Prosecution Insights
Last updated: August 17, 2026
Application No. 18/440,812

Optical Systems For Directing Display Module Light into Waveguides

Non-Final OA §102§103
Filed
Feb 13, 2024
Priority
Sep 02, 2021 — provisional 63/240,277 +2 more
Examiner
BEDTELYON, JOHN M
Art Unit
2874
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Apple Inc.
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
1m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
641 granted / 819 resolved
+10.3% vs TC avg
Moderate +14% lift
Without
With
+14.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
12 currently pending
Career history
832
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
46.1%
+6.1% vs TC avg
§102
38.0%
-2.0% vs TC avg
§112
11.0%
-29.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 819 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statements (IDS) submitted on February 13, 2024 and January 27, 2025 are being considered by the examiner. Drawings The drawings were received on February 13, 2024. These drawings are acceptable. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 2, 5-10, 13-17, and 19-21 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Schultz (United States Patent Application Publication 2017/0371160, hereinafter referred to as “Schultz”). Schultz anticipates claims: 1. A display (see figures 1-4) comprising: a waveguide (20) configured to propagate light via total internal reflection (see paragraph 0035); a first surface relief grating (the surface relief grating formed at the input aperture 22 is interpreted as the first surface relief grating, see paragraph 0049) configured to couple the light into the waveguide (see figures 3-4 and paragraph 0035), the first surface relief grating having an input vector (shown as A1, see figures 3A-C); a projector (30) configured to output the light at an angle (projection axis A3 is interpreted as the angle) non-parallel with respect to the input vector (see figure 3B); a prism (44) optically coupled between the projector and the waveguide, wherein the prism is configured to redirect the light from the projector to the first surface relief grating in a direction parallel to the input vector (see figure 3B); and a second surface relief grating (the surface relief grating formed at the output aperture 24 is interpreted as the second surface relief grating, see paragraph 0049) configured to couple the light out of the waveguide (see figures 1-4). 2. The display of claim 1, wherein the prism comprises an achromatic prism (see figure 3B, paragraph 0012 and 0041). 5. The display of claim 1, wherein the waveguide comprises a lateral surface (see figures 2A-2B, the surface in plane P is interpreted as the lateral surface), the angle and the input vector are each non-parallel with respect to a normal axis (N1 or N2) of the lateral surface, the light is incident on the first surface relief grating at an additional angle with respect to a first side of the normal axis, and the second surface relief grating is configured to output the light at the additional angle with respect to a second side of the normal axis (see figures 2A-2C). 6. The display of claim 1, wherein the prism comprises an optical wedge having a first surface that transmits the light into the prism, a second surface, a third surface, and a fourth surface that transmits the light out of the prism, the second surface reflects the light towards the third surface, and the third surface reflects the light towards the fourth surface (see figure 3B). 7. The display of claim 6, wherein one or more of the first, second, third, and fourth surfaces is curved (see paragraph 0040 teaches curvature). 8. The display of claim 1, the waveguide comprising: a first media layer (the layer 22 is interpreted as the first media layer, see figures 1-2), wherein the first surface relief grating is in the first media layer; and a second media layer (the layer 24 is interpreted as the second media layer, see figures 1-2) that is different from the first media layer, wherein the second surface relief grating is in the second media layer. 9. The display of claim 1, the waveguide comprising: a media layer (the layers 22 and 24 are together interpreted as the media layer), wherein the first and second surface relief gratings are in the media layer (see figures 1-2). 10. A display (see figures 1-4) comprising: a waveguide (20) configured to propagate light via total internal reflection (see paragraph 0035); a first surface relief grating (the surface relief grating formed at the input aperture 22 is interpreted as the first surface relief grating, see paragraph 0049) configured to couple the light into the waveguide (see figures 3-4 and paragraph 0035), the first surface relief grating being characterized by an input vector (shown as A1, see figures 3A-C); a display panel (projector 30 is interpreted as the display panel) configured to produce the light based on image data, wherein the light has a field of view; and optics (the lens, see below, and the prism 44 are together interpreted as the optics) coupled between the display panel and the waveguide, the optics comprising: a lens (the lens system of the projector 30 is interpreted as the lens, see paragraph 0046) configured to transmit the light towards the first surface relief grating and having an optical axis (A3) that is offset at a non-zero angle with respect to a center of the field of view of the light, wherein the optical axis is oriented at a non-zero angle with respect to the input vector, and wherein the optics are configured to output the light in a direction parallel to the input vector (see figures 3A-C). 13. The display of claim 10, wherein the waveguide comprises a lateral surface and wherein the optical axis is oriented parallel to a normal axis of the lateral surface (see figure 2A). 14. The display of claim 10, wherein the waveguide has a lateral surface, the light is incident on the first surface relief grating at an angle with respect to a first side of a normal axis of the lateral surface, and the second surface relief grating is configured to output the light at the angle with respect to a second side of the normal axis (see figures 2A-2C). 15. The display of claim 10, wherein the display panel comprises a digital micromirror device (DMD) display panel (see paragraph 0038). 16. The display of claim 10, the waveguide comprising: a first media layer (the layer 22 is interpreted as the first media layer, see figures 1-2), wherein the first surface relief grating is in the first media layer; and a second media layer (the layer 24 is interpreted as the second media layer, see figures 1-2) that is different from the first media layer, wherein the second surface relief grating is in the second media layer. 17. The display of claim 10, the waveguide comprising: a media layer (the layers 22 and 24 are together interpreted as the media layer), wherein the first and second surface relief gratings are in the media layer (see figures 1-2). 