Prosecution Insights
Last updated: April 19, 2026
Application No. 18/447,152

METHOD FOR INDUCING RESOLUTIVE MACROPHAGE AND USES THEROF

Non-Final OA §103
Filed
Aug 09, 2023
Examiner
ALDARONDO, DASIA ALI
Art Unit
1647
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Shiftbio Inc.
OA Round
1 (Non-Final)
Grant Probability
Favorable
1-2
OA Rounds
3y 2m
To Grant

Examiner Intelligence

Grants only 0% of cases
0%
Career Allow Rate
0 granted / 0 resolved
-60.0% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
14 currently pending
Career history
14
Total Applications
across all art units

Statute-Specific Performance

§103
38.5%
-1.5% vs TC avg
§102
12.8%
-27.2% vs TC avg
§112
20.5%
-19.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 0 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Claim This instant application, filed on 09 August, 2023, claims domestic benefit to US provisional application no. 63/371,077, filed on 11 August, 2022. Status of Application The response filed on 09 August, 2023 has been entered in full. No amendments or withdrawals have been made. Therefore, claims 1 – 20 are pending and are the subject of this Office Action. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 2, 5, 7, 16, 17, and 19 are rejected under 35 U.S.C. 103 as being unpatentable over Hean et al. (WO2017203260) in view of Ferrer et al. (2021) HIF-Overexpression and Pro-Inflammatory Priming in Human Mesenchymal Stromal Cells Improves the Healing Properties of Extracellular Vesicles in Experimental Crohn’s Disease Int. J. Mol. Sci. (22) 11269 (hereafter Ferrer). In regards to claims 1, 16, and 17, Hean teaches an extracellular vesicle (EV) comprising one or more polypeptide which can include one or more polynucleotides of interest (POI) (pg.4, lines 19-20), a cis cleaving polypeptide (intein) (pg.5, lines 14-17) and one or more exosomal polypeptide (pg.4, lines 21-22). In regards to claim 5, Hean teaches the list of potential exosomal polypeptides which include, CD9, CD53, CD63, CD81, CD54, CD50, FLOT1, FLOT2, CD49d, CD71, CD133, CD138, CD235a, ALIX, Syntenin-1, Syntenin-2, Lamp2b, TSPAN8, TSPAN14, CD37, CD82, CD151, CD231, CD102, NOTCH1, NOTCH2, NOTCH3, NOTCH4, DLL1, DLL4, JAG1, JAG2, CD49d/ITGA4, ITGB5, ITGB6, ITGB7, CD11a, CD11b, CD11c, CD18/ITGB2, CD41, CD49b, CD49c, CD49e, CD51, CD61, CD104, Fe receptors, interleukin receptors, immunoglobulins, MFIC-I or MFIC-II components, CD2, CD3 epsilon, CD3 zeta, CD13, CD18, CD19, CD30, CD34, CD36, CD40, CD40L, CD44, CD45, CD45RA, CD47, CD86, CD110, CD111, CD115, CD117, CD125, CD135, CD184, CD200, CD279, CD273, CD274, CD362, COL6A1, AGRN, EGFR, GAPDH, GLUR2, GLUR3, HLA-DM, HSPG2, LI CAM, LAMB1, LAMC1, LFA-1, LGALS3BP, Mac-1 alpha, Mac-1 beta, MFGE8, SLIT2, STX3, TC RA, TCRB, TCRD, TCRG, VTI1A, VTM B, and any combinations thereof (pg.12, lines 14-26). In regards to claim 7, Hean teaches attaching targeting moieties to the polypeptide to enhance the therapeutic potential by targeting tissue or cell types of interest (pg.17, lines 15-18). In regards to claim 19, Hean teaches using the polypeptide constructs for therapeutic purposes depending on the POI to treat various diseases which include Crohn’s disease, ulcerative colitis, rheumatoid arthritis, multiple sclerosis, lupus, psoriasis, ARDS, sepsis, GVDH, and neurodegenerative diseases (pg.29, lines 3-17). Hean fails to teach the HIF-1α polypeptide construct and the method for inducing resolutive macrophages of claims 1, 16, and 17. Further Hean fails to teach the modified polarization of macrophages to favor resolutive macrophages and/or the modified balance of macrophage subtypes and/or the indued differentiation of monocytes to resolutive macrophages and/or induced phenotype switching of macrophages of claim 2. Ferrer, however, teaches in regards to claims 1, 16, and 17 an EV with the overexpression of HIF-1α which is capable of repolarization of M1 macrophages to M2-like macrophages (resolutive macrophages) (abstract). In regards to claim 2, Ferrer teaches the EVs with overexpressed HIF-1α had significant greater repolarization capacity on macrophages (pg.4, lines 15-16), as well as demonstrated their ability to significantly increase M2-like macrophages (pg.4, lines 12-15). It is also noted that Ferrer further supports the teachings of