeline

Feb 09, 2024
Application Filed
Mar 12, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
94%
With Interview (+6.6%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 445 resolved cases by this examiner. Grant probability derived from career allow rate.

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