Prosecution Insights
Last updated: July 17, 2026
Application No. 18/439,154

MULTILAYER CERAMIC CAPACITOR

Non-Final OA §103
Filed
Feb 12, 2024
Priority
Nov 02, 2023 — RE 10-2023-0149958
Examiner
RAMASWAMY, ARUN
Art Unit
2848
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Samsung Electro-Mechanics Co., Ltd.
OA Round
3 (Non-Final)
84%
Grant Probability
Favorable
3-4
OA Rounds
1m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
678 granted / 802 resolved
+16.5% vs TC avg
Moderate +12% lift
Without
With
+12.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
28 currently pending
Career history
836
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
85.8%
+45.8% vs TC avg
§102
11.8%
-28.2% vs TC avg
§112
1.2%
-38.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 802 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on May 7, 2026, has been entered. Response to Arguments Applicant’s arguments with respect to claim(s) 1 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-2, 7-11, 13, 15, and 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sato et al. (US Publication 2012/0188682) in view of Masunari (US Publication 2019/0157007). In re claim 1, Sato discloses a multilayer ceramic capacitor, comprising: a ceramic body (22 – Figure 3, Figure 6, ¶36) comprising a first surface (31 – Figure 3, Figure 6, ¶35) and a second surface (32 – Figure 3, Figure 6, ¶35) facing each other in a first direction (Figure 6), a third surface (29 – Figure 1, Figure 3, Figure 6, ¶35) and a fourth surface (30 – Figure 1, Figure 3, Figure 6, ¶35) facing each other in a second direction (Figure 1) and connecting the first surface and the second surface (Figure 1, Figure 3, Figure 6), a fifth surface (27 – Figure 1, Figure 3, Figure 6, ¶35) and a sixth surface (28 – Figure 1, Figure 3, Figure 6, ¶35) facing each other in a third direction and connecting the first surface and the second surface (Figure 1, Figure 3, Figure 6); a plurality of first internal electrodes (25 – Figure 3, Figure 6, ¶34) and a plurality of second internal electrodes (26 – Figure 3, Figure 6, ¶34) disposed inside the ceramic body (22 – Figure 3, Figure 6); a first external electrode (23 – Figure 3, Figure 6, ¶34) disposed outside the ceramic body (Figure 6); and a second external electrode (24 – Figure 3, Figure 6, ¶34) disposed outside the ceramic body (Figure 6), wherein the first external electrode (23 – Figure 3, Figure 6) includes (i) a first metal layer (35 – Figure 5, ¶44) disposed on the first surface and the sixth surface of the ceramic body and electrically connected to the plurality of first internal electrodes (25 – Figure 3, Figure 6) on the first surface (Figure 1, Figure 3, Figure 5, Figure 6), and (ii) a first plated layer disposed on the first metal layer (¶44); and wherein the second external electrode (24 – Figure 6) includes (i) a second metal layer (35 – Figure 5, ¶44) disposed on the second surface and the sixth surface of the ceramic body and electrically connected to the plurality of second internal electrodes (26 – Figure 3, Figure 6) on the second surface (Figure 1, Figure 3, Figure 5, Figure 6), and (ii) a second plated layer disposed on the second metal layer (¶44). Sato does not disclose an insulation layer disposed on the first external electrode, wherein the insulation layer includes a gap that exposes a first portion of an outer surface of the first external electrode, wherein the first portion of the outer surface of the first external electrode opposes the sixth surface of the ceramic body, and wherein the gap has at least one surface that is exposed, and wherein the insulation layer covers a portion of the first external electrode on the first surface of the ceramic body. Masunari discloses an insulation layer (combination of 40, 42 – Figure 12, ¶58) disposed on the first external electrode (22a – Figure 12, ¶41), wherein the insulation layer includes a gap (gap between 86, 90 – Figure 13, ¶99), that exposes a first portion of an outer surface of the first external electrode (Figure 12), wherein the first portion of the outer surface of the first external electrode opposes the sixth surface of the ceramic body (12b – Figure 12, ¶35), and wherein the gap has at least one surface that is exposed (Figure 12, Figure 13), and wherein the insulation layer (40, 42 – Figure 12) covers a portion of the first external electrode (22a – Figure 12) on the first surface of the ceramic body (12e – Figure 12, ¶35). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention to incorporate the insulation layer of Masunari to prevent the occurrence of short-circuiting between mounted chip-type components (¶4-5: Masunari). In re claim 2, Sato in view of Masunari discloses the multilayer ceramic capacitor of claim 1, as explained above. Sato does not disclose wherein the insulation layer covers a portion of the first external electrode on the sixth surface of the ceramic body and a portion of the second external electrode on the sixth surface of the ceramic body. Masunari discloses wherein the insulation layer (40, 41 – Figure 12) covers a portion of the first external electrode (22a – Figure 12) on the sixth surface of the ceramic body (12b – Figure 12) and a portion of the second external electrode (22b – Figure 12, ¶41) on the sixth surface of the ceramic body (12b – Figure 2, Figure 12, Figure 13). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention to incorporate the insulation layer of Masunari to prevent the occurrence of short-circuiting between mounted chip-type components (¶4-5: Masunari). In re claim 7, Sato in view of Masunari discloses the multilayer ceramic capacitor of claim 2, as explained above. Sato does not disclose wherein the insulation layer covers the first external electrode on the first surface of the ceramic body, and covers the second external electrode on the second surface of the ceramic body. Masunari discloses wherein the insulation layer (40, 41 – Figure 12) covers the first external electrode (22a – Figure 12) on the first surface of the ceramic body (12e – Figure 12; Note that since the first external electrode covers a portion of the first surface, as required by claim 1, the first external electrode covers the first surface.), and covers the second external electrode (22b – Figure 12) on the second surface of the ceramic body (12f – Figure 12, ¶35; Note that portions 88 and 92 of the insulation layer wrap around to the end surfaces of the ceramic body [¶99].). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention to incorporate the insulation layer of Masunari to prevent the occurrence of short-circuiting between mounted chip-type components (¶4-5: Masunari). In re claim 8, Sato in view of Masunari discloses the multilayer ceramic capacitor of claim 1, as explained above. Sato further discloses wherein the first plated layer comprises: a first layer that covers the first metal layer; a second layer that covers the first layer; and a third layer that covers the second layer (¶49). Note that each of the plating layers cover one another from different directions. In re claim 9, Sato in view of Masunari discloses the multilayer ceramic capacitor of claim 8, as explained above. Sato further discloses the first layer includes nickel (Ni); the second layer includes copper (Cu); and the third layer includes tin (Sn) (¶49; Note that each of the plating layers cover one another from different directions.). In re claim 10, Sato in view of Masunari discloses the multilayer ceramic capacitor of claim 1, as explained above. Sato further discloses wherein the second plated layer comprises: a first layer that covers the first metal layer; a second layer that covers the first layer; and a third layer that covers the second layer (¶49). Note that each of the plating layers cover one another from different directions. In re claim 11, Sato in view of Masunari discloses the multilayer ceramic capacitor of claim 10, as explained above. Sato further discloses the first layer includes nickel (Ni); the second layer includes copper (Cu); and the third layer includes tin (Sn) (¶49). Note that each of the plating layers cover one another from different directions. In re claim 13, Sato in view of Masunari discloses the multilayer ceramic capacitor of claim 1, as explained above. Sato further discloses wherein each of the first plated layer and the second plated layer includes (i) a layer including nickel (Ni), and a layer including tin (Sn), (ii) a first layer including tin (Sn), a layer including nickel (Ni), and a second layer including tin (Sn), or (iii) a layer including nickel (Ni), a layer including copper (Cu), and a layer including tin (Sn) (¶49). In re claim 15, Sato in view of Masunari discloses the multilayer ceramic capacitor of claim 1, as explained above. Sato further discloses wherein the first metal layer (35 of 23 – Figure 5) is disposed only on the first surface (31 – Figure 6, Figure 1) and the sixth surface (28 – Figure 1, Figure 6) of the ceramic body (22 – Figure 1, Figure 6). In re claim 18, Sato in view of Masunari discloses the multilayer ceramic capacitor of claim 15, as explained above. Sato further discloses wherein the first plated layer (36 of 23 – Figure 5, Figure 1, Figure 6) is disposed only on the first surface (31 – Figure 1, Figure 6) and the sixth surface (28 – Figure 1, Figure 6) of the ceramic body (22 – Figure 6). Claim(s) 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sato et al. (US Publication 2012/0188682) in view of Masunari (US Publication 2019/0157007) and in further view of Fuji (US Publication 2017/0181288). In re claim 12, Sato in view of Masunari discloses the multilayer ceramic capacitor of claim 1, as explained above. Sato does not disclose wherein each of the first plated layer and the second plated layer includes either (i) a layer including nickel (Ni), a layer including titanium (Ti), and a layer including copper (Cu), or (ii) a layer including titanium (Ti), and a layer including chromium (Cr). Fuji discloses wherein each of the first metal layer and the second metal layer includes a nickel (Ni) layer, a layer including titanium (Ti), and a layer including copper (Cu) (¶57), or a layer including titanium (Ti), and a layer including chromium (Cr). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention to incorporate the outer electrode material of Fuji to achieve a device having desired conductivity. Claim(s) 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Sato et al. (US Publication 2012/0188682) in view of Masunari (US Publication 2019/0157007). In re claim 14, Sato in view of Masunari discloses the multilayer ceramic capacitor of claim 1, as explained above. Sato does not disclose wherein a thickness of the first internal electrode is 100 nm or more and 300 nm or less, and a thickness of the second internal electrode is 100 nm or more and 300 nm or less. However, it is well-known in the art that adjusting the thickness of the internal electrodes is correlated with the ESR characteristics of the electronic component. It would have been obvious to a person having ordinary skill in the art before the effective filing date of the invention to adjust the thickness of the internal electrodes to achieve a device having a desired balance between miniaturization and ESR characteristics, since such a modification would have involved a mere change in the size of a component. A change in size is generally recognized as being within the level of ordinary skill in the art. In re Rose, 105 USPQ 237 (CCPA 1955). Allowable Subject Matter Claims 3-6 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The prior art does not teach nor suggest (in combination with other claim limitations) the insulation layer covers a remaining portion of the first and second external electrodes. Claims 19-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The prior art does not teach nor suggest (in combination with other claim limitations) the insulation layer covers includes a photosensitive resin. Claims 21-22 are allowed. The prior art does not teach nor suggest (in combination with other claim limitations) the insulation layer comprising a photosensitive resin includes a gap that exposes a first portion of an outer surface of the first external electrode, and the gap has at least one surface that is exposed. The insulation layer covers a portion of the first external electrode on the sixth surface of the ceramic body and a remaining portion of the first external electrode. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Kim et al. (US Patent 11,817,271) Figure 2, Figure 6 Any inquiry concerning this communication or earlier communications from the examiner should be directed to ARUN RAMASWAMY whose telephone number is (571)270-1962. The examiner can normally be reached Monday - Friday, 9:00 am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Timothy Dole can be reached at 571-272-2229. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ARUN RAMASWAMY/ Primary Examiner, Art Unit 2847
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Prosecution Timeline

Feb 12, 2024
Application Filed
Sep 22, 2025
Non-Final Rejection mailed — §103
Dec 19, 2025
Response Filed
Feb 11, 2026
Final Rejection mailed — §103
May 07, 2026
Request for Continued Examination
May 13, 2026
Response after Non-Final Action
Jun 03, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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ELECTROLYTIC CAPACITOR FOR A SEMICONDUCTOR DEVICE HAVING IMPROVED CONDUCTIVE POLYMER LAYER
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INTEGRATED CAPACITOR AND METHOD OF MANUFACTURING INTEGRATED CAPACITOR
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Patent 12671035
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Patent 12665128
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
84%
Grant Probability
97%
With Interview (+12.5%)
2y 6m (~1m remaining)
Median Time to Grant
High
PTA Risk
Based on 802 resolved cases by this examiner. Grant probability derived from career allowance rate.

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