Prosecution Insights
Last updated: April 19, 2026
Application No. 18/441,880

ASSEMBLY TOY AND DECORATIVE CONNECTOR FOR AN ASSEMBLY TOY

Non-Final OA §103§112
Filed
Feb 14, 2024
Examiner
STANCZAK, MATTHEW BRIAN
Art Unit
3711
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Melissa & Doug LLC
OA Round
1 (Non-Final)
38%
Grant Probability
At Risk
1-2
OA Rounds
3y 0m
To Grant
73%
With Interview

Examiner Intelligence

Grants only 38% of cases
38%
Career Allow Rate
335 granted / 878 resolved
-31.8% vs TC avg
Strong +35% interview lift
Without
With
+34.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
55 currently pending
Career history
933
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
55.8%
+15.8% vs TC avg
§102
9.8%
-30.2% vs TC avg
§112
26.5%
-13.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 878 resolved cases

Office Action

§103 §112
DETAILED ACTION Election/Restrictions Based on the previous restriction, claims 10-13 were cancelled by applicant. As such, the cancellation makes moot the previous restriction requirement. Furthermore, the Examine has re-entered claim 9 as a species and thus withdrawn the election requirement between claim 8 and 9. Claim Rejections - 35 USC § 112 The following is a quotation of the first paragraph of 35 U.S.C. 112(a): The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-9 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites the limitation "the body" in line 4. There is insufficient antecedent basis for this limitation in the claim. Claims 2 and 16 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 2 and 16 claim “wherein the coupling portion on the first coupler is the same as the coupling portion on the second coupler”. This claim reads that the coupler on the first is literally the same as the second which cannot happen because they are separate structures. However, what the Examiner believes that applicant is attempting to claim is “wherein the coupling protrusion on the first coupler is the same shape as the coupling protrusion the second coupler”. This inconsistency should be remedied. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-6 and 14-16 are rejected under 35 U.S.C. 103 as being unpatentable over Haviland (US Pat. No. 2,855,206). Regarding claim 1, Haviland discloses an assembly toy (Fig. 1; noting “toy” is simply intended use and any object can be utilized as a toy) comprising: a building element having an aperture (see Fig. 1 below); and at least one coupling element comprising: a first coupler including a first mid-flange having a first side with a coupling portion extending therefrom (Fig. 1 below; noting “flange” can simply be “a flat surface sticking out from an object” as defined by dictionary.cambridge/org) and a second side with at least one protrusion extending away from the body (Fig. 1 below); a second coupler including a second mid- flange having at least one opening (Fig. 1 below), the second mid-flange having a first side with a coupling portion extending therefrom and a second side (Fig. 1 below); and a decorative element disposed between the second sides of the first and second couplers (Fig. 1 below, item 24), the decorative element including at least one hole therethrough (Fig. 1 below; noting this is obvious); wherein the at least one protrusion of the first coupler extends through the at least one hole of the decorative element and into the at least one opening of the second coupler such that the decorative element remains captured between the first coupler and the second coupler (Fig. 1 below; noting this is obvious and functionally possible given the structure), wherein the coupling portion of the first or second coupler is adapted to engage the aperture to releasably connect the coupling element with the building element (Fig. 1 below; noting this is functionally possible given the structure). The above rejection is given under a 103 because the Examiner utilizes the connector in Fig. 6 in conjunction with the connectors shown in Fig. 1 (as annotated below). The ability to use Fig. 6 in connection with Fig. 1 is not only functionally possible, it is an obvious and predictable solution to a POSA based on the specific disclosure of Haviland. That is, Haviland specifically discloses that Fig. 6 can be used to connect to cavity 35 as seen in annotated Fig. 1 below (col. 5, lines 19-27). PNG media_image1.png 696 871 media_image1.png Greyscale Regarding claim 2, Haviland discloses that the coupling portion on the first coupler is the same as the coupling portion on the second coupler (Fig. 1 above; the Examiner assuming that applicant is claiming that they have the same “shape”; and not that they are the exact same coupler). Regarding claim 3, Haviland discloses that the building element comprises a first building element and a second building element (Fig. 1 above), wherein the coupling portion on the first coupler is adapted to engage with and releasably connect with the first building element (Fig. 1; noting this is functionally possible given the structure; albeit not shown in annotated Fig. 1 above; the italicized language denoting functional language), wherein the coupling portion of the second coupler is adapted to engage with and releasably connect with the second building element (Fig. 1 above; noting this is specifically shown), and wherein the first and second building elements are releasably connected with one another (Fig. 1 above; noting this is functionally possible given the structure; noting they would be releasable connected with one another via the first and second coupling). Regarding claim 4, Haviland discloses that the second coupler includes a sleeve aligned with the at least one opening, wherein the sleeve receives at least a portion of the protrusion (Fig. 1 above, noting item 25 of the second coupler; noting this can be considered a “sleeve” because it is round in nature; noting “sleeve” as defined by merriam-webster.com is “a tubular part”). Regarding claim 5, Haviland discloses that a plurality of building elements, wherein the at least one coupling element joins two of the building elements, wherein the decorative element is positioned between the building elements and extends outward of the building elements (Fig. 1 above; again noting that this is functionally possible as the 1st Building Element in Fig. 1 above may functionally be attached to the “first coupler”). Regarding claim 6, Haviland discloses one or more second coupling elements, the second coupling elements each comprising: a third coupler including a third mid-flange having a first side with a coupling portion extending therefrom and a second side with at least one protrusion extending away from the body; and a fourth coupler including a fourth