Hean in regards to claim 19 by showing the effectiveness of an EV with overexpressed HIF-1α in the treatment of Chron’s disease (pg.13, lines 25-26) Thus, Hean discloses an EV therapeutic which consist of a polypeptide which comprises, one or more EV polypeptide, a Cis cleaving Intein, and one or more polypeptide of interest. Further Hean discloses the utilization of a targeting moiety and highlights the different inflammatory conditions this therapeutic would be useful for. Ferrer teaches that HIF-1α overexpression on the surface of EVs can induce a M2-like phenotype in macrophages from a M1-like phenotype. Therefore, a person of ordinary skill in the art before the effective filing date of the claimed invention would have found it obvious to combine the teachings of Hean with the teachings of Ferrer with a reasonable expectation of success to develop a polypeptide which expresses HIF-1α, one or more EV polypeptide, and an Intein on an EV to induce resolutive macrophages for the treatment of various inflammatory conditions. Claims 3 and 4 are rejected under 35 U.S.C. 103 as being unpatentable over Hean in view of Ferrer as applied to claim 1 above, and further in view of Lee et al. (2006) Differential responses of two degradation domains of HIF-1α to hypoxia and iron deficiency Biochimie (88) 163-169 (hereafter Lee) as evidenced by Uniport Accession B2R617(2008). Hean in view of Ferrer fails to teach a HIF-1α fragment which defects the oxygen-dependent degradation domain, however, In regards to claim 3 Lee teaches that HIF-1α mutations in the ODD stabilized HIF-1 expression in normoxic conditions when compared to its wild type counter parts (pg.166 col 1, lines 1-21/ Figure 1). In regards to claim 4, Lee teaches that the ODD domain is between amino acid (aa) residues 390 and 582 (Figure 1). Further Lee teaches deletions of the ODD domain in various ways impacts HIF-1α stability in normoxic and hypoxic conditions (pg.166 col 1, lines 1-21/ Figure 1). When SEQ ID NO 3 of instant claim is aligned to the aa sequence for Human HIF-1α (Uniport ID: B2R617, released in 2008) the variant of the HIF-1α contains a deletion of the ODD (see Examiner Figure 1, below). Thus, Hean in view of Ferrer discloses an EV expressing one or more polypeptide comprising HIF-1α, one or more EV polypeptide, and an Intein for the purpose of inducing resolutive macrophages and Lee teaches ODD defects (including deletion) in HIF-1α to increase their stability in normoxic conditions. Therefore, a person of ordinary skill in the art before the effective filing date of the claimed invention would have found it obvious to combine the teachings of Hean in view of Ferrer and Lee with a reasonable expectation of success to get the expected results of an EV expressing a polypeptide comprising a HIF-1α variant in which the ODD is defected (such as the deletion of instant application SEQ ID NO: 3) for increased stability in normoxic conditions. PNG media_image1.png 925 581 media_image1.png Greyscale Examiner Figure 1: Alignment of instant application SEQ ID NO: 3 to Human HIF-1α. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Hean in view of Ferrer as applied to claim 1 above, and further in view of Green et al. (2018) The dynamic intein landscape of eukaryotes Mobile DNA (9) 4 (hereafter Green) . Hean in view of Ferrer fails to teach the monomeric cis-cleaving intein originating from the protein selected from the group consisting of Prp8, VMA1, DdRP, ThrRs, GLT, CHS, IF2, e1F5B, DnaB, ClpP, RIR, Helicase, and MutS-like. Green however teaches that these inteins are the most common inteins in nuclear (nDNA), chloroplast (cpDNA), and eukaryotic virus (vDNA) genomes (Table 1). Thus, Hean in view of Ferrer discloses an EV expressing one or more polypeptide comprising HIF-1α, one or more EV polypeptide, and an Intein for the purpose of inducing resolutive macrophages and Green teaches the most common inteins for self-excision. Therefore, a person of ordinary skill in the art before the effective filing date of the claimed invention would have found it obvious to combine the teachings of Hean in view of Ferrer with the teachings in Green with a reasonable expectation of success to get an EV expressing one or more polypeptide comprising HIF-1α, one or more EV polypeptide, and