Prosecution Insights
Last updated: October 02, 2026
Application No. 18/450,526

SYSTEM AND METHOD FOR TESTING A PROCESS CHAIN IN AN INDUSTRIAL ENVIRONMENT

Final Rejection §102§103
Filed
Aug 16, 2023
Priority
Aug 17, 2022 — DE 10 2022 120 744.7
Examiner
RIVERA VARGAS, MANUEL A
Art Unit
2857
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Vega Grieshaber KG
OA Round
2 (Final)
81%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
525 granted / 647 resolved
+13.1% vs TC avg
Moderate +12% lift
Without
With
+11.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
35 currently pending
Career history
671
Total Applications
across all art units

Statute-Specific Performance

§101
29.0%
-11.0% vs TC avg
§103
20.1%
-19.9% vs TC avg
§102
27.3%
-12.7% vs TC avg
§112
20.2%
-19.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 647 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 3-5, 8-10 and 13-15 are rejected under 35 U.S.C. 102(a)(1) &(a)(2) as being anticipated by Pagnano et al. (US 6,631,298 B1, hereinafter Pag). Regarding claim 1, Pag discloses a system for testing a process chain in an industrial environment, wherein the process chain comprises at least one field device (see fig. 3, element 310), the system comprising a control unit (see fig. 3, element 320) and a mobile terminal device (see fig. 3, elements 340 & 350), wherein the control unit can be connected via a communication interface to the at least one field device in a communicating manner and is configured to control the at least one field device during a testing process and/or read out data via the communication interface (see fig.3 and col. 4, lns 42-59), wherein the mobile terminal device has at least one recording device (i.e. cell phone), wherein the at least one recording device includes a camera, a microphone, a temperature sensor, a pressure sensor, a gravity sensor, a magnetic field sensor and/or a vibration sensor (see col. 2, lns 10-15, and fig. 3, element 350, it is known in the art that computers have cameras and/or microphones), wherein the at least one recording device is configured for recording a behavior of at least a part of the process chain (see fig. 4, element 420, server stores the data from the field devices), and wherein the mobile terminal device is configured for generating, from information recorded by the at least one recording device, a log record (i.e. database) of the at least one part of the process chain and storing said log record (see col. 5, lns 19-31). Regarding claim 3, Pag discloses the system according to claim 1, wherein the at least one recording device is integrated in the mobile terminal device or connected via a peripheral interface to the mobile terminal device (see fig. 3, element 350, it is known in the art that computers have cameras and/or microphones integrated). Regarding claim 4, Pag discloses the system according to claim 1, wherein the log record depicts at least an interval in time of the testing process (see col. 3, lns 36-52). Regarding claim 5, Pag discloses the system according to claim 1, additionally comprising an evaluation unit, wherein the log record can be input into the evaluation unit and the evaluation unit is configured for evaluating an input log record (see col. 3, lns 53 through col. 4, ln 26). Regarding claim 8, Pag discloses the system according to claim 1, additionally comprising a cloud system (i.e. server), wherein the mobile terminal device is connected in a communicating manner to the cloud system and is configured to transmit the log record into the cloud system in order to store the log record (see col. 5, lns 1-18 and col. 4 ln 54, open smart communication). Regarding claim 9, Pag discloses the system according to claim 8, wherein the evaluation unit is implemented in the cloud system (see col. 5, lns 1-18, the system is connected to a computer). Regarding claim 10, Pag discloses the system according to claim 1, wherein the control unit is implemented in the mobile terminal device (see fig. 3, the control unit is part of the system because its connected to the computer, therefore its implemented in the mobile terminal). Regarding claim 13, Pag discloses a method for testing a process chain in an industrial environment, wherein the process chain comprises at least one field device coupled to industrial process equipment in an industrial environment and obtaining data therefrom, the method comprising: controlling and/or reading out data of the at least one field device during a testing process by means of a control unit (see col. 4, lns 50-60), recording (i.e. storing) a behavior of at least a part of the process chain by at least one recording device (see fig. 4, element 420, server stores the data from the field devices), wherein the at least one recording device includes a camera, a microphone, a temperature sensor, a pressure sensor, a gravity sensor, a magnetic field sensor and/or a vibration sensor (see col. 2, lns 10-15, and fig. 3, element 350, it is known in the art that computers have cameras and/or microphones), generating a log record (i.e. database) based on information of the at least one part of the process chain recorded by the at least one recording device, and storing the log record (see col. 5, lns 19-31). Regarding claim 14, Pag discloses the method according to claim 13, wherein the log record is stored together with a time stamp and/or with measurement values of the at least one field device and/or with control information for the at least one field device and/or status information of the process chain (see col. 3, lns 36-52). Regarding claim 15, Pag discloses a computer program product comprising a non-transitory computer-readable media bearing instructions which, when executed on a mobile terminal device, make a mobile terminal device usable for testing a process chain in an industrial environment, wherein the process chain comprises at least one field device and at least one recording device, the instructions causing the mobile terminal device to perform the steps of: controlling and/or reading out data of the at least one field device during a testing process (see col. 4, lns 50-60), recording (i.e. storing) a behavior of at least a part of the process chain (see fig. 4, element 420, server stores the data from the field devices), by at least one recording device, wherein the at least one recording device includes a camera, a microphone, a temperature sensor, a pressure sensor, a gravity sensor, a magnetic field sensor and/or a vibration sensor (see col. 2, lns 10-15, and fig. 3, element 350, it is known in the art that computers have cameras and/or microphones), generating a log record (i.e. database) based on information of the at least one part of the process chain recorded by the at least one recording device, and storing the log record (see col. 5, lns 19-31). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 6, 7, 11 and 12 is/are rejected under 35 U.S.C. 103 as being unpatentable over Pag and further in view of Garcia et al. (US 2021/0124343 A1, hereinafter Gar). Regarding claim 6, Pag discloses the system according to claim 5. However, Pag fails to expressly disclose wherein the evaluation unit is configured for comparing an input log record with a log record of an earlier testing process and/or with a nominal course, and to issue a notification in case of a deviation beyond a threshold value. Gar discloses comparing an input log record with a log record of an earlier testing process and/or with a nominal course, and to issue a notification in case of a deviation beyond a threshold value (see claim 14). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Pag’s invention to compare an input log record with a log record of an earlier testing process as described by Gar for the benefit of comparing the data of two test logs and identifying differences; generating a signal containing information about the identified differences; and outputting the signal. Regarding claim 7, Pag discloses the system according to claim 1. However, Pag fails to expressly disclose additionally comprising a logging unit, wherein the logging unit is configured for generating a test log during the testing process based on control commands and/or measurement values of the at least one field device and/or their chronological order and/or the log record and/or based on other information. Gar discloses comprising a logging unit, wherein the logging unit is configured for generating a test log during the testing process based on control commands and/or measurement values of the at least one field device and/or their chronological order and/or the log record and/or based on other information (see claim 14). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Pag’s invention to generate test logs as described by Gar for the benefit of comparing the data of two test logs and identifying differences; generating a signal containing information about the identified differences; and outputting the signal. Regarding claim 11, Pag discloses the system according claim 1. However, Pag fails to disclose wherein the control unit is configured for setting and/or controlling a starting time for the recording by the at least one recording device and/or the duration of the recording. Gar discloses wherein the system is configured for setting a start time (i.e. generating a test protocol at a certain time) time for the recording by the at least one recording device and/or the duration of the recording (see para. 0051) It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Pag’s invention to have the configuration as described by Gar for the benefit of making it easier to identify or predict malfunctions of the field device, or to set a time for the next maintenance interval and identify specific maintenance tasks that must then be performed. Regarding claim 12, Pag discloses the system according to claim 1. However, Pag fails to expressly disclose wherein the communication interface is formed by a wireless interface, preferably for a short-range communication or a wide area communication. However, Gar discloses wherein the communication interface is formed by a wireless interface, preferably for a short-range communication or a wide area communication (see para. 0050). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify Pag’s invention to have the communication interface formed by a wireless interface as taught by Gar for the benefit of having a wide range of application where wires are difficult to run in an area. Response to Arguments Applicant's arguments filed 6/30/2026 have been fully considered but they are partially persuasive. Regarding the 101 rejection, based on Applicants amendments, this rejection has been withdrawn. Applicant argues that Pagnano does not teach “mobile terminal devices” and in contrast a mobile terminal device akin to a smartphone, notebook or the like. In response the Examiner respectfully disagrees and draws attention to the fact that Pagnano discloses “mobile terminal devices”, see column 2, lns, 10-15: “Consequently, a user of the computer system may display the data using any computer system, e.g., a personal computer, palm pilot, cellular phone, etc., using any browser, without downloading additional software.” Applicant argues that Pagnano fails to disclose the mobile device having at least one recording device, and the at least one recording device includes a camera, a microphone, a temperature sensor, a pressure sensor, a gravity sensor, a magnetic field sensor and/or a vibration sensor. In response the Examiner respectfully disagrees and draws attention to the fact that Pagnano discloses that the mobile device having at least a recording device which includes a camera (i.e. cell phone) (see col. 2, lns 10-15). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MANUEL A RIVERA VARGAS whose telephone number is (571)270-7870. The examiner can normally be reached M-F 9:00-6:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Shelby Turner can be reached at 571-272-6334. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MANUEL A RIVERA VARGAS/Primary Examiner, Art Unit 2857
Read full office action

Prosecution Timeline

Aug 16, 2023
Application Filed
Aug 16, 2023
Response after Non-Final Action
Apr 01, 2026
Non-Final Rejection mailed — §102, §103
Jun 30, 2026
Response Filed
Sep 15, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12723901
METHOD FOR CALIBRATING A SENSOR, PROCESSING UNIT AND SENSOR SYSTEM
3y 1m to grant Granted Sep 01, 2026
Patent 12705479
RENEWABLE ENERGY ERROR COMPENSABLE FORCASTING METHOD USING BATTERY
4y 4m to grant Granted Aug 11, 2026
Patent 12704612
SENSOR TRIGGERING BASED ON SENSOR SIMULATION
3y 1m to grant Granted Aug 11, 2026
Patent 12696857
Plant management system and device
4y 3m to grant Granted Aug 04, 2026
Patent 12687426
SMART QUANTUM LIGHT DETECTOR
3y 4m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
81%
Grant Probability
93%
With Interview (+11.9%)
3y 0m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 647 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month