mid-flange having at least one opening, the fourth mid-flange having a first side with a coupling portion extending therefrom and a second side(see Fig. 1 above; noting this is an obvious mere duplication of the coupler parts as annotated in Fig. 1 above because applicant is simply claiming a duplicate coupler, see Fig. 12 making obvious the ability to use a vast number of couplers), wherein the plurality of building elements are joined together with the first and second coupling elements to form a toy (Fig. 1; noting this is obvious given Fig. 1, a duplication of parts, and the functionally ability in Fig. 1 for the coupler to combine multiple building elements). Regarding claim 14, Haviland discloses a coupling for a toy (Fig. 1; noting “toy” is simply intended use and any object can be utilized as a toy) comprising: a first coupler including a mid-flange having a first side with a coupling portion extending therefrom and a second side with at least one protrusion extending away from the mid-flange (see Fig. 1 above); and a second coupler including a mid-flange, the mid-flange having a first side with a coupling portion extending therefrom and a second side having at least one opening; wherein the at least one protrusion of the first coupler extends into the at least one opening of the second coupler such that the first and second coupler are coupled together (see Fig. 1 above, and rejection of claim 1 for explicit analysis). The above rejection is given under a 103 because the Examiner utilizes the connector in Fig. 6 in conjunction with the connectors shown in Fig. 1 (as annotated below). The ability to use Fig. 6 in connection with Fig. 1 is not only functionally possible, it is an obvious and predictable solution to a POSA based on the specific disclosure of Haviland. That is, Haviland specifically discloses that Fig. 6 can be used to connect to cavity 35 as seen in Fig. 1 (col. 5, lines 19-27). Regarding claim 15, Haviland discloses a decorative element, including at least one hole therethrough, wherein the at least one protrusion of the first coupler extends through the at least one hole of the decorative element and into the at least one opening of the second coupler such that the decorative element is captured between the first coupler and second coupler (Fig. 1 and see rejection of claim 1 above for explicit analysis). Regarding claim 16, Haviland discloses that the coupling portion on the first coupler is the same as the coupling portion on the second coupler (Fig. 1 above; the Examiner assuming that applicant is claiming that they have the same “shape”; and not that they are the exact same coupler). Claims 7-9 are rejected under 35 U.S.C. 103 as being unpatentable over Haviland (US Pat. No. 2,855,206) in view of Labelle (US Pat. No. 4,547,160). Regarding claim 7, Haviland discloses that the toy forms an animal or a vehicle (Fig. 12; noting the ability to connect the pieces to create a shape is functionally possible; for example, Fig. 12 may represent a “snake”; an animal). In the alternative, Haviland uses a coupler to connect apertures of adjacent pieces (Fig. 1 above). Labelle discloses a construction toy wherein adjacent pieces having apertures are connected, the connected pieces creating an animal or vehicle shape (Figs. 4 or 5). Thus, it would have been obvious to a person of ordinary skill in the art at the time of filing to modify Haviland to connect pieces to create an animal or vehicle as taught by Labelle because doing so would be applying a known technique (using a coupler that can retain a decorative element, the coupler attaching apertures of adjacent pieces) to a known product (a construction set that uses apertures to attach) to yield predictable results (the ability to connect adjacent construction pieces using a coupler to create an animal or vehicle, the coupler allowing for a decorative piece to be attached via a thru hole). Regarding claim 8, it is noted that the combined Haviland and Labelle do not specifically discloses the animal is a lion, wherein the decorative element forms a mane of the lion. However, Labelle discloses that the assembled object may be an animal (Fig. 4). Furthermore, Haviland discloses a “decorative element” that may be subjectively construed as a “mane’ (Fig. 1, item 24; i.e. the combination appears to make the limitation functionally possible and also what connotes a “lion” is completely subjective). Finally, regarding the exact animal produced by the assembled pieces, it has been held that matters relating to ornamentation only which have no mechanical function cannot be relied upon to patentably distinguish the claimed invention from the prior art. See In re Seid, 161 F.2d 229, 73 USPQ 431 (CCPA 1947)(noting first, the entire depiction of a “lion” is merely ornamentation, and second, the actually “decorative element” is, by claim name, purely ornamentation; i.e. “decorative” denotes aesthetics only and applicant is trying to denote structure to an item that is, by their own naming, pure ornamentation). Thus, it would have been obvious to a person of ordinary skill in the art at the time of filing that the exact animal produced by the construction would be pure ornamentation; or alternatively, that the assembled animal would have been functionally possible given the combined prior art structure. Regarding claim 9, the combined Haviland and Labelle disclose that the vehicle is a truck, a train, a tractor, a sailboat, an airplane, or a car (Labelle: Fig. 5; noting a car). The examiner also notes that, again, the exact structure created by the construction set is directed toward ornamentation, and is completely subjective to a user. Finally, the Examiner notes that a child may construe Haviland: Fig. 12 to be a train (noting applicant does not claim anywhere a required actual structure to denote any of the above claimed vehicles). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MATTHEW BRIAN STANCZAK whose telephone number is (571)270-7831. The examiner can normally be reached on 8:30-10 and 1-3:30 M-F. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicholas Weiss can be reached on (571)270-1775. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MATTHEW B STANCZAK/ Examiner, Art Unit 3711 1/29/26 /MICHAEL D DENNIS/Primary Examiner, Art Unit 3711
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Prosecution Timeline

Feb 14, 2024
Application Filed
Jan 29, 2026
Non-Final Rejection — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
38%
Grant Probability
73%
With Interview (+34.7%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 878 resolved cases by this examiner. Grant probability derived from career allow rate.

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