an Intein wherein the intein is well known and functional. Claims 8, 13, 15, and 18 are rejected under 35 U.S.C. 103 as being unpatentable over Hean in view of Ferrer as applied to claims 1, 7, and 17 above, and further in view of Lee and Choi (2018) Macrophages and Inflammation J Rheum Dis (25) 1 (hereafter Lee and Choi). Hean in view of Ferrer fails to teach the targeting moieties targeting one or more monocytes and/or monocyte-derived macrophage of claim 8. Hean in view of Ferrer also fails to teach the subject is in a status of (a) increased M1 and/or M1- like macrophages compared to normal conditions and/or (b) inflammatory condition accompanying increased proportion and/or increased number of monocytes-derived macrophage compared to normal conditions of claims 13 and 18. Further Hean in view of Ferrer fails to teach the resolutive macrophage selected from the group consisting of a pro-efferocytic and an anti-oxidant macrophage of claim 15. However, Lee and Choi in regards to claim 8 states that monocytes differentiate and into tissue resident macrophages when stimulated (pg.13, col 1, lines 1-3), and further teaches the heterogeneity in function of macrophages is important for successful resolution of inflammation (pg.17, col 1, lines 37-39). Lee and Choi also teach that targeting specific macrophage subsets presents a novel treatment strategy for rheumatoid arthritis (pg.16. col 1, lines 23-24). In regards to claims 13 and 18, Lee and Choi teach when the stress or malfunction of a tissue is extreme, local macrophages may be insufficient to resolve the situation in which case additional macrophages might be recruited (pg.15, col 1, line 46). Lee and Choi also teach that in M1- macrophages drive pro-inflammatory conditions (pg.13, col 1, lines 13-22) and are increased in inflammatory diseases such as in rheumatoid arthritis (pg.15, col 2, lines 45-46), and systemic lupus erythematosus (pg.16, col 2, lines 21-22). In regards to claim 15, Lee and Choi teach that M2 macrophages can fall within different subsets (Table 1). Further Lee and Choi teach that M2a macrophages high levels of Arginase, a pro efferocytosis cytokine (Specification, pg.18, lines 9-11), and plays a significant role in debris removal (Table 1). Lee and Choi also teach the M2b macrophages secrete high levels of IL-1β, an anti-oxidative cytokine (Specification, pg.18 lines 18-21) and further are regulatory macrophages (Table 1). Thus, Hean in view of Ferrer discloses an EV expressing one or more polypeptide comprising HIF-1α, one or more EV polypeptide, and an Intein for the purpose of inducing resolutive macrophages. Hean in view of Ferrer also discloses adding a targeting moiety to the polypeptide. Lee and Choi teach targeting macrophages for the treatment of inflammatory conditions, the increased infiltration of macrophages and the skewed M1 phenotype of macrophages in inflammatory conditions, and further the different M2 macrophage subsets which include pro-efferocytic and anti-oxidative. Therefore, a person of ordinary skill in the art before the effective filing date of the claimed invention would have found it obvious to use the teachings of Hean in view of Ferrer informed by the teachings of Lee and Choi with a reasonable expectation of success to an EV expressing one or more polypeptide comprising HIF-1α, one or more EV polypeptide, and an Intein with the addition of a targeting moiety and further to treat subjects with skewed M1 macrophage phenotypes with macrophages selected for their pro-efferocytic or anti-oxidative properties. Claims 9, 10, and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Hean in view of Ferrer as applied to claim 1 above, and further in view of Yang et al. (2018) Extracellular vesicles as a platform for membrane-associated therapeutic protein delivery Journal of Extracellular Vesicles (7) 1440131 (hereafter Yang). Hean in view of Ferrer fails to teach the polypeptide construct further comprising a fusogenic peptide in which the fusogenic peptide is selected from the group consisting of (GALA)n (n is integer from 1 to 10), (KALA)n (n is integer from 1 to 10), INF7, influenza virus HA2, melittin, octa-arginine (R8) peptide, vesicular stomatitis virus glycoprotein (VSV-G), tat protein of HIV, HSV-1 gB, EBV gB, thgoto virus