Prosecution Insights
Last updated: August 06, 2026
Application No. 18/451,344

NOVEL POLYURETHANE OR POLYURETHANE-UREA COMPOSITION WITH ENHANCED LOW TEMPERATURE PERFORMANCE

Non-Final OA §102§103
Filed
Aug 17, 2023
Priority
Oct 01, 2022 — provisional 63/378,055
Examiner
LEONARD, MICHAEL L
Art Unit
1763
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ingevity UK Ltd.
OA Round
3 (Non-Final)
64%
Grant Probability
Moderate
3-4
OA Rounds
2m
Est. Remaining
72%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
856 granted / 1344 resolved
-1.3% vs TC avg
Moderate +8% lift
Without
With
+8.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
52 currently pending
Career history
1394
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
52.8%
+12.8% vs TC avg
§102
19.1%
-20.9% vs TC avg
§112
18.3%
-21.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1344 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 07/06/2026 has been entered. Claim Rejections - 35 USC § 102 Claims 1-15 and 18-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by JP- 06145284 to Nishitomi et al. As to claims 1-8, 14-15, and 18-20, Nishitomi discloses a thermoplastic polyurethane (0016) obtained by reacting block copolymers with molecular weights 2504 or 2499 (0035- 0036, Examples 1 and 4-13) comprising the reaction product of 1500 parts of PTMG (MW 1500) and 1000 parts of epsilon-caprolactone (0035) with diisocyanates and diol chain extenders such as ethylene glycol or 1,4-butanediol (Example 5, 8-10 and 6-9) at an NCO/OH equivalent ratio of 0.95 to 1.05 (Examples, 0028). The reaction is conducted in the presence of dimethylformamide, which acts as solvent and does not have plasticizing effects. As to claim 2, Nishitomi does not teach the use of plasticizers (See Examples). As to claims 9-12, Nishitomi discloses suitable diisocyanates including 4,4- diphenylmethane diisocyanate and 1,6-hexamethylene diisocyanate (0026). As to claims 19-20, Phillips discloses wherein the composition is a thermoplasticpolyurethane, a hot cast polyurethane, a cold cast polyurethane, a microcellular polyurethane foam, or polyurethane adhesive, or 1- or 2-component polyurethane coating, an additive manufacturing or a polyurethane sealant (0041). Claim Rejections - 35 USC § 103 Claims 16-17 are rejected under 35 U.S.C. 103 as being unpatentable over JP-06145284 to Nishitomi et al. in view of U.S. Patent Pub. No. 2022/0002468 to Philips (Previously cited). As to claims 16-17, Nishitomi discloses a thermoplastic polyurethane or polyureas(0016) obtained by reacting block copolymers with molecular weights 2504 or 2499 (0035-0036, Examples 1 and 4-13) comprising the reaction product of 1500 parts of PTMG (MW 1500) and 1000 parts of epsilon-caprolactone (0035) with diisocyanates and diol chain extenders such as ethylene glycol or 1,4-butanediol (Example 5, 8-10 and 6-9) or diamine chain extenders at an NCO/OH equivalent ratio of 0.95 to 1.05 (Examples, 0028). Nishitomi does not expressly disclose the diamines in claims 16-17. However, within the same field of endeavor, Philips discloses thermoplastic polyurethanes comprising the reaction of block copolymers of polyethers and caprolactone and diisocyanates with diols or diamines including 4,4-diamino biphenyl (0030). At the time of filing it would have been obvious to substitute the diamine curing agent of Nishitomi with the diamine curing agent of Philips to reduce cold hardening and based on the tenet wherein it is prima facie obvious to add a known ingredient to a known composition for its known function. See MPEP 2100. Response to Arguments Applicant's arguments filed 07/06/2026 have been fully considered but they are not persuasive. The applicant argued that Nishitomi discloses a process that uses dimethylformamide and that the residual solvent molecules of DMF have a plasticizing effect. This alleged plasticizing effect is not supported with evidence. Further, DMF is a well-known solvent in the polyurethane art. DMF is not considered a plasticizer. In polymer processing DMF’s role is to dissolve or swell polymers in order to cast, coat or extrude the polymer into films or coatings. A plasticizer is a chemical added toa polymer to increase its flexibility or workability by reducing intermolecular forces. Plasticizers often migrate into the polymer matrix. DMF, when used, is not incorporated into the PU backbone or matrix in any way. Copilot search in google: Is Dimethylformamide a Plasticizer in Polyurethane Processing? Dimethylformamide (DMF) is not typically classified as a plasticizer in polyurethane (PU) processing, but it does play a key role in PU formulation and application. In polyurethane manufacturing, DMF is primarily used as a highly polar aprotic solvent to dissolve polyurethane resins, especially for producing PU-based coatings, lacquers, and synthetic leathers www.nbinno.com+1. Its excellent solvency power allows for precise resin application, improved film-forming properties, and controlled evaporation during coating processes www.nbinno.com. This makes it a processing aid rather than a plasticizer. A plasticizer is a chemical added to a polymer to increase its flexibility, workability, or durability by reducing intermolecular forces. In PU systems, plasticizers are often phthalates, adipates, or other esters that migrate into the polymer matrix. DMF, however, is not incorporated into the PU backbone or matrix in that way; instead, it is used externally to dissolve and apply the resin. In some cases, DMF can be present as a residual solvent in PU-coated products like synthetic leather, especially if the coating is applied in solution AFIRM Group. This residual DMF is not acting as a plasticizer but as a solvent that may remain after processing. Summary: Role in PU processing: Solvent for dissolving PU resins, enabling coating and application. Not a plasticizer: Does not chemically plasticize the PU matrix; its function is external to the polymer structure. Potential residue: May remain in finished PU products if not fully removed. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL L LEONARD whose telephone number is (571)270-7450. The examiner can normally be reached M - F 7:00-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Del Sole can be reached at 571-272-1130. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL L LEONARD/Primary Examiner, Art Unit 1763
Read full office action

Prosecution Timeline

Aug 17, 2023
Application Filed
Oct 27, 2025
Non-Final Rejection mailed — §102, §103
Oct 30, 2025
Response Filed
May 26, 2026
Final Rejection mailed — §102, §103
Jun 26, 2026
Response after Non-Final Action
Jul 06, 2026
Request for Continued Examination
Jul 08, 2026
Response after Non-Final Action
Jul 16, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
64%
Grant Probability
72%
With Interview (+8.2%)
3y 1m (~2m remaining)
Median Time to Grant
High
PTA Risk
Based on 1344 resolved cases by this examiner. Grant probability derived from career allowance rate.

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