19. A display (see figures 1-4) comprising: a waveguide (20) configured to propagate light via total internal reflection (see paragraph 0035); an input coupler having a diffractive grating (the surface relief grating formed at the input aperture 22 is interpreted as the input coupler having a diffractive grating, see paragraph 0049) configured to couple the light into the waveguide (see figures 1-4); illumination optics (the lens, see below, and the prism 44 are together interpreted as the illumination optics) configured to emit illumination; a reflective display panel (projector 30 is interpreted as the reflective display panel) configured to produce the light by modulating the illumination (it creates an image meeting this limitation); and a lens (the lens system of the projector 30 is interpreted as the lens, see paragraph 0046) configured to transmit the light to the input coupler and having an optical axis that is offset at a non-zero angle with respect to a center of a field of view of the light (the center interpreted as the vector shown as output beam 28, see figure 1), wherein the lens is configured to output the light in a direction parallel to an input vector of the diffractive grating (see figure 2A). 20. The display of claim 19, wherein the waveguide has a lateral surface and wherein the optical axis is oriented parallel to a normal axis of the lateral surface (see figure 2A). 21. The display of claim 19, wherein the waveguide has a lateral surface and wherein the optical axis is oriented at a non-parallel angle with respect to a normal axis of the lateral surface (see figures 2B and 2C and 3A-3C). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 3, 11, and 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Schultz, as previously applied to claims 1 and 10 above, in view of Bates et al. (United Stated Patent Application Publication 2020/0150405, hereinafter referred to as “Bates”). With respect to claims 3, 11 and 12, Schultz discloses the limitations of claims 1 and 10 as previously stated. Schultz is silent to the limitations: wherein the prism comprises a first optical wedge and a second optical wedge on the first optical wedge, the first and second optical wedges being configured to transmit the light, the first optical wedge comprises a first material, and the second optical wedge comprises a second material that is different from the first material; the optics further comprising: an additional lens configured to transmit the light and having an optical axis aligned with the optical axis of the lens; wherein the lens has a first surface that transmits the light, a second surface opposite the first surface that transmits the light, and a planar surface couples the first surface to the second surface, the planar surface being located on a side of the optical axis opposite to the center of the field of view of the light. Bates discloses a projection lens system that includes various lenses and prisms (see figures 1-3) that can be used in a head-mounted display (see paragraph 0014) and are utilized to control light from a display (108) to a human eye (114, see figures 1-3) and include both parallel and offset, or non-parallel, optical axes (see figures 2 and 3). Bates’ system includes: an achromatic prism that comprises a first optical wedge (first prism element 246 is interpreted as a first optical wedge, shown as a wedge shape in figure 3) and a second optical wedge (second prism element 248 is interpreted as a second optical wedge, shown as a wedge shape in figure 3) on the first optical wedge (see figure 3), the first and second optical wedges being configured to transmit the light (see figure 3), the first optical wedge comprises a first material, and the second optical wedge comprises a second material that is different from the first material (see paragraph 0030); optics further comprising: an additional lens configured to transmit the light and having an optical axis aligned with the optical axis of the lens (see figure 3, there is a whole system of lenses provided); the system includes a lens that has a first surface that transmits the light, a second surface opposite the first surface that transmits the light, and a planar surface couples the first surface to the second surface, the planar surface being located on a side of the optical axis opposite to the center of the field of view of the light (see figure 3, third lens element 232 is a lens of the system and has the required shape). These lenses and prisms cooperate together to create a system that Bates’ discloses can guide light from a display to a human eye in a head-mounted device. Therefor, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the Schultz device, utilizing the concepts and structures disclosed in Bates, such that the resulting combination includes all of the limitations discussed immediately above, based on their suitability to guide and direct image optical signal light, for the benefit of effectively delivering light where desired in a head-mounted display. Claim(s) 4 and 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Schulz, as applied to claims 1 and 10 as previously stated. With respect to claims 4 and 18, Schultz discloses the limitations of claims 1 and 10 as previously stated. Schultz is silent to the limitations: wherein the angle and the input vector are separated by 5-25 degrees; wherein the non-zero angle is between 5 degrees and 30 degrees. However, one having ordinary skill in the art before the effective filing date of the claimed invention, motivated by a desire to create a head-mounted display system of a desirable compact design, including the angles of input and output light, would have found it obvious to select the ranges for these angles, vectors and directions wherein the angle and the input vector are separated by 5-25 degrees; wherein the non-zero angle is between 5 degrees and 30 degrees; since it has been held that where the general conditions of a claim are disclosed in the prior art, discovering the optimum or working ranges involves only routine skill in the art. In re Aller, 105 USPQ 233. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOHN M BEDTELYON whose telephone number is (571)270-1290. The examiner can normally be reached 8:00am - 4:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Uyen-Chau Le can be reached at 571-272-2397. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /John Bedtelyon/Primary Examiner, Art Unit 2874
Read full office action

Prosecution Timeline

Feb 13, 2024
Application Filed
Jul 29, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
92%
With Interview (+14.1%)
2y 7m (~1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 819 resolved cases by this examiner. Grant probability derived from career allowance rate.

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