Prosecution Insights
Last updated: May 29, 2026
Application No. 18/444,363

Base Station Power State Transition in the Presence of Uplink Traffic

Final Rejection §103
Filed
Feb 16, 2024
Priority
Mar 27, 2019 — provisional 62/824,829 +2 more
Examiner
PATEL, PARTHKUMAR
Art Unit
2479
Tech Center
2400 — Computer Networks
Assignee
Ofinno LLC
OA Round
2 (Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
6m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
601 granted / 770 resolved
+20.1% vs TC avg
Strong +24% interview lift
Without
With
+23.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
43 currently pending
Career history
830
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
90.3%
+50.3% vs TC avg
§102
4.7%
-35.3% vs TC avg
§112
2.0%
-38.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 770 resolved cases

Office Action

§103
DETAILED ACTION Response to Amendment In response to amendment filed on 3/18/2026, claims 1, 10, 15 and 17- 18 are amended and claims 1- 20 are pending for examinations. Response to Arguments Applicant's arguments filed in the remarks on 3/18/2026 have been fully considered but they are not persuasive. On page 7, third and fourth paragraph of the remarks, applicant argues, “…Han's UE does not transmit a random access preamble via an MeNB cell ("first cell"). Han's UE cannot perform the transitioning feature as recited in claim 1, as described below….”; further on page 8 second last paragraph applicant argues, “…Han fails to disclose that the wireless device performs, "in response to transmitting the random access preamble via the first cell, transitioning a second cell from a first power state to a second power state" as recited in claim 1….”. Examiner disagrees and respectfully submits that as per claim 1’s recitations, “…t transmitting, by a wireless device, a random access preamble via a first cell; in response to transmitting the random access preamble via the first cell…”; Han states in [0017]… For Msg1, the UE transmits the random-access preamble using the PRACH to the SeNB 210. The preamble transmission indicates to the SeNB the presence of a UE performing a random access procedure and also allows the SeNB to estimate the transmission delay between the UE and SeNB for adjusting the uplink timing. This information is transmitted over a backhaul connection (e.g., X2 or Xn interface to the MeNB 220) (i.e. see to Fig. 1 and 3); further refer to [0018]…. In a dual-connectivity context, the same RA-RNTI as used for a single-connectivity random access procedure may be used by the MeNB to transmit Msg2. Alternatively, a separately derived RNTI, which may be referred to as RA-RNTI2, could be used to distinguish a Msg2 in response to a random access preamble transmitted to the SeNB from a Msg2 in response to a random access preamble transmitted to the MeNB. Such a feature would be useful in the situation where the UE performs random access procedures to access both the SeNB and the MeNB in parallel…. Claim Rejections - 35 USC § 103 This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1- 6, 10- 15 and 18- 19 are rejected under 35 U.S.C. 103 as being unpatentable over Han (US Pub. No. 2015/0215967 A1). Regarding claim 1, Han teaches a method comprising: transmitting, by a wireless device, a random access preamble via a first cell; in response to transmitting the random access preamble via the first cell, transitioning a second cell from a first power state to a second power state (see [0015]… . Random access may be used by a UE (i.e. wireless device) for several purposes including: for initial access to establish a connection with an eNB, for transitioning from an idle state (i.e. first power state to a connected state (i.e. second power state), for establishing or re-establishing synchronization with the eNB including receiving a timing advance parameter to compensate for the time it takes for uplink transmissions to reach the eNB, and during a handover process to a new cell; further see [0016] The random access procedure begins when the mobile (i.e. wireless device) transmits a random access preamble on the physical random access channel (PRACH)..; further see [0017] regarding … where the UE 200 is connected (i.e. discussed above using random access process) to MeNB 220 (i.e. first cell)); and monitoring, in the second power state and via the second cell, for downlink control information (DCI) scheduling a random access response (RAR) corresponding to the random access preamble (see [0017] and Fig. 4… allows the SeNB (i.e second cell) to estimate the transmission delay between the UE and SeNB for adjusting the uplink timing. This information is transmitted over a backhaul connection (e.g., X.sub.2 or X.sub.n interface to the MeNB 220). For Msg2, the MeNB 220 transmits the random access response (i.e. RAR) which includes a timing advance command to the UE 200 to allow it to adjust the timing of its uplink transmissions to SeNB 210 based on the timing estimate obtained ….and also assigns uplink resources (i.e. uplink grant) to the terminal to be used in the next message (i.e. this way UE monitors in the connected state (i.e. second power state) and via the SenB for… scheduling a random access response (RAR) corresponding