G protein, and AcMNPV gp64. Yang, however, teaches the use of fusogenic proteins (peptides) on exosomes (EVs) to control the function of membrane proteins and developing therapeutic vehicles for membrane protein delivery (pg.7 , col 2, lines 9-12). Yang also teaches a fusogenic exosome harboring the viral fusogen, vascular stomatitis virus (VSV)-G protein, which can fuse with and modify plasma membranes which further effectively transferred GFP-tagged CD63 to plasma membranes (pg.7, col 2, lines 21-31). Thus, Hean in view of Ferrer discloses an EV expressing one or more polypeptide comprising HIF-1α, one or more EV polypeptide, and an Intein for the purpose of inducing resolutive macrophages. Further, Yang teaches the addition of a fusogenic peptide to deliver proteins to the membrane and control the function of the membrane proteins and further demonstrates the success of VSV-G. Therefore, a person of ordinary skill in the art before the effective filing date of the claimed invention would have found it obvious to combine the teachings of Hean in view of Ferrer and Yang with a reasonable expectation of success to get a polypeptide with increased therapeutic ability through membrane protein delivery and membrane protein function control. Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Hean in view of Ferrer as applied to claim 1 above, and further in view of Ma et al. (2017) (US Pat No. 9,796,9567). Hean in view of Ferrer fails to teach the monomeric cis-cleaving intein comprised of SEQ ID NO: 2, however, Ma teaches a cis-cleaving intein comprised of the sequence (SEQ ID NO: 17/ col 77/79) and further shows it attached to a zinc binding motif to demonstrate is functionality (Fig 17.) Thus, Hean in view of Ferrer discloses an EV expressing one or more polypeptide comprising HIF-1α, one or more EV polypeptide, and an Intein for the purpose of inducing resolutive macrophages. Further, Ma teaches an intein comprising the sequence of SEQ ID NO 2. Therefore, a person of ordinary skill in the art before the effective filing date of the claimed invention would have found it obvious to combine the teachings of Hean in view of Ferrer and Ma with a reasonable expectation of success to get an EV expressing one or more polypeptide comprising HIF-1α, one or more EV polypeptide, and an Intein of SEQ ID NO: 2. Claim 12 is rejected under 35 U.S.C. 103 as being unpatentable over Hean in view of Ferrer, Lee, and Ma as applied to claims 1, 4, and 11 above, and further in view of Veltman et al. (2009) A new set of small, extrachromosomal expression vectors for Dictyostelium discoideum Plasmids (61) 110-118 (hereafter Veltman), Oren et al. (1990) TAPA-1, the Target of an Antiproliferative Antibody, Defines a New Family of Transmembrane Proteins Molecular and Cellular Biology (10) 8 4007 – 4015 (hereafter Oren), Li et al. (2004) GALA: a designed synthetic pH-responsive amphipathic peptide with applications in drug and gene delivery Advanced Drug Delivery Reviews (56) 967-985 (hereafter Li), and Dooley at al. (2021) A versatile platform for generating engineered extracellular vesicles with defined therapeutic properties Molecular Therapy (29) 5 (hereafter Dooley). Hean in view of Ferrer, Lee, and Ma fails to teach the HIF-1α variant of instant application as well as the Intein of instant application SEQ ID NO: 2. Both of these sequences are encompassed in the polypeptide constructs of instant claim 12’s SEQ ID NOs: 4, 8, 9, and 10. Hean in view of Ferrer, Lee, and Ma fail to teach the other components of the polypeptide sequences (See Examiner Figure 2, below). However, In regards to instant application SEQ ID NOs: 4, 8, 9, and 10 Veltman teaches the partial FLAG tag from vector pDM320 (Table 1 and Table 2) (aa residues 1-9 of the instant application) for the use in modifiable expression vectors for the purpose of immune blotting (pg.111 col 1, lines 16-18). Veltman fails to teach the CD-81 sequence of SEQ ID NOs: 4 and 8, the GALA sequence of SEQ ID NOs: 8 and 10, and the Fragmented PTGFRN (ESM) sequence of SEQ ID NOs: 9 and 10. However, Oren in regards to instant application SEQ ID NOs: 4 and 8 teaches the amino acid sequence of TAPA-1 (CD-81) (Figure 3). Oren fails to teach , the GALA sequence of SEQ ID NOs: 8 and 10, and the Fragmented PTGFRN (ESM) sequence of SEQ ID NOs: 9 and 10 However, Li teaches in regards to SEQ ID NOs: 8 and 9 the sequence of the fusogenic protein GALA (pg.970 col 2, lines 5-8) and further its benefit as a viral fusion binding protein (abstract). Li fails to teach the ESM sequence of SEQ ID NOs: 9 and 10. Dooley however, teaches generating extracellular vesicles with truncated PTGFRN (abstract) as scaffolds to display proteins of interest on the surface (pg.1735 col 1, lines 2-4) with similar functionality to the full-length protein (pg.1732 col 2, lines 11-12). Thus, Hean in view of Ferrer, Lee, and Ma disclose the HIF-1α variant and the Intein of the claimed sequences in the instant application, Veltman teaches the FLAG Tag of the instant application sequences, Oren teaches the CD-81 sequence of instant application SEQ ID NOs: 4 and 8, Li teaches the GALA of instant application SEQ ID NOs: 8 and 9, and Dooley teaches the functionality of ESM. Therefore, a person of ordinary skill in the art before the effective filing date of the claimed invention would have found it obvious to combine the teachings of Hean in view of Ferrer, Lee, and Ma with the different taught protein sequences of Veltman, Oren, Li, and Dooley with a reasonable expectation of success to construct all of the polypeptide constructs claimed in instant claim 12. PNG media_image2.png 388 1280 media_image2.png Greyscale Examiner Figure 2: Sequences components of peptide constructs for (A) SEQ ID NO: 4 and (B) SEQ ID NO: 10 Claim 14 is rejected under 35 U.S.C. 103 as being unpatentable over Hean in view of Ferrer as applied to claim 1 above, and further in view of Crane et al. (2014) The Monocyte to Macrophage Transition in the Murine Sterile Wound PLoS ONE 9(1): e86660 (hereafter Crane). Hean in view of Ferrer fails to teach selecting the resolutive macrophages selected from the group consisting of a Ly6C(low) macrophage and a MerTK-positive macrophage. Crane, however, teaches that the creation of Ly6C(low) macrophages and MerTK-positive macrophages happens on a time dependent manner (abstract). Ly6C(low) macrophages arise first and promote angiogenesis and fibrosis (pg.10, col 1, lines 1-3). MerTK-positive macrophages arise later and possess the ability to clear early apoptotic cells (pg.11, col 2, lines 4-8). Thus, Hean in view of Ferrer discloses an EV expressing one or more polypeptide comprising HIF-1α, one or more EV polypeptide, and an Intein for the purpose of inducing resolutive macrophages and Crane teaches macrophage subsets Ly6C(low) and MerTK-positive, and their different functions in wound healing. Therefore, a person of ordinary skill in the art before the effective filing date of the claimed invention would have found it obvious to combine the teachings of Hean in view of Ferrer and Crane with a reasonable expectation of success to develop an EV expressing one or more polypeptide comprising HIF-1α, one or more EV polypeptide, and an Intein for the purpose of inducing resolutive macrophages, wherein the macrophages selected are Ly6C(low) or MerTK-positive to promote the desired wound healing effects. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DASIA A ALDARONDO whose telephone number is (571)272-1977. The examiner can normally be reached on Monday – Thursday from 7am to 4pm, and Fridays from 7am – 11am. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joanne Hama, can be reached at telephone number (571)272-2911. The fax phone number for the organization where this application or proceeding is assigned is (571)273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center to authorized users only. Should you have questions about access to the USPTO patent electronic filing system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via a variety of formats. See MPEP § 713.01. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/InterviewPractice. /D.A.A/Examiner, Art Unit 1647 /JOANNE HAMA/Supervisory Patent Examiner, Art Unit 1647
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Prosecution Timeline

Aug 09, 2023
Application Filed
Feb 05, 2026
Non-Final Rejection — §103 (current)

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1-2
Expected OA Rounds
Grant Probability
3y 2m
Median Time to Grant
Low
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