Prosecution Insights
Last updated: August 16, 2026
Application No. 18/461,748

ELECTRODE ASSEMBLY, ELECTROCHEMICAL APPARATUS, AND ELECTRIC DEVICE

Non-Final OA §102§103
Filed
Sep 06, 2023
Priority
Sep 06, 2022 — CN 202211084419.0
Examiner
CLEVELAND, TIMOTHY C
Art Unit
1774
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Ningde Amperex Technology Limited
OA Round
1 (Non-Final)
60%
Grant Probability
Moderate
1-2
OA Rounds
0m
Est. Remaining
78%
With Interview

Examiner Intelligence

Grants 60% of resolved cases
60%
Career Allowance Rate
556 granted / 929 resolved
-5.2% vs TC avg
Strong +18% interview lift
Without
With
+18.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
50 currently pending
Career history
969
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
44.6%
+4.6% vs TC avg
§102
18.7%
-21.3% vs TC avg
§112
31.8%
-8.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 929 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3 and 6-9 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Zhang (CN 211907615 with reliance upon the English-language machine translation). In regard to claim 1, Zhang discloses an electrode assembly comprising a plurality of positive electrode plates (positive plates 5), a plurality of separators (diaphragms 3), and a plurality of negative electrode plates (negative plates 4); the plurality of positive electrode plates, the plurality of separators, and the plurality of negative electrode plates are stacked together (“the positive and negative plates are staggered and stacked with the diaphragm;” see the “Embodiment 2” section on page 3); wherein each positive electrode plate has a first tab portion and a second tab portion (four positive tabs 1 with two per side; see figure 2), the first tab portions of the plurality of positive electrode plates are stacked and electrically connected to form a main positive electrode tab (one of the positive tabs 1), and the second tab portions of the plurality of positive electrode plates are stacked and electrically connected to form a backup positive electrode tab (the other positive tab 1 on the same side); and each negative electrode plate has a third tab portion and a fourth tab portion (four negative tabs 2 with two per side; see figure 2), the third tab portions of the plurality of negative electrode plates are stacked and electrically connected to form a main negative electrode tab (any of the negative tabs 2), and the fourth tab portions of the plurality of negative electrode plates are stacked and electrically connected to form a backup negative electrode tab (the other negative tabs 2 on the same side); wherein the main positive electrode tab is electrically connected in parallel with the backup positive electrode tab, and the main negative electrode tab is electrically connected in parallel with the backup negative electrode tab (“two adjacent positive (negative) output tab foil and positive (negative) tab connected in parallel” which are “welded by nickel strip;” see page 2 and the “Embodiment 2” of page 3). See Figure 2 and the “Embodiment 2” section on page 3. In regard to claims 2-3, Zhang discloses that when viewed along a stacking direction of the electrode assembly, the first tab portion and the second tab portion are located on a same side edge of the each positive electrode plate, and the third tab portion and the fourth tab portion are located on the same side edge of the each negative electrode plate as each end of the stack has two tabs of each polarity. See Figure 2 and the “Embodiment 2” section on page 3. In regard to claim 6, Zhang discloses wherein the electrode assembly further comprises a first conductive member (“nickel strip” for welding the four anode lugs 1; see the “Embodiment 2” section of page 3), the first conductive member being connected to both the main positive electrode tab and the backup positive electrode tab to achieve the parallel electrical connection between the main positive electrode tab and the backup positive electrode tab. See Figure 2. Zhang also discloses that the more than two adjacent tabs are “connected in parallel” to expand the current conduction effect, reduce the battery internal resistance and further improve the electrical performance and safety performance on page 2. In regard to claim 7, Zhang discloses wherein the electrode assembly further comprises a second conductive member (“nickel strip” for welding the four cathode lugs 2; see the “Embodiment 2” section of page 3), the second conductive member being connected to both the main negative electrode tab and the backup negative electrode tab to achieve the parallel electrical connection between the main negative electrode tab and the backup negative electrode tab. Zhang also discloses that the more than two adjacent tabs are “connected in parallel” to expand the current conduction effect, reduce the battery internal resistance and further improve the electrical performance and safety performance on page 2. In regard to claim 8, Zhang discloses wherein the main positive electrode tab is directly connected to the backup positive electrode tab to achieve the parallel electrical connection between the main positive electrode tab and the backup positive electrode tab as a “nickel strip” is disclosed to be used for welding the four anode lugs 1. See the “Embodiment 2” section of page 3. Zhang also discloses that the more than two adjacent tabs are “connected in parallel” to expand the current conduction effect, reduce the battery internal resistance and further improve the electrical performance and safety performance on page 2. In regard to claim 9, Zhang discloses wherein the main negative electrode tab is directly connected to the backup negative electrode tab to achieve the parallel electrical connection between the main negative electrode tab and the backup negative electrode tab as a “nickel strip” is disclosed to be used for welding the four cathode lugs 2. See the “Embodiment 2” section of page 3. Zhang also discloses that the more than two adjacent tabs are “connected in parallel” to expand the current conduction effect, reduce the battery internal resistance and further improve the electrical performance and safety performance on page 2. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 4, 10-13 and 15-19 are rejected under 35 U.S.C. 103 as being unpatentable over Zhang as applied to claims 1-3 and 6 above and further in view of Batson et al. (US 2021/0184265; hereinafter “Batson”). In regard to claim 4, Zhang is silent in regard to insulators disposed on surfaces of the backup positive and negative electrode tabs. Batson discloses a battery cell system and architecture wherein electrode tab supports 706,708 are taught to include an electrically insulating polymeric material 714 for providing electrical isolation between the tabs and other components such as a protective housing. See [0055] and Figure 7. It would have been obvious to one of ordinary skill in the art at the effective filing date of the claimed invention to have combined the tab insulation of Batson with the backup electrode tabs of Zhang for the purpose of electrically isolating the tabs from other components to prevent short circuiting. In regard to claims 10 and 16, the elements common to claim 1 are applied in the same manner as above. Zhang does not explicitly disclose a housing, a positive electrode terminal, a negative electrode terminal and an electrolyte. Batson discloses a battery cell system and architecture comprising a housing (laminate pouch 1200), positive and negative terminals (first and second extension tabs 702,704) which extend out of the housing, and an electrolyte (see [0060]) within the pouch. Batson teaches that the laminate pouch 1200 is provided with an accommodating cavity (the inside space of the pouch) for holding an electrode assembly and the electrolyte, and wherein a positive electrode tab (one of tab groups 502/504) is electrically connected to the positive electrode terminal (extension tab 702), the main negative electrode tab (one of tab groups 506/508) is electrically connected to the negative electrode terminal (extension tab 704), and a part of the positive electrode terminal and a part of the negative electrode terminal extend out of the housing (see Figure 12). See Figures 5, 7 and 12 and paragraphs [0044]-[0049]. It would have been obvious to one of ordinary skill in the art at the effective filing date of the claimed invention to have combined the housing having a positive and negative electrode terminal and electrolyte of Batson with the electrode plate arrangement of Zhang for the purpose of providing a structurally complete battery for use in electronic devices. In regard to claims 11 and 17, Zhang is applied in the same manner as for claim 2 above. In regard to claims 12 and 18, Zhang is applied in the same manner as for claim 3 above. In regard to claims 13 and 19, Zhang is silent in regard to insulators disposed on surfaces of the backup positive and negative electrode tabs. Batson discloses a battery cell system and architecture wherein electrode tab supports 706,708 are taught to include an electrically insulating polymeric material 714 for providing electrical isolation between the tabs and other components such as a protective housing. See [0055] and Figure 7. It would have been obvious to one of ordinary skill in the art at the effective filing date of the claimed invention to have combined the tab insulation of Batson with the backup electrode tabs of Zhang for the purpose of electrically isolating the tabs from other components to prevent short circuiting. In regard to claim 15, Zhang is applied in the same manner as for claim 6 above. Claims 5, 14 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Zhang in view of Batson as applied to claims 4, 13 and 19 above and further in view of Choi et al. (US 2017/0040635; hereinafter “Choi”). Zhang and Batson are silent in regard to the specific composition of the insulator applied on the surfaces of the backup positive and backup negative electrode tabs. Batson does disclose wherein the insulator made from polymeric material. Choi discloses a secondary battery which includes a lead film 160 to electrically insulate electrical leads 150 from the case 120 to prevent short circuiting. Choi discloses wherein the lead film is made from a polymeric material such as polyethylene. See [0048] and Figure 3. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have used the polyethylene insulator material of Choi as the polymer insulator composition in the above combination of Zhang and Batson as one of ordinary skill in the art would have looked to the prior art to determine a suitable polymer insulator composition. The selection of a known material, which is based upon its suitability for the intended use, is within the ambit of one of ordinary skill in the art. See In re Leshin, 125 USPQ 416 (CCPA 1960) (see MPEP § 2144.07). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to TIMOTHY C CLEVELAND whose telephone number is (571)270-5041. The examiner can normally be reached M-F 9:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Claire Wang can be reached at (571) 270-1051. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TIMOTHY C CLEVELAND/Primary Examiner, Art Unit 1774
Read full office action

Prosecution Timeline

Sep 06, 2023
Application Filed
Jul 31, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12702728
PROACTIVE AIR/SURFACE DECONTAMINATION SYSTEM AND DEVICES
4y 8m to grant Granted Aug 11, 2026
Patent 12690936
STERILIZATION WRAP SYSTEM
2y 3m to grant Granted Jul 28, 2026
Patent 12653921
DEVICE FOR DIFFUSING VOLATILE SUBSTANCES
3y 0m to grant Granted Jun 16, 2026
Patent 12636399
PROACTIVE AIR/SURFACE DECONTAMINATION SYSTEM AND DEVICES FOR BUILDING HVAC DUCTS
3y 5m to grant Granted May 26, 2026
Patent 12629437
A MEDICAL INSTRUMENT DISINFECTING ENCLOSURE
4y 5m to grant Granted May 19, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
60%
Grant Probability
78%
With Interview (+18.1%)
3y 0m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 929 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month