Prosecution Insights
Last updated: August 17, 2026
Application No. 18/438,979

Multi-Layered Anode Containing Silicon-Based Compound and Lithium Secondary Battery Including the Same

Non-Final OA §103
Filed
Feb 12, 2024
Priority
Oct 02, 2018 — RE 10-2018-0117681 +4 more
Examiner
GREENE, PATRICK MARSHALL
Art Unit
Tech Center
Assignee
LG Energy Solution Ltd.
OA Round
1 (Non-Final)
69%
Grant Probability
Favorable
1-2
OA Rounds
6m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
110 granted / 160 resolved
+8.8% vs TC avg
Strong +27% interview lift
Without
With
+27.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
22 currently pending
Career history
206
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
65.1%
+25.1% vs TC avg
§102
26.2%
-13.8% vs TC avg
§112
6.9%
-33.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 160 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Allowable Subject Matter Claims 1 – 16 are allowed. The following is an examiner’s statement of reasons for allowance: the prior art fails to teach the combination of claimed limitations present in claim 1 and does not provide sufficient motivation to make the invention obvious as a whole. Park, US20180219217A1 teaches a multilayered anode comprising the claimed mixing ratio for the first active material mixture [0039], and Wang, US20160204422A1 teaches a multilayered anode material comprising the claimed materials present in the second active material mixture [0024][0027][0029][0038]. However, Wang does not teach the claimed second weight ratio. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 17 and 19 – 20 are rejected under 35 U.S.C. 103 as being unpatentable over Park, US20180219217A1, Wang, US20160204422A1. Regarding claim 17, Park teaches a method for manufacturing an anode for a lithium secondary battery, comprising: applying a slurry for forming a first anode active material layer on at least one surface of an anode current collector, thereby forming the first anode active material layer on the at least one surface of the anode current collector [0013]; applying a slurry for forming a second anode active material layer on the first anode active material layer, thereby forming the second anode active material layer [0013]; and drying the first anode active material layer and the second anode active material layer, thereby forming the anode [0013], wherein the first anode active material layer contains a mixture of natural graphite and artificial graphite as the anode active material and a first binder respectively [0039]., Park does not teach wherein the second anode active material layer contains a mixture of artificial graphite and a silicon-based compound as the anode active material and a second binder respectively, and wherein a weight ratio of the first binder and the second binder is 1 to 2:1. Wang teaches a lithium secondary battery comprising a multilayer anode [0008] wherein the second anode active material layer contains a mixture of artificial graphite (non-limited graphite selection)[0020] and a silicon-based compound as the anode active material and a second binder respectively (silicon layer containing graphite)[0020][0024] wherein a weight ratio of the first binder and the second binder is 1 to 2:1 (1:1)[0037][0038]. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In reWertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In reWoodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Further, Wang teaches that silicon anodes have a reduced degradation in capacity [0008]. Then, it would have been obvious to one of ordinary skill in the art to combine the second active material layer composition of Wang into the battery of Park to improve capacity retention. Regarding claim 19, Park teaches the method of claim 17. Further, Park teaches wherein a thickness ratio of the first anode active material layer to the second anode active material layer is 30 to 50:50 to 70 (1 to 3:5 to 9). In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In reWertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In reWoodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990) Regarding claim 20, combined Park teaches the method of claim 17. Further, Park teaches wherein the weight ratio of the first binder and the second binder is 1.3 to 1.7:1 (1 to 3:5 to 9). In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. In reWertheim, 541 F.2d 257, 191 USPQ 90 (CCPA 1976); In reWoodruff, 919 F.2d 1575, 16 USPQ2d 1934 (Fed. Cir. 1990). Claim 18 is rejected under 35 U.S.C. 103 as being unpatentable over Park, US20180219217A1, Wang, US20160204422A1, as applied to claim 17 above and further in view of Lee, KR20160087121A. Regarding claim 18, combined Park teaches the method of claim 17. Combined Park does not teach wherein the silicon-based compound is a silicon-based oxide represented by the following Chemical Formula 1: SiOx [Chemical Formula] wherein 0<x<2. Lee teaches a multilayer anode material [0001] comprising wherein the second anode active material layer contains a mixture of artificial graphite and a silicon-based compound as the anode active material and a second binder respectively [0012][0013][0033] wherein the silicon-based compound is a silicon-based oxide represented by the following Chemical Formula 1: SiOx [Chemical Formula] wherein 0<x<2 [0034]. Further, Lee teaches the silicon material to have excellent processability and capacity retention [0011]. Then, it would have been obvious to one of ordinary skill in the art to combine the silicon material of Lee into the battery of combined Park to improve processability and capacity retention. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to PATRICK M GREENE whose telephone number is (571)270-1340. The examiner can normally be reached M-F 8-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Miriam Stagg can be reached at (571)270-5256. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /PATRICK MARSHALL GREENE/Examiner, Art Unit 1724 /BRIAN R OHARA/Examiner, Art Unit 1724
Read full office action

Prosecution Timeline

Feb 12, 2024
Application Filed
Jul 29, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12665216
MANUFACTURING METHOD OF SECONDARY BATTERY
3y 6m to grant Granted Jun 23, 2026
Patent 12633631
MANUFACTURING METHOD OF SECONDARY BATTERY
3y 5m to grant Granted May 19, 2026
Patent 12620630
ALL-SOLID-STATE BATTERY
4y 1m to grant Granted May 05, 2026
Patent 12512481
ELECTRODE FOR MEMBRANE-ELECTRODE ASSEMBLY AND METHOD OF MANUFACTURING SAME
1y 9m to grant Granted Dec 30, 2025
Patent 12500247
METHOD OF MANUFACTURING A FLOW GUIDE FOR AN ELECTROCHEMICAL REACTOR
3y 12m to grant Granted Dec 16, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
69%
Grant Probability
96%
With Interview (+27.3%)
3y 0m (~6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 160 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month