to the random access preamble.). But Han fails to clearly state about DCI; however Han in [0018] teaches about a modification in Fig. 4 about … with reference FIG. 4 may include several modifications as compared with a conventional single-connectivity random access procedure. For example, the random access response (Msg2) is transmitted over the PDCCH using an RA-RNTI derived from the time-frequency resources used by the UE to transmit the random access preamble…….. Also, according to the LTE specifications for a single-connectivity random access procedure, the UE monitors for PDCCH for Msg2 in an RAR window that starts 3 ms; also refer [0014, 0022] in above discussed context. It would have been obvious to one with ordinary skill, in the art before the effective filing date of the claimed invention was made to consider the teachings of Han to make system more effective. Having a mechanism wherein monitoring for DCI; greater way a standardized approach can be carried out in the communication system. Regarding claim 2, Han teaches as per claim 1, wherein the first power state comprises a power saving state; already discussed above idle state. Regarding claim 3, Han teaches as per claim 1, wherein the second power state comprises an active state; already discussed above connected state. Regarding claim 4, Han teaches as per claim 1, further comprising receiving, via a control resource set, the DCI scheduling the RAR, wherein the RAR indicates an uplink grant; already discussed above in claim 1’s citations uplink grant. Regarding claim 5, Han teaches as per claim 4, further comprising transmitting uplink data via the second cell using the uplink grant; already discussed above see [0016- 0017] Msg 2 and 3. Regarding claim 6, Han teaches as per claim 1, wherein the monitoring comprises monitoring, via a control resource set and for the DCI, downlink control channels based on the second cell being in the second power state; already discussed regarding in connected state as a second power state and monitoring happens in that state. Regarding claim 10, Han teaches a wireless device comprising: one or more processors; and memory storing instructions that, when executed by the one or more processors, cause the wireless device to: transmit a random access preamble via a first cell; in response to transmitting the random access preamble via the first cell, transition a second cell from a first power state to a second power state (see [0015]… . Random access may be used by a UE (i.e. wireless device) for several purposes including: for initial access to establish a connection with an eNB, for transitioning from an idle state (i.e. first power state to a connected state (i.e. second power state), for establishing or re-establishing synchronization with the eNB including receiving a timing advance parameter to compensate for the time it takes for uplink transmissions to reach the eNB, and during a handover process to a new cell; further see [0016] The random access procedure begins when the mobile (i.e. wireless device) transmits a random access preamble on the physical random access channel (PRACH)..; further see [0017] regarding … where the UE 200 is connected (i.e. discussed above using random access process) to MeNB 220 (i.e. first cell)); and monitor, in the second power state and via the second cell, for downlink control information (DCI) scheduling a random access response (RAR) corresponding to the random access preamble (see [0017] and Fig. 4… allows the SeNB (i.e second cell) to estimate the transmission delay between the UE and SeNB for adjusting the uplink timing. This information is transmitted over a backhaul connection (e.g., X.sub.2 or X.sub.n interface to the MeNB 220). For Msg2, the MeNB 220 transmits the random access response (i.e. RAR) which includes a timing advance command to the UE 200 to allow it to adjust the timing of its uplink transmissions to SeNB 210 based on the timing estimate obtained ….and also assigns uplink resources (i.e. uplink grant) to the terminal to be used in the next message (i.e. this way UE monitors in the connected state (i.e. second power state) and via the SenB for… scheduling a random access response (RAR) corresponding to the random access preamble.). But Han fails to clearly state about DCI; however Han in [0018] teaches about a modification in Fig. 4 about … with reference FIG. 4 may include several modifications as compared with a conventional single-connectivity random access procedure. For example, the random access response (Msg2) is transmitted over the PDCCH using an RA-RNTI derived from the time-frequency resources used by the UE to transmit the random access preamble…….. Also, according to the LTE specifications for a single-connectivity random access procedure, the UE monitors for PDCCH for Msg2 in an RAR window that starts 3 ms; also refer [0014, 0022] in above discussed context. It would have been obvious to one with ordinary skill, in the art before the effective filing date of the claimed invention was made to consider the teachings of Han to make system more effective. Having a mechanism wherein monitoring for DCI; greater way a standardized approach can be carried out in the communication