Prosecution Insights
Last updated: April 19, 2026
Application No. 18/439,226

ETHANOL DEHYDRATION PROCESS

Non-Final OA §103§112
Filed
Feb 12, 2024
Examiner
CEPLUCH, ALYSSA L
Art Unit
1772
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Scientific Design Company Inc.
OA Round
1 (Non-Final)
62%
Grant Probability
Moderate
1-2
OA Rounds
2y 10m
To Grant
87%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allow Rate
309 granted / 497 resolved
-2.8% vs TC avg
Strong +25% interview lift
Without
With
+25.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
65 currently pending
Career history
562
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
52.7%
+12.7% vs TC avg
§102
12.8%
-27.2% vs TC avg
§112
27.3%
-12.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 497 resolved cases

Office Action

§103 §112
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Applicant is advised that should claim 7 be found allowable, claim 11 will be objected to under 37 CFR 1.75 as being a substantial duplicate thereof. When two claims in an application are duplicates or else are so close in content that they both cover the same thing, despite a slight difference in wording, it is proper after allowing one claim to object to the other as being a substantial duplicate of the allowed claim. See MPEP § 608.01(m). Claim Objections Claims 1, 9, 12, 15, and 20 are objected to because of the following informalities: With regard to claims 1 and 20, step (f) in each claim recites “generating a second process steam stream…the process steam stream having a temperature…” The second recitation in each claim should be “the second process steam stream” for antecedent basis purposes. With regard to claim 9, the claim recites “the temperature”. This should be “a temperature” for antecedent basis purposes. With regard to claim 12, the claim recites “the temperature”. This should be “a temperature” for antecedent basis purposes. With regard to claim 15, the claim recites “the source”. This lacks antecedent basis, and could be amended to recite “wherein the ethanol vapor stream comprises bioethanol”. Appropriate corrections are required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 14 and 16-19 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. With regard to claim 14, the claim recites “wherein the ethylene is subjected to a caustic wash…” The term “the ethylene” lacks antecedent basis, because while the preamble of claim 1 recites “dehydration of ethanol to ethylene”, the claimed steps only recite “an ethylene product stream”. It is unclear whether it is the “ethylene product stream” which is subjected to the caustic wash, or if the product stream is first separated to obtain ethylene before washing. Thus, the claim is indefinite. For purposes of examination, the Examiner will consider that it is the vapor stream from flashing comprising mainly ethylene which is subjected to the caustic wash (instant specification paragraph [0027]). Appropriate amendment is respectfully requested. With regard to claims 16, 17, and 19, the claims each recite “the ethylene is contacted with oxygen”. The term “the ethylene” lacks antecedent basis, because while the preamble of claim 1 recites “dehydration of ethanol to ethylene”, the claimed steps only recite “an ethylene product stream”. It is unclear whether it is the “ethylene product stream” which is passed to the contacting step, or if the product stream is first separated to obtain ethylene before contacting. Thus, the claim is indefinite. For purposes of examination, the Examiner will consider that it is the vapor stream from flashing comprising mainly ethylene which is passed to the contracting step (instant specification paragraph [0027]). Appropriate amendment is respectfully requested. With regard to claim 18, the claim recites “The process of claim 1, wherein the silver-based epoxidation catalyst…” The phrase “the silver-based” lacks antecedent basis, as the catalyst is not recited until claims 16 and 17. Thus, the claim is indefinite. For purposes of examination, the Examiner notes that claim 18 could depend from either claim 16 or claim 17, and will choose claim 16 as the broadest claim. Appropriate amendment is respectfully requested. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3-13, 15, and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Morschbacker (US 2010/0069691) in view of Sarin et al. (US 2017/0266635, cited on IDS of 03/17/2025) and Vivien et al. (US 2017/0341996). With regard to claim 1, Morschbacker teaches a process for producing ethylene comprising the following steps: a) mixing ethanol and steam to form a mixture; b) supplying the mixture to a dehydration reactor; and c) dehydrating the ethanol to form a product stream comprising ethylene (paragraph [0102]). Morschbacker does not specifically teach i) that the steam is superheated or ii) process steps d-h for generating a steam stream. With regard to i), Sarin teaches a process for ethanol dehydration (paragraph [0002]) comprising mixing a hot inert gas with a fresh ethanol feed before dehydration (paragraph [0011]) where the inert gas is steam (pargraph [0028]). Sarin further teaches that adding separate superheated steam to the ethanol allows for the process to avoid superheating ethanol, which causes thermal degradation, and also allows optimum utilization of the inert gas (paragraph [0040]). Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to use superheated steam in the process of Morschbacker, because each of Morschbacker and Sarin teach ethanol dehydration to ethylene using steam, and Sarin teaches that superheated steam provides the benefits of avoiding ethanol degradation and optimum utilization of the inert gas (paragraph [0040]). With regard to ii), Vivien teaches a process for dehydration of alcohols (paragraph [0001]) comprising the following steps: c) dehydration of an alcohol to an olefin (paragraph [0019]). d)-g) cooling the dehydration effluent against water in heat exchangers to form a vapor (steam) stream (steam generator) (paragraph [0020]). h) compressing the vapor stream (paragraph [0078]). Vivien does not specifically teach i) the temperature of the effluent entering the heat exchanger is about 125 to about 140°C, ii) the pressure of the effluent entering the heat exchanger, iii) cooling the ethylene product stream below the dew point, iv) the temperature of the steam stream produced by heat exchange, v) the pressure of the steam stream produced by heat exchanger, or vi) the pressure of the compressed steam stream. With regard to i), Vivien teaches the cooling step comprises three heat exchangers, one for generating steam, one for preheating the feedstock, and one using a heat exchange fluid, where the temperature starts at 250°C and is cooled to less than 50°C at the end of the heat exchangers (paragraphs [0065]-[0067]). While Vivien does not explicitly teach arranging the heat exchangers such that the effluent entering the heat exchanger which generates steam has the claimed temperature of about 125 to about 140°C as claimed, changing the order of the heat exchangers such that the effluent stream is cooled to about 125 to about 140°C before entering the heat exchanger for forming steam is merely a rearrangement of parts. It is held that rearrangement of parts is prima facie obvious absent evidence that the order is critical or changes the operation of the device (MPEP 2144.04(VI)C). The heat exchangers function to cool the effluent and heat various streams, and the function of the heat exchangers would be maintained if the heat exchangers were placed in a different order. Thus, the rearrangement is obvious, absent any evidence of criticality. With regard to ii), Vivien teaches that the reactor pressure is 0.2 to 1 MPa (paragraph [0036]). Thus, the product stream from the reactor is also expected to be a pressure of 0.2 to 1 MPa, which overlaps the range of about 0.2 to about 0.3 of instant claim 1, rendering the range prima facie obvious. With regard to iii), Vivien does not explicitly teach that the effluent is cooled below the ethylene dew point, however, Vivien teaches that the effluent is fully condensed (paragraph [0067]), thus the temperature is expected to be below the dew point of the ethylene product stream, absent any evidence to the contrary. With regard to iv), Vivien teaches that the temperature of the compressed steam stream does not exceed 300°C (paragraph [0078]) and one of ordinary skill in the art understands that compressing the stream will increase both the temperature and pressure (instant specification paragraph [0034]). Thus, the steam stream before compression also has a temperature which does not exceed 300°C, which overlaps the range of about 95 to about 120°C of instant claim 1, rendering the range prima facie obvious. With regard to v) and vi), Vivien further teaches that the pressure of the steam streams can be adjusted to ensure sufficient pressure in the dehydration step and also to ensure maximum recovery of the heat from the dehydration effluent (paragraph [0078]). Thus, the pressure of the steam stream before and after compression is a result-effective variable, and can be optimized. Therefore, it would have been obvious to one having ordinary skill in the art to have determined the optimum value of a pressure of the steam stream before compression of about 0.125 to about 0.2 MPa and after compression of about 0.3 to about 0.45 MPa, as claimed, because it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. See MPEP 2144.05(II). Vivien further teaches the heating of the steam in the claimed manner limits thermal degradation of the feedstock and provides an overall reduction in the quantity of hot and cold utilities required for the dehydration process (paragraph [0015]). Vivien does not specifically teach that the process includes ethanol dehydration. However, all dehydration processes are endothermic processes. Further, the integration of steam generation with cooling the product stream would be expected to be effective for any dehydration feed, including the claimed ethanol feed, as the steam generation is not tied to what is in the product, but merely the temperature of the product, which as explained above would be expected to be similar for all dehydration processes. Thus, the process of Vivien is understood to be relevant prior art to the process of Morschbacker, as each reference teaches dehydration of alcohols in the presence of steam. