Prosecution Insights
Last updated: October 26, 2026
Application No. 18/464,934

INFORMATION PROCESSING APPARATUS, METHOD, AND STORAGE MEDIUM STORING PROGRAM OF APPLICATION FOR EXTENDING FUNCTIONS OF PRINTER DRIVER

Final Rejection §101
Filed
Sep 11, 2023
Priority
Sep 14, 2022 — JP 2022-146259
Examiner
BARNES, TED W
Art Unit
2682
Tech Center
2600 — Communications
Assignee
Canon Inc.
OA Round
2 (Final)
82%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
392 granted / 481 resolved
+19.5% vs TC avg
Moderate +12% lift
Without
With
+12.2%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
6 currently pending
Career history
491
Total Applications
across all art units

Statute-Specific Performance

§101
8.2%
-31.8% vs TC avg
§103
65.8%
+25.8% vs TC avg
§102
14.3%
-25.7% vs TC avg
§112
5.8%
-34.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 481 resolved cases

Office Action

§101
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicants Arguments/Remarks The Applicant argues: The features of the claim, such as a program to register in an operating system (OS) information of a color profile managed by the printer driver cannot be performed as a mental process. The Examiner responds: These are functions that an IT professional can perform using conventional tools such as a computer. The Applicant argues: In re: Enfish, The pending claims provide a concrete improvement to an existing technology for registering color profile information in an OS. The Examiner responds: As described below, the claims are directed to an Abstract Idea. The amended wherein clause is repeating the function of the control unit and does not anchor the abstract idea to a particular technological implementation or hardware. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1, 4, 6-8 and 12-20 are rejected under 35 U.S.C. 101 because: The claimed invention is directed to an abstract idea without significantly more. The claim(s) recite(s) mathematical concepts, a mental process, or certain methods of organizing human activity. This judicial exception is not integrated into a practical application because the abstract idea can be implemented by a human manually registering a color profile in an operating system. The claim(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the use of a computer is generic and lacks detailed improvements for registering a color profile. Step 1. The claims are directed to a Process, Machine, and Article of Manufacture. Step 2A. Prong 1. The invention comprises an Abstract Idea of: a Mental Process. A Mental Process of: "obtaining information of a color profile"; "registering in an operating system (OS), the information of the color profile"; and "to change a method of registration in the OS based on the information of the color profile" can be performed by a human using a physical aid of a computer. MPEP 2106.04(a)(2) III B. e.g. "A Claim That Encompasses a Human Performing the Step(s) Mentally With or Without a Physical Aid Recites a Mental Process". Step 2A Prong 2. There are no additional elements which are directed to integrating into a practical application. The resulting changing a method of registration in the OS does not result in a meaningful output. There is no technical improvement to the computer, OS, color profile, or extending a function of a print driver. MPEP 2106.04(d)(1), 2106.05. Step 2B. Are there additional elements that amount to significantly more? The claims cite obtaining a color profile, registering the information of the color profile in an operating system and changing a method of registration in the operating system which can be performed by a human using a mental process where the inclusion of a processing apparatus serves a substitute for a human, is generic, and lacks the details for a significant technical improvement or an inventive concept. There appears to be no meaningful result for the changing the method of registration. MPEP 2106.05. Dependent claims having: a satisfying condition, a permission, a successful and unsuccessful condition, a print queue, a deletion function, re-registration, a user selection, color profile information, and a printing medium type are generic, conventional, and do not amount to significantly more. Relevant Prior Art Arakawa (US 2003/0142330 A1) Abstract In an image processing method which is executed in an image processing system to which a client computer and a color image forming apparatus are connected, profile administration data of the color image forming apparatus is received, and, when it is judged based on the received profile administration data that a predetermined output profile does not exist, the predetermined output profile is registered in the color image forming apparatus, whereby profile administration can be effectively performed. Allowable Subject Matter Claims 1, 4, 6-8, and 12-20 would be allowable if the Abstract Idea rejection listed above is overcome. The following is an Examiner' s statement of reasons for allowance if the Abstract Idea rejection is overcome: The closest reference of record is Takasaki (US 2015/0201111A1) . In the Applicant' s independent claims 1, 6, 12, 13, 19, and 20 the reference of Takasaki does not teach: 1. To change the method of registration in the OS according to information of the color profile obtained by the obtaining unit include a condition indicating that a file permission indicated in the information of the color profile obtained by the obtaining unit and a file permission of a standard color profile used in the OS are the same. 6. To change the method of registration in the OS according to whether the information of the color profile obtained by the obtaining unit include a condition indicating that all of information of a plurality of color profiles obtained by the obtaining unit is registered in the OS. 12. To change a method of registration in the OS based on the information of the color profile obtained by the obtaining unit, satisfies conditions, wherein a print queue corresponding to the printer driver is registered in the OS, wherein in a case where the conditions are satisfied, the control unit controls the registration unit so as to register, in the OS , the information of the color profile obtained by the obtaining unit by re-registering the print queue, wherein the print queue re-registration is