system. Regarding claim 11, Han teaches as per claim 10, wherein the first power state comprises a power saving state; already discussed above idle state. Regarding claim 12, Han teaches as per claim 10, wherein the second power state comprises an active state; already discussed above connected state. Regarding claim 13, Han teaches as per claim 10, wherein the instructions, when executed by the one or more processors, further cause the wireless device to receive, via a control resource set, the DCI scheduling the RAR, wherein the RAR indicates an uplink grant; already discussed above in claim 10’s citations uplink grant. Regarding claim 14, Han teaches as per claim 13, wherein the instructions, when executed by the one or more processors, further cause the wireless device to transmit uplink data via the second cell using the uplink grant; already discussed above see [0016- 0017] Msg 2 and 3. Regarding claim 15, Han teaches as per claim 10, wherein the instructions, when executed by the one or more processors, further cause the wireless device to monitor, via a control resource set and for the DCI, downlink control channels based on the second cell being in the second power state; already discussed regarding in connected state as a second power state and monitoring happens in that state. Regarding claim 18, Han teaches a non-transitory computer-readable medium comprising instructions that, when executed by one or more processors of a wireless device, cause the wireless device to: transmit a random access preamble via a first cell; in response to transmitting the random access preamble via the first cell, transition a second cell from a first power state to a second power state (see [0015]… . Random access may be used by a UE (i.e. wireless device) for several purposes including: for initial access to establish a connection with an eNB, for transitioning from an idle state (i.e. first power state to a connected state (i.e. second power state), for establishing or re-establishing synchronization with the eNB including receiving a timing advance parameter to compensate for the time it takes for uplink transmissions to reach the eNB, and during a handover process to a new cell; further see [0016] The random access procedure begins when the mobile (i.e. wireless device) transmits a random access preamble on the physical random access channel (PRACH)..; further see [0017] regarding … where the UE 200 is connected (i.e. discussed above using random access process) to MeNB 220 (i.e. first cell)); and monitor, in the second power state and via the second cell, for downlink control information (DCI) scheduling a random access response (RAR) corresponding to the random access preamble (see [0017] and Fig. 4… allows the SeNB (i.e second cell) to estimate the transmission delay between the UE and SeNB for adjusting the uplink timing. This information is transmitted over a backhaul connection (e.g., X.sub.2 or X.sub.n interface to the MeNB 220). For Msg2, the MeNB 220 transmits the random access response (i.e. RAR) which includes a timing advance command to the UE 200 to allow it to adjust the timing of its uplink transmissions to SeNB 210 based on the timing estimate obtained ….and also assigns uplink resources (i.e. uplink grant) to the terminal to be used in the next message (i.e. this way UE monitors in the connected state (i.e. second power state) and via the SenB for… scheduling a random access response (RAR) corresponding to the random access preamble.). But Han fails to clearly state about DCI; however Han in [0018] teaches about a modification in Fig. 4 about … with reference FIG. 4 may include several modifications as compared with a conventional single-connectivity random access procedure. For example, the random access response (Msg2) is transmitted over the PDCCH using an RA-RNTI derived from the time-frequency resources used by the UE to transmit the random access preamble…….. Also, according to the LTE specifications for a single-connectivity random access procedure, the UE monitors for PDCCH for Msg2 in an RAR window that starts 3 ms; also refer [0014, 0022] in above discussed context. It would have been obvious to one with ordinary skill, in the art before the effective filing date of the claimed invention was made to consider the teachings of Han to make system more effective. Having a mechanism wherein monitoring for DCI; greater way a standardized approach can be carried out in the communication system. Regarding claim 19, Han teaches as per claim 18, wherein the first power state comprises a power saving state; and wherein the second power state comprises an active state; already discussed above idle and connected state. Claim(s) 7- 9, 16- 17 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Han (US Pub. No. 2015/0215967 A1) in view of Amuru et al. (US Pub. No. 2020/0296656 A1). Regarding claim 7, Han teaches as per claim 1, but fails to state about , further comprising receiving one or more commands indicating transitioning from the second power state to the first power state for the second cell; however Amuru in context with [0012, 0047] states in [0117] about .. MAC-CE 1 activates Scell .. It would have been obvious to one with ordinary skill, in