Prosecution Insights
Last updated: April 19, 2026
Application No. 18/442,129

ANTENNA MODULE AND COMMUNICATION DEVICE

Final Rejection §102§103
Filed
Feb 15, 2024
Examiner
DUONG, DIEU HIEN
Art Unit
2845
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Murata Manufacturing Co. Ltd.
OA Round
2 (Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
2y 9m
To Grant
95%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allow Rate
803 granted / 1028 resolved
+10.1% vs TC avg
Strong +17% interview lift
Without
With
+17.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
23 currently pending
Career history
1051
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
49.1%
+9.1% vs TC avg
§102
31.4%
-8.6% vs TC avg
§112
15.9%
-24.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1028 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Newly submitted claim 19 is directed to an invention that is independent or distinct from the invention originally claimed for the following reasons: Embodiment I, directed drawing 9B, claim 18 and 20 where the first heat dissipated member facing the first substrate. Embodiment II, directed to drawing 7A, claim 19, where the first heat dissipated member facing away from the first substrate. Since applicant has received an action on the merits for the originally presented invention, this invention has been constructively elected by original presentation for prosecution on the merits. Accordingly, claim 19 is withdrawn from consideration as being directed to a non-elected invention. See 37 CFR 1.142(b) and MPEP § 821.03. Claim Objections Claim 18 is objected to because of the following informalities: Line 2, “the top plate top plate” should be changed to “the top plate”. Appropriate correction is required. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lee et al (US 2016/0126624). PNG media_image1.png 582 768 media_image1.png Greyscale Regarding claim 1, Lee discloses in Figure 4, an antenna module (200) comprising: a radio-frequency circuit component that (“one or more circuit devices”, see par. 0048) processes a radio-frequency signal to be wirelessly communicated; a first substrate (210) on which the radio-frequency circuit component is provided; a connector (211) provided on the first substrate (210) and that connects to a cable (222) that transfers a signal to the radio-frequency circuit component; and a first shield structure that covers at least part of the connector (211) and at least a portion (side walls of 212 forming space 212a) of the first shield structure is disposed between the radio-frequency circuit component and the connector (211), wherein the first shield structure includes a side plate (side walls of 212 forming space 212a) that surrounds the connector (211) in plan view and a separate top plate (230), and the side plate has an opening that is sized to receive the cable (222). Regarding claim 2, as applied to claim 1, Lee discloses in Figure 4, wherein, under a condition that an upward direction is a direction in which a surface of the first substrate on which the connector is provided faces, the first shield structure (230) covers the connector (211) from above and laterally. Regarding claims 3-4, as applied to claims 1-2, Lee discloses in Figure 4, further comprising a second shield structure (212) that covers at least part of the radio-frequency circuit component. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 5-6 and 15 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al (US 2016/0126624) in view of Chien (EP 3324717). Regarding claims 5-6, Lee discloses every feature of claimed invention as expressly recited in claims 3 and 4, except for at least a portion of the second shield structure disposed between the connector and the radio-frequency circuit component. Chien discloses in Figure 3, at least a portion of the second shield structure (150) disposed between the connector (130) and the radio-frequency circuit component (151). It would have been obvious to one having ordinary skill in the art before the effective filing date of claimed invention to modify the second shield structure of Lee with the second shield having at least a portion between the connector and the radio-frequency circuit component as taught by Chien to effectively improve signal quality. Therefore, to employ having the at least a portion of the second shield structure as claimed invention would have been obvious to person skill in the art. Regarding claim 15, as applied to claim 3, Chien discloses in Figure 3, wherein the first shield structure (140) and the second shield structure (150) are physically separate components. Claims 7, 9 and 16-17 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al (US 2016/0126624) in view of Liao et al (US 2012/0062439). Regarding claim 7, Lee discloses every feature of claimed invention as expressly recited in claim 3, except for wherein the radio-frequency circuit component includes a second substrate, a radio-frequency integrated circuit disposed on the second substrate, a sealing resin layer that seals the radio-frequency integrated circuit, and a conductor post embedded in the sealing resin layer, the second shield structure includes a first ground plane provided on or in the first substrate, and a second ground plane provided on or in the second substrate, and the conductor post electrically connects the first ground plane and the second ground plane and is part of the second shield structure. Liao discloses in Figure 1, wherein the radio-frequency circuit component includes a second substrate (111), a radio-frequency integrated circuit (112a) disposed on the second substrate (111), a sealing resin layer (120) that seals the radio-frequency integrated circuit (112a), and a conductor post (132) embedded in the sealing resin layer (120), the second shield structure includes a first ground plane (131) provided on or in the first substrate (140), and a second ground plane (plane in 110 connected between 170 and 114a, see Fig. 1) provided on or in the second substrate (110), and the conductor post (132) electrically connects the first ground plane and the second ground plane (131) and is part of the second shield structure. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the radio frequency circuit component of Lee with the radio frequency circuit component as taught by Liao to enable efficient millimeter wave signals. Therefore, to employ having the radio frequency circuit component as claimed invention would have been obvious to person skill in the art. Regarding claim 9, as applied to claim 7, Liao discloses in Figure 1, further comprising a radiating element (150) provided on the second substrate (110), wherein the radiating element is connected to the radio-frequency circuit component. Regarding claim 16, as applied to claim 7, Liao discloses in Figure 1, wherein the first ground plane (131) is internal layer of the first substrate. Regarding claim 17, as applied to claim 7, Liao discloses in Figure 1, wherein the second ground plane (plane in 110 connected between 170 and 114a) is provided in the second substrate (110). Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Lee et al (US 2016/0126624) in view of Chien and further in view of Jeong et al (US 2019/0103653). Regarding claim 8, Lee and Chien discloses every feature of claimed invention as expressly recited in claim 5, except for wherein the radio-frequency circuit component includes a second substrate, a radio-frequency integrated circuit disposed on the second substrate, a sealing resin layer that seals the radio-frequency integrated circuit, and a conductor post embedded in the sealing resin layer, the second shield structure includes a first ground plane provided on or in the first substrate, and a second ground plane provided on or in the second substrate, and the conductor post electrically connects the first ground plane and the second ground plane and is part of the second shield structure. Jeong discloses in Figure 7 and pars. 0072-0075, wherein the radio-frequency circuit component includes a second substrate (710), a radio-frequency integrated circuit (740) disposed on the second substrate (710), a sealing resin layer (730, 732) that seals the radio-frequency integrated circuit (740), and a conductor post (720) embedded in the sealing resin layer (730, 732), the second shield structure includes a first ground plane (760) provided on or in the first substrate, and a second ground plane (702) provided on or in the second substrate, and the conductor post (720) electrically connects the first ground plane and the second ground plane and is part of the second shield structure. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the radio frequency circuit component of Lee/Chien with the radio frequency circuit component as taught by Jeong to enable efficient millimeter wave signals. Therefore, to employ having the radio frequency circuit component as claimed invention would have been obvious to person skill in the art. Claim 10-12 and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al (US 2016/0126624) in view of Kawamura (JP 2016123013). Regarding claims 10-12, Lee discloses every feature of claimed invention as expressly recited in claims 1-3, except for a first heat dissipation member thermally coupled to the first shield structure. Kawamura discloses in Figure 3, a first heat dissipation member (7) thermally coupled to the first shield structure (8). It would have been obvious to one having ordinary skill in the art before the effective filing date of claimed invention to modify the firs shielding of Lee with the first shielding having a heat dissipation member as taught by Kawamura to prevent overheating and ensuring reliable performance of the antenna module. Therefore, to employ having the heat member as claimed invention would have been obvious to person skill in the art. Regarding claim 18, applied to claim 10, Kawamura discloses in Figure 3, wherein the first heat dissipation member (7) is in contact with a surface of the top plate (8) facing the first substrate (5). Claim 13 is rejected under 35 U.S.C. 103 as being unpatentable over Kim et al (US 2020/0112081) in view of Lee et al (US 2016/0126624). Regarding claim 13, Kim discloses in Figure 6A and par. 0155, a communication device comprising: an antenna module (100g) having a radio-frequency [[circuit]] component that processes a radio-frequency signal to be wirelessly communicated; and a baseband integrated circuit (620g) configured to generate a signal and supply the signal to the radio-frequency circuit component. Kim does not disclose the antenna module according to claim 1. Lee discloses the antenna module according to claim 1. It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the antenna module of Kim with the antenna module as taught by Lee to shield the noise of the connector and enhance the wireless functionality of the communication device. Therefore, to employ having the antenna module as claimed invention would have been obvious to person skill in the art. Claim 14 is rejected under 35 U.S.C. 103 as being unpatentable over Lee et al (US 2016/0126624) in view of Nichols et al (US 5,654,717). Regarding claim 14, Lee discloses every feature of claimed invention as expressly recited in claim 1, except for the first shield structure electrically connected to a ground plane provided in the first substrate. Nichols discloses in Figure 3, the first shield structure (74) electrically connected to a ground plane provided in the first substrate (56). It would have been obvious to one having ordinary skill in the art before the effective filing date of claimed invention to modify the shield structure of Lee with the shield structure connected to ground plane as taught by Nichols to effectively shield the noise of the connector and optimize the radiation characteristic of the antenna module. Claim 20 is rejected under 35 U.S.C. 103 as being unpatentable over Kim et al (2020/0112081) in view of Lee et al (US 2016/0126624) in view of Kawamura (JP 2016123013). Regarding claim 20, Kim and Lee disclose every feature of claimed invention as expressly recited in claim 13, except for a heat dissipation member in contact with a surface of the top plate facing the first substrate. Kawamura discloses in Figure 3, wherein the first heat dissipation member (7) is in contact with a surface of the top plate (8) facing the first substrate (5). It would have been obvious to one having ordinary skill in the art before the effective filing date of claimed invention to modify the firs shielding of Kim/Lee with the first shielding having a heat dissipation member as taught by Kawamura to prevent overheating and ensuring reliable performance of the antenna module. Therefore, to employ having the heat member as claimed invention would have been obvious to person skill in the art. Response to Arguments Applicant’s arguments with respect to claim(s) 1-20 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Inquiry Any inquiry concerning this communication or earlier communications from the examiner should be directed to DIEU HIEN T DUONG whose telephone number is (571)272-8980. The examiner can normally be reached 8:00am-4:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, DIMARY CRUZ LOPEZ can be reached at 571-270-7893. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DIEU HIEN T DUONG/ Primary Examiner, Art Unit 2845
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Prosecution Timeline

Feb 15, 2024
Application Filed
Jun 28, 2025
Non-Final Rejection — §102, §103
Sep 19, 2025
Interview Requested
Sep 26, 2025
Applicant Interview (Telephonic)
Sep 26, 2025
Examiner Interview Summary
Oct 01, 2025
Response Filed
Jan 10, 2026
Final Rejection — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
95%
With Interview (+17.0%)
2y 9m
Median Time to Grant
Moderate
PTA Risk
Based on 1028 resolved cases by this examiner. Grant probability derived from career allow rate.

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