Prosecution Insights
Last updated: October 24, 2026
Application No. 18/440,702

ELECTROCHEMICAL DEVICES OR SYSTEMS COMPRISING REDOX-FUNCTIONALIZED ELECTRODES AND USES THEREOF

Non-Final OA §102
Filed
Feb 13, 2024
Priority
Oct 27, 2015 — provisional 62/246,718 +3 more
Examiner
SMITH, NICHOLAS A
Art Unit
1752
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Massachusetts Institute of Technology
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
7m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
586 granted / 921 resolved
-1.4% vs TC avg
Strong +32% interview lift
Without
With
+31.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
10 currently pending
Career history
943
Total Applications
across all art units

Statute-Specific Performance

§101
1.0%
-39.0% vs TC avg
§103
55.6%
+15.6% vs TC avg
§102
27.4%
-12.6% vs TC avg
§112
9.6%
-30.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 921 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 24-25 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Muraoka (US 20050227071 A1) as submitted on Applicant's Information Disclosure Statement filed 17 June 2024. In regards to claim(s) 24, the instant claim is drawn to an electrochemical system; the claim comprises a list of structures and therefore is an apparatus-type claim. Muraoka discloses an electrochemical system (Fig. 2), comprising: a first electrode comprising a first conductive substrate (C electrode #1; Fig. 2) and a redox species immobilized (Fc/Fc+) to the first conductive substrate; and a second electrode comprising a second conductive substrate (C electrode #2; Fig. 2). Muraoka discloses the specific chemical interaction is activated by a Faradaic/redox reaction (Fig. 2; electrodes charge, immobilized Fc+ interacts with anion). In regards to functional language or intended use limitations (“wherein the redox species is selective toward a target functional group of a biomolecule based on a specific chemical interaction between the redox species and the target functional group”), such language only limits the claim by the structures or arrangements of structures that are necessary to perform the functional language or intended use. See MPEP 2112.01 I & 2114. In the instant case, Muraoka discloses immobilized ferricenium interacts with carboxylates ([0144]), a target functional group of a biomolecule. In regards to claim(s) 25, the instant claim is drawn to an electrochemical system; the claim comprises a list of structures and therefore is an apparatus-type claim. Muraoka discloses an electrochemical system (Fig. 2), comprising: a first electrode comprising a first conductive substrate (C electrode #2; Fig. 2) and a redox species immobilized (Fc+/Fc) to the first conductive substrate; and a second electrode comprising a second conductive substrate (C electrode #1; Fig. 2). Muraoka discloses the specific chemical interaction is activated by a Faradaic/redox reaction (Fig. 2; electrodes charge, immobilized Fc interacts with cation). In regards to functional language or intended use limitations (“wherein the redox species is selective toward a target species based on a specific chemical interaction between the redox species and the target species, and wherein the target species comprises a transition metal and/or a heavy metal”), such language only limits the claim by the structures or arrangements of structures that are necessary to perform the functional language or intended use. See MPEP 2112.01 I & 2114. In the instant case, Muraoka discloses removal of metal ions or metal-containing cations from aqueous solution is a preferred application ([0032]). Allowable Subject Matter Claim 23 is allowed. The following is a statement of reasons for the indication of allowable subject matter: In regards to claim(s) 23, prior art does not disclose, teach or suggest an electrochemical system, comprising: a first electrode comprising a first conductive substrate and a first redox species immobilized to the first conductive substrate; and a second electrode comprising a second conductive substrate and a second redox species immobilized to the second conductive substrate, wherein the first redox species is selective toward a target functional group of a target molecule based on a specific chemical interaction between the first redox species and the target functional group, wherein the specific chemical interaction is activated by a Faradaic/redox reaction, and wherein the first redox species and the second redox species have different charges and different chemical identities. The closest prior art is Muraoka (see Fig. 2), which discloses an electrochemical system with first and second redox species immobilized on each electrode. However, there is no suggestion in the prior art to make the first and second redox species having different chemical identities. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to NICHOLAS A SMITH whose telephone number is (571)272-8760. The examiner can normally be reached M-F 7:30am-3:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Srilakshmi Kumar can be reached at (571)272-7769. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NICHOLAS A SMITH/Supervisory Primary Examiner, Art Unit 1752
Read full office action

Prosecution Timeline

Feb 13, 2024
Application Filed
Sep 30, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
95%
With Interview (+31.5%)
3y 3m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 921 resolved cases by this examiner. Grant probability derived from career allowance rate.

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