the art before the effective filing date of the claimed invention was made to consider the teachings of Amuru with the teachings of Han to make system more standardized. Having a mechanism wherein receiving one or more commands indicating transitioning from the second power state to the first power state for the second cell; greater way standardized approach can be carried out in the communication system. Regarding claim 8, Han in view of Amuru teaches as per claim 7, further comprising transitioning the second cell to the first power state based on the one or more commands; Amuru see [0117, 0233] activation/de-activation. Regarding claim 9, Han in view of Amuru teaches as per claim 8, further comprising not monitoring, via a control resource set and for second DCI, downlink control channels based on the second cell being in the first power state; Han see [0015- 0017] wherein no -where it is discussed that it is monitored using second DCI. Regarding claim 16, Han teaches as per claim 15, but fails to state about wherein the instructions, when executed by the one or more processors, further cause the wireless device to: receive one or more commands indicating transitioning from the second power state to the first power state for the second cell; and transition the second cell to the first power state based on the one or more commands; however Amuru in context with [0012, 0047] states in [0117] about .. MAC-CE 1 activates Scell .. It would have been obvious to one with ordinary skill, in the art before the effective filing date of the claimed invention was made to consider the teachings of Amuru with the teachings of Han to make system more standardized. Having a mechanism wherein receiving one or more commands indicating transitioning from the second power state to the first power state for the second cell; greater way standardized approach can be carried out in the communication system. Regarding claim 17, Han in view of Amuru teaches as per claim 16, wherein the instructions, when executed by the one or more processors, further cause the wireless device not to monitor, via a control resource set for second DCI, the downlink control channels based on the second cell being in the first power state; Han see [0015- 0017] wherein no -where it is discussed that it is monitored using second DCI. Regarding claim 20, Han in view of Amuru teaches as per claim 18, wherein the instructions further cause the wireless device to: receive one or more commands indicating transitioning from the second power state to the first power state for the second cell; transition the second cell to the first power state based on the one or more commands; and based on the second cell being in the first power state, not to monitor downlink control channels via a control resource set for second DCI; Han see [0015- 0017] wherein no -where it is discussed that it is monitored using second DCI. But Han is silent about receive one or more commands indicating transitioning from the second power state to the first power state for the second cell; transition the second cell to the first power state based on the one or more commands; however Amuru in context with [0012, 0047] states in [0117] about .. MAC-CE 1 activates Scell .. It would have been obvious to one with ordinary skill, in the art before the effective filing date of the claimed invention was made to consider the teachings of Amuru with the teachings of Han to make system more standardized; further see [0117, 0233] activation/de-activation. Having a mechanism wherein receive one or more commands indicating transitioning from the second power state to the first power state for the second cell; transition the second cell to the first power state based on the one or more commands; greater way standardized approach can be carried out in the communication system. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to PARTH PATEL whose telephone number is (571)270-1970. The examiner can normally be reached 7 a.m. -7 p.m. PST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jae Y. Lee can be reached at 5712703936. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. PARTH PATEL Primary Examiner Art Unit 2479 /PARTH PATEL/Primary Examiner, Art Unit 2479
Read full office action

Prosecution Timeline

Feb 16, 2024
Application Filed
Dec 18, 2025
Non-Final Rejection mailed — §103
Mar 18, 2026
Response Filed
May 08, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12641593
RESOURCE MULTIPLEXING METHOD AND DEVICE THEREOF FOR DIRECT DISTANCE MEASUREMENT
2y 7m to grant Granted May 26, 2026
Patent 12641576
TECHNIQUES FOR UE POWER SAVING AND UE COMPLEXITY REDUCTION
2y 8m to grant Granted May 26, 2026
Patent 12634987
TERMINAL APPARATUS, COMMUNICATION METHOD, AND COMMUNICATION PROGRAM
3y 8m to grant Granted May 19, 2026
Patent 12628227
METHOD AND APPARATUS FOR USING AAR TO SUPPORT EMLSR OPERATION
3y 7m to grant Granted May 12, 2026
Patent 12621702
CONFIGURATION, ACTIVATION AND DEACTIVATION OF PACKET DUPLICATION
4y 4m to grant Granted May 05, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
99%
With Interview (+23.6%)
2y 9m (~6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 770 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month