Prosecution Insights
Last updated: July 17, 2026
Application No. 18/441,099

Dispersant-Containing Liquid And Aqueous Coloring Material Dispersion Liquid

Non-Final OA §102§103§112
Filed
Feb 14, 2024
Priority
Feb 15, 2023 — JP 2023-021991
Examiner
WOODWARD, ANA LUCRECIA
Art Unit
Tech Center
Assignee
Seiko Epson Corporation
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
3m
Est. Remaining
90%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
902 granted / 1235 resolved
+13.0% vs TC avg
Strong +17% interview lift
Without
With
+16.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
40 currently pending
Career history
1265
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
63.2%
+23.2% vs TC avg
§102
1.9%
-38.1% vs TC avg
§112
12.3%
-27.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1235 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 Claims 1-12 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. In claim 1, line 1, the recitation “dispersant-containing liquid” is indefinite in that it is unclear which claimed component constitutes the dispersant. In claim 1, line 4, given the plural “polyalkylene glycols”, it is unclear whether more than one polyalkylene glycol is required. In claim 6, line 5, given the plural “polyalkylene glycols”, it is unclear whether more than one polyalkylene glycol is required. In claim 6, it is unclear what is meant by a “disperse” dye. Claim Rejections - 35 USC § 102/103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 3 are rejected under 35 U.S.C. 102(a1) and (a2) as anticipated by or, in the alternative, under 35 U.S.C. 103 as obvious over US 2019/0233665 (Chopra). Chopra discloses an aqueous ink composition comprising: a water-soluble sodium sulfonated polyester (meets Applicants’ water-soluble polyester containing a sulfonate); silver nanoparticles; water (meets Applicant’s water); an optional co-solvent inclusive of polyalkylene glycols and derivatives thereof [0063]/[0066] (meets Applicants’ polyalkylene glycol); an optional colorant; and an optional surfactant inclusive of block copolymers of polyethylene oxide and propylene oxide [0073] (also meets Applicants’ polyalkylene glycol) (e.g., abstract, [0014-0016], [0063], [0068-0071], [0073], [0083], Example 7). As to claim 1, Chopra expressly set forth in Example 7 an ink composition (meets Applicants’ liquid) comprising, inter alia: a branched sulfonated polyester resin (BSPE-1) comprised of terephthalate, sodium 5-sulfoisophthalic acid, 1,2-propanediol and diethylene glycol (meets Applicants’ water-soluble polyester containing a sulfonate); diethylene glycol (meets Applicants’ polyalkylene glycol); polyethylene oxide (PEO) (also meets Applicants’ polyalkylene glycol); and water (meets Applicants’ water). As to claim 3, given that Chopra’s water-soluble polyester is produced from similar reactants, it is reasonably believed that such inherently contains the same proportion of monomer having an aromatic ring structure per feature (2), the same molar ratio of carboxylate to sulfonate content per feature (3) and same pH solubility. Notably, Chopra further includes the basic substance triethanolamine in Example 7. Chopra anticipates the above-rejected claims in that it is reasonably believed that the polyester used in Example 7 is water-soluble (per title and [0100]). In the alternative, it would have been obvious to one having ordinary skill in the art to use any of the other water-soluble polyesters disclosed by Chopra in Example 7 for its expected additive effect and with the reasonable expectation of success. Claim Rejections - 35 USC § 103 Claims 2 and 4-12 are rejected under 35 U.S.C. 103 as being unpatentable over US 2019/0233665 (Chopra) described hereinabove as evidenced by WO 2018/078078 (Namutebl) As to claims 2 and 7, Chopra’s Example 7 does not appear to comprise a polyalkylene glycol meeting the presently claimed formula (1). However, it is within the purview of Chopra’s inventive disclosure to use “a block copolymer of polyethylene oxide and polypropylene oxide”, e.g., SYNPERONIC surfactant, as a viable surfactant [0074]. Thus, it would have been obvious to one having ordinary skill in the art to replace the surfactants used in Chopra’s Example 7 with a block copolymer of polyethylene oxide and polypropylene oxide, e.g., a SYNPERONIC surfactant which as evidenced by Namutebl (page 46:31-36) is a triblock copolymer consisting of a central polypropylene glycol block flanked by two polyethylene glycol blocks (meets Applicants’ formula (1)). As to claims 4 and 9, it would be expected that Chopra’s block copolymer of polyethylene oxide and polypropylene oxide, e.g., SYNPERONIC surfactant, would have the same clouding point. “Products of identical chemical composition cannot have mutually exclusive properties” because a chemical composition and its properties are inseparable, In re Spada 15 USPQ2d 1655, MPEP 2112.01 (II). As to claims 5 and 10, Chopra discloses that the surfactant can be present in amounts of from about 0.01 to about 5 wt.% of the ink composition [0074]. Thus, it would have been obvious to one having ordinary skill in the art to use minor amounts of the block copolymer of polyethylene oxide and polypropylene oxide surfactant relative to the water-soluble polyester (inclusive of amounts presently claimed) for its expected additive effect and with the reasonable expectation of success. As to claim 6, it is within the purview of Chopra’s inventive disclosure, and obvious to one having ordinary skill in the art, to further include an organic colorant (pigment or dye) [0070-0071] in the ink composition per Example 7 for its expected additive effect and with the reasonable expectation of success. As to claim 8, given that Chopra’s water-soluble polyester is produced from similar reactants, it is reasonably believed that such would necessarily contain the same proportion of monomer having an aromatic ring structure per feature (2), the same molar ratio of carboxylate to sulfonate content per feature (3) and same pH solubility. Notably, Chopra further includes the basic substance triethanolamine in Example 7. As to claim 11, Chopra renders obvious the production of ink jet compositions [106]. As to claim 12, Chopra’s Example 7 comprises diethylene glycol, which is described in the present specification [0154] as a moisturizer. Moreover, Chopra’s Example 7 comprises surfactants (i.e., surface tension adjusters). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ana L Woodward whose telephone number is (571)272-1082. The examiner can normally be reached M-F 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Heidi Kelley can be reached at 571-270-1831. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANA L. WOODWARD/Primary Examiner, Art Unit 1765
Read full office action

Prosecution Timeline

Feb 14, 2024
Application Filed
Jun 30, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12679967
THERMOPLASTIC RESIN COMPOSITION
3y 2m to grant Granted Jul 14, 2026
Patent 12679973
PREPARATION METHOD OF BRANCHED POLYAMIDE (PA) COPOLYMER WITH ULTRA-HIGH TOUGHNESS, PA COPOLYMER PREPARED USING THE METHOD, AND USE OF THE PA COPOLYMER
3y 4m to grant Granted Jul 14, 2026
Patent 12668696
THERMOPLASTIC RESIN AND OPTICAL MEMBER INCLUDING SAME
3y 2m to grant Granted Jun 30, 2026
Patent 12662588
COMPOSITION INCLUDING CHLOROPRENE POLYMER, MOLDED BODY, AND METHOD FOR PRODUCING MOLDED BODY
3y 11m to grant Granted Jun 23, 2026
Patent 12662561
METHODS FOR PRODUCING BIMODAL POLYOLEFINS AND IMPACT COPOLYMERS
3y 11m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
90%
With Interview (+16.8%)
2y 8m (~3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1235 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month