Prosecution Insights
Last updated: October 16, 2026
Application No. 18/459,632

RECORDING APPARATUS AND LUBRICANT APPLICATION METHOD

Non-Final OA §103§112
Filed
Sep 01, 2023
Priority
Sep 09, 2022 — JP 2022-144041
Examiner
VALENCIA, ALEJANDRO
Art Unit
2853
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Canon Inc.
OA Round
5 (Non-Final)
43%
Grant Probability
Moderate
5-6
OA Rounds
0m
Est. Remaining
49%
With Interview

Examiner Intelligence

Grants 43% of resolved cases
43%
Career Allowance Rate
591 granted / 1387 resolved
-25.4% vs TC avg
Moderate +6% lift
Without
With
+6.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
138 currently pending
Career history
1527
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
55.0%
+15.0% vs TC avg
§102
24.6%
-15.4% vs TC avg
§112
19.2%
-20.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1387 resolved cases

Office Action

§103 §112
DETAILED ACTION Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 1 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The claim now recites wherein the sliding surface “includes a first straight line,” and the inclined surface “includes second and third straight lines,” but a line is not a physical structure, and thus it is unclear exactly what physical components are considered to be “included” as the lines. Further, it is not clear from the illustration in Applicant’s arguments to what exactly the second and third straight lines are intended to refer. If the inclined surface of the present invention is item 17, as detailed in the specification, it would not appear any portion of the inclined surface is even parallel with the vertical direction, as would seem to be required by the claims. Clarification is required. Because all other claims depend from claim 1, they are also rejected on this basis. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 2, 4, 7, 8 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Nakata et al. (2015/0009263) in view of Asai et al. (5,501,526). Regarding claim 1, Nakata teaches a recording apparatus comprising: a carriage (fig. 3, item 17) on which a liquid ejection head (fig. 3, item 18) that ejects a liquid is mounted, the carriage being reciprocally movable in a scanning direction (fig. 1, direction X); a guide member (fig. 2, item 35) that extends in the scanning direction (see fig. 2) with a width in a vertical direction (see fig. 2, note that anything can be said to have “a width in a vertical direction”) and that guides movement of the carriage in the scanning direction ([0052]); and a sliding member (fig. 3, item 30B) that is attached to an attachment surface (fig. 3, item 30A) of the carriage and has a sliding surface (fig. 3, surface 30B) that slides with a guide surface of the guide member via a lubricant ([0052]), in a case where the carriage moves in the scanning direction ([0052]). Nakata does not teach any of the particulars of its sliding member, and thus Nakata does not teach wherein the carriage includes an inclined surface (1) capable of contacting with the lubricant on the guide member wherein the inclined surface, which is not in contact with the sliding member, is inclined such that, closer toward the sliding member in the scanning direction, a gap formed in the vertical direction between the inclined surface and the guide surface becomes smaller, wherein the inclined surface is provided at only one side of the sliding member in the scanning direction. Asai teaches this (Asai, col. 9, lines 41-53, fig. 6(a), Note sliding member 5a and top half of inclined surface at bottom of rightmost portion 2, and note that a gap is formed between the inclined surface and a guiding surface so as to allow for lubricant to enter the gap. Note that, as defined above, the inclined surface is not in contact with the sliding member, and note that the inclined surface “covers” a side surface of the sliding member. Again, note that the inclined surface has been redefined as the top half of the inclined portion of the rightmost one of items 2, and this the inclined surface is provided at only one side of the sliding member in the scanning direction). It would have been obvious to one of ordinary skill in the art at the time of invention to substitute the sliding member/inclined surface disclosed by Asai with the sliding member disclosed by Nakata because doing so would amount to a simple substitution of one known sliding arrangement for another to obtain predictable results. Upon combination of Asai with Nakata, the resultant device would have an inclined surface (2) projecting farther toward an outer side of the carriage in the scanning direction than the attachment surface of the sliding member, wherein a gap is provided between the sliding surface and the inclined surface in the scanning direction. Nakata in view of Asai does not wherein a width of the inclined surface in the vertical direction is larger than a width of the sliding member in the vertical direction. However, according to MPEP 2144.04, a change in shape is not patentable if one of skill in the art would have found such a change in shape obvious absent persuasive evidence that such a change was significant. Here, one of skill would have found it obvious to modify the width of the inclined portion to either increase or decrease lubricant spreading. Regarding the first, second and third straight lines, see figs. 1-3. The added claim language is believed by Examiner to be meant to highlight the fact that the claimed sliding member contacts a vertical guide surface so that the sliding member and inclined surfaces overlap the guide surface when viewed in the subscan direction. Nakata teaches this. Upon substitution of the sliding member/inclined surface of Asai for that disclosed by Nakata, it is believed the resultant arrangement would teach the claimed lines. Regarding claim 2, Nakata in view of Asai teaches the recording apparatus according to claim 1, wherein the inclined surface extends, in a direction in which the sliding surface faces the guide surface, to a location in front of the sliding surface with respect to the scanning direction (Asai, fig. 6(a), Nakata, fig. 15). Regarding claim 4, Nakata in view of Asai teaches the recording apparatus according to claim 1, wherein the width of the inclined surface in the orthogonal direction is larger than width of the guide surface in the orthogonal direction (see claim 1 rejection). Regarding claim 7, Nakata in view of Asai teaches the recording apparatus according to claim 1, wherein the inclined surface has an inclination angle of 20° or more and less than 90° (Asai, fig. 6(a))). Regarding claim 8, Nakata in view of Asai teaches the recording apparatus according to claim 1, wherein the sliding member is provided at one end portion of the carriage in the scanning direction (Nakata, see fig. 13, Note guide surfaces 55). Regarding claim 13, Nakata in view of Asai teaches the recording apparatus according to claim 1, wherein the sliding member is provided at a lower part of the carriage (Nakata, fig. 3, Note that “a lower part of the carriage” could mean any number of things). Claim(s) 14 is rejected under 35 U.S.C. 103 as being unpatentable over Nakata in view of Asai as applied to claim 1 above, and further in view of Lemens et al. (2003/0010170). Regarding claim 14, Nakata in view of Asai teaches the recording apparatus according to claim 1. Nakata in view of Asai does not teach wherein a hole is provided in an upper surface of the guide member, wherein the hole enables the carriage to be retracted upward. Lemens teaches this (Lemens, fig. 5, Note removable guide portion 79 that exposes a hole through which cutter carriage 82 can be removed upward). It would have been obvious to one of ordinary skill in the art at the time od invention to add the hole disclosed by Lemens to any other reciprocating carriage device, including the inkjet printer of Nakata in view of Asai, because doing so would allow for the removal an replacement/maintenance of any reciprocating-type carriage. Response to Arguments Applicant’s arguments with respect to claim(s) 1 have been considered but are moot in light of the new ground(s) of rejection. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEJANDRO VALENCIA whose telephone number is (571)270-5473. The examiner can normally be reached M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, RICARDO MAGALLANES can be reached at 571-202-5960. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEJANDRO VALENCIA/Primary Examiner, Art Unit 2853
Read full office action