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to use the steam generation steps of Vivien in the process of Morschbacker, because Morschbacker and Vivien each teach alcohol dehydration to olefins, and Vivien teaches that the heating of the steam in the claimed manner limits thermal degradation of the feedstock and provides an overall reduction in the quantity of hot and cold utilities required for the dehydration process (paragraph [0015]). With regard to claims 3 and 4, Morschbacker teaches the reactor is a single fixed packed bed (single-stage) adiabatic reactor comprising gamma-alumina catalyst (paragraph [0102]). With regard to claims 5, 10, and 12, Morschbacker teaches the feed mixture has a temperature of 470°C (paragraph [0102]), which is within the range of about 425 to about 500°C of instant claim 5 and the range of below about 480°C of instant claim 12. Morschbacker does not explicitly teach the temperature of the product. However, Morschbacker teaches the same ethanol and steam feed at the same temperature in the same single stage packed bed reactor comprising gamma-alumina. Thus, one of ordinary skill in the art would reasonably expect the effluent to have a similar temperature within the range of about 325 to 425°C of instant claims 5 and 10, absent any evidence to the contrary. With regard to claim 6, Morschbacker teaches 62.2 tons ethanol to 135 tons steam (paragraph [0102]), which is a weight ratio of about 1:2, which is within the range of 1:1 to 1:5 of instant claim 6. With regard to claims 7 and 11, Morschbacker does not explicitly teach the amount of ethylene in the product. However, Morschbacker teaches the same ethanol and steam feed at the same temperature in the same single stage packed bed reactor comprising gamma-alumina. Thus, one of ordinary skill in the art would reasonably expect the process to produce the similar amount of about 95 to about 99.5 mol% ethylene of instant claims 7 and 11, absent any evidence to the contrary. With regard to claim 8, Vivien teaches preheating the alcohol feedstock by heat exchange with the dehydration effluent stream (paragraph [0027]). With regard to claim 9, Vivien teaches that the temperature of the compressed stream does not exceed 300°C (paragraph [0078]), which overlaps the range of about 225°C to about 275°C of instant claim 9, rendering the range prima facie obvious. With regard to claim 13, Vivian teaches that a suitable pressure for a dehydration feed comprising alcohols is 2 to 10 bar (0.2 to 1 MPa), which overlaps the range of 0.15 to 0.4 MPa of instant claim 13, rendering the range prima facie obvious. With regard to claim 15, Morschbacker teaches the ethanol is produced from fermentation of agricultural products (paragraph [0101]), and thus the ethanol is bio-ethanol, as claimed. With regard to claim 20, Morschbacker teaches a process for producing ethylene comprising the following steps: a) mixing ethanol and steam to form a mixture (paragraph [0102]). The mixture has a temperature of 470°C and comprises 62.2 tons ethanol to 135 tons steam (paragraph [0102]), which is a weight ratio of about 1:2. These are within the ranges of 1:1 to 1:5 and about 425 to about 500°C of instant claim 20. b) supplying the mixture to a dehydration reactor which is a single fixed packed bed (single-stage) adiabatic reactor comprising gamma-alumina catalyst (paragraph [0102]). c) dehydrating the ethanol to form a product stream comprising ethylene (paragraph [0102]). Morschbacker does not specifically teach i) that the steam is superheated, ii) the temperature of the ethylene product stream, or iii) process steps d-h for generating a steam stream. With regard to i), Sarin teaches a process for ethanol dehydration (paragraph [0002]) comprising mixing a hot inert gas with a fresh ethanol feed before dehydration (paragraph [0011]) where the inert gas is steam (pargraph [0028]). Sarin further teaches that adding separate superheated steam to the ethanol allows for the process to avoid superheating ethanol, which causes thermal degradation, and also allows optimum utilization of the inert gas (paragraph [0040]). Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to use superheated steam in the process of Morschbacker, because each of Morschbacker and Sarin teach ethanol dehydration to ethylene using steam, and Sarin teaches that superheated steam provides the benefits of avoiding ethanol degradation and optimum utilization of the inert gas (paragraph [0040]). With regard to ii), Morschbacker teaches the same ethanol and steam feed at the same temperature in the same single stage packed bed reactor comprising gamma-alumina. Thus, one of ordinary skill in the art would reasonably expect the effluent to have a similar temperature within the range of about 325 to 425°C of instant claims 5 and 10, absent any evidence to the contrary. With regard to iii), Vivien teaches a process for dehydration of alcohols (paragraph [0001]) comprising the following steps: c) dehydration of an alcohol to an olefin (paragraph [0019]). d)-g) cooling the dehydration effluent against water in heat exchangers to form a vapor (steam) stream (steam generator) (paragraph [0020]). h) compressing the vapor stream (paragraph [0078]). Vivien does not specifically teach i) the temperature of the effluent entering the heat exchanger is about 125 to about 140°C, ii) the pressure of the effluent entering the heat exchanger, iii) cooling the ethylene product stream below the dew point, iv) the temperature of the steam stream produced by heat exchange, v) the pressure of the steam stream produced by heat exchanger, or vi) the pressure of the compressed steam stream. With regard to i), Vivien teaches the cooling step comprises three heat exchangers, one for generating steam, one for preheating the feedstock, and one using a heat exchange fluid, where the temperature starts at 250°C and is cooled to less than 50°C at the end of the heat exchangers (paragraphs [0065]-[0067]). While Vivien does not explicitly teach arranging the heat exchangers such that the effluent entering the heat exchanger which generates steam has the claimed temperature of about 125 to about 140°C as claimed, changing the order of the heat exchangers such that the effluent stream is cooled to about 125 to about 140°C before entering the heat exchanger for forming steam is merely a rearrangement of parts. It is held that rearrangement of parts is prima facie obvious absent evidence that the order is critical or changes the operation of the device (MPEP 2144.04(VI)C). The heat exchangers function to cool the effluent and heat various streams, and the function of the heat exchangers would be maintained if the heat exchangers were placed in a different order. Thus, the rearrangement is obvious, absent any evidence of criticality. With regard to ii), Vivien teaches that the reactor pressure is 0.2 to 1 MPa (paragraph [0036]). Thus, the product stream from the reactor is also expected to be a pressure of 0.2 to 1 MPa, which overlaps the range of about 0.2 to about 0.3 of instant claim 20, rendering the range prima facie obvious. With regard to iii), Vivien does not explicitly teach that the effluent is cooled below the ethylene dew point, however, Vivien teaches that the effluent is fully condensed (paragraph [0067]), thus the temperature is expected to be below the dew point of the ethylene product stream, absent any evidence to the contrary. With regard to iv), Vivien teaches that the temperature of the compressed steam stream does not exceed 300°C (paragraph [0078]) and one of ordinary skill in the art understands that compressing the stream will increase both the temperature and pressure (instant specification paragraph [0034]). Thus, the steam stream before compression also has a temperature which does not exceed 300°C, which overlaps the range of about 95 to about 120°C of instant claim 20, rendering the range prima facie obvious. With regard to v) and vi), Vivien further teaches that the pressure of the steam streams can be adjusted to ensure sufficient pressure in the dehydration step and also to ensure maximum recovery of the heat from the dehydration effluent (paragraph [0078]). Thus, the pressure of the steam stream before and after compression is a result-effective variable, and can be optimized. Therefore, it would have been obvious to one having ordinary skill in the art to have determined the optimum value of a pressure of the steam stream before compression of about 0.125 to about 0.2 MPa and after compression of about 0.3 to about 0.45 MPa, as claimed, because it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. See MPEP 2144.05(II). Vivien further teaches the heating of the steam in the claimed manner limits thermal degradation of the feedstock and provides an overall reduction in the quantity of hot and cold utilities required for the dehydration process (paragraph [0015]). Vivien does not specifically teach that the process includes ethanol dehydration. However, all dehydration processes are endothermic processes. Further, the integration of steam generation with cooling the product stream would be expected to be effective for any dehydration feed, including the claimed ethanol feed, as the steam generation is not tied to what is in the product, but merely the temperature of the product, which as explained above would be expected to be similar for all dehydration processes. Thus, the process of Vivien is understood to be relevant prior art to the process of Morschbacker, as each reference teaches dehydration of alcohols in the presence of steam. Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to use the steam generation steps of Vivien in the process of Morschbacker, because Morschbacker and Vivien each teach alcohol dehydration to olefins, and Vivien teaches that the heating of the steam in the claimed manner limits thermal degradation of the feedstock and provides an overall reduction in the quantity of hot and cold utilities required for the dehydration process (paragraph [0015]). Claims 2 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Morschbacker (US 2010/0069691) in view of Sarin et al. (US 2017/0266635) and Vivien et al. (US 2017/0341996) as applied to claim 1 above, and further in view of Coupard et al. (US 2015/0368215, cited on IDS 03/17/2025). With regard to claim 2, Morschbacker in view of Vivien teaches the dehydration and steam generation process above. Morschbacker further teaches purification and separation to obtain the ethylene product (paragraph [0102]). Morschbacker in view of Vivien fails to specifically teach flash separation of the product after steam generation. Coupard teaches a process for dehydration of ethanol (paragraph [0011]). Coupard further teaches the process comprises separation of the product in a gas liquid separation zone (flash separation zone) to produce a liquid (condensate) and gas (vapor) stream (paragraph [0102]). Coupard additionally teaches that the gas liquid separation is a useful preliminary step for purification to produce the desired ethylene product (paragraph [0103]). Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to add the step of gas liquid (flash) separation to the process of Morschbacker in view of Vivien, because Morschbacker in view of Vivien and Coupard each teach ethanol dehydration to produce a product comprising ethylene, followed by separation and purification of the product to obtain the ethylene, Morschbacker is silent regarding the specific separation steps, and Coupard teaches that gas liquid (flash) separation is a known and useful step to obtain the desired purified ethylene product (paragraph [0103]). With regard to claim 14, Morschbacker in view of Vivien teaches the dehydration and steam generation process above. Morschbacker further teaches purification to obtain the ethylene product and a separate impurities stream (paragraph [0102]). Morschbacker in view of Vivien fails to specifically teach a caustic wash as the purification step to remove impurities. Coupard teaches a process for dehydration of ethanol (paragraph [0011]). Coupard further teaches the process comprises purification of the ethylene containing effluent by washing with sodium hydroxide (caustic wash) (paragraph [0104]). Coupard additionally teaches that purification is used to produce the desired ethylene product (paragraph [0103]). Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention use a caustic wash during the purification of Morschbacker in view of Vivien, because Morschbacker in view of Vivien and Coupard each teach ethanol dehydration to produce a product comprising ethylene, followed by purification of the product to obtain the ethylene, Morschbacker is silent regarding the specific purification step, and Coupard teaches that washing with sodium hydroxide (caustic) is a known purification step which is used to produce the desired ethylene product (paragraph [0104]). Claims 16-19 are rejected under 35 U.S.C. 103 as being unpatentable over Morschbacker (US 2010/0069691) in view of Sarin et al. (US 2017/0266635) and Vivien et al. (US 2017/0341996) as applied to claim 1 above, and further in view of Verhaak et al. (US 2014/0018556). With regard to claims 16-19, Morschbacker in view of Sarin and Vivien teaches the process above, which produces ethylene. Morschbacker in view of Sarin and Vivien does not specifically teach further reaction of the ethylene to produce ethylene oxide. Verhaak teaches a process for production of ethylene oxide (paragraph [0001]). Verhaak teaches the process comprises contacting ethylene and oxygen over a catalyst having a silver content of 17.5 wt% (paragraph [0091]) in a fixed bed tubular reactor (paragraph [0092]) at a work rate of 195 kg/m3/hr at a temperature of 244°C (paragraph [0093]). These amounts are within the ranges of about 15 to about 40 wt% silver, about 130 to about 300 kg/m3/hm, and about 240 to about 280°C of instant claims 17-19. Verhaak further teaches that it is desired to transport natural gas components as liquids, and that ethylene oxide is used to synthesize monoethylene glycol, which is a transportable liquid derivative of natural gas (paragraphs [0002]-[0003]). Therefore, it would have been obvious to one of ordinary skill in the art at the time of the invention to use the process of Verhaak to synthesize ethylene oxide, because Morschbacker and Verhaak each teach producing ethylene from oxygenates (Verhaak paragraph [0037]) and Verhaak teaches that ethylene oxide is a desirable product which can be used to convert components of natural gas to liquid form for easier transportation (paragraphs [0002]-[0003]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALYSSA L CEPLUCH whose telephone number is (571)270-5752. The examiner can normally be reached M-F, 8:30 am-5 pm, EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, In Suk Bullock can be reached at 571-272-5954. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Alyssa L Cepluch/Examiner, Art Unit 1772 /IN SUK C BULLOCK/Supervisory Patent Examiner, Art Unit 1772
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Prosecution Timeline

Feb 12, 2024
Application Filed
Jan 23, 2026
Non-Final Rejection — §103, §112 (current)

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