Prosecution Timeline

Show 6 earlier events
Nov 03, 2025
Response after Non-Final Action
Nov 06, 2025
Non-Final Rejection mailed — §103, §112
Feb 05, 2026
Response Filed
Apr 08, 2026
Final Rejection mailed — §103, §112
Jun 04, 2026
Response after Non-Final Action
Jun 25, 2026
Request for Continued Examination
Jun 30, 2026
Response after Non-Final Action
Oct 05, 2026
Non-Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12752537
LIQUID EJECTION DEVICE CONTROL METHOD AND LIQUID EJECTION DEVICE
3y 6m to grant Granted Oct 06, 2026
Patent 12741466
WIPER UNIT
2y 5m to grant Granted Sep 22, 2026
Patent 12734799
SUBSTRATE TREATING CONTROL METHOD, SUBSTRATE TREATING APPARATUS, SUBSTRATE TREATING METHOD AND COMPUTER PROGRAM STORED IN COMPUTER READABLE MEDIUM FOR TREATING SUBSTRATE
4y 4m to grant Granted Sep 15, 2026
Patent 12734815
CARTRIDGE AND PRINTING APPARATUS
3y 6m to grant Granted Sep 15, 2026
Patent 12734830
LIQUID EJECTION DEVICE AND METHOD OF CONTROLLING LIQUID EJECTION DEVICE
2y 5m to grant Granted Sep 15, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
43%
Grant Probability
49%
With Interview (+6.3%)
3y 0m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 1387 resolved cases by this examiner. Grant probability derived from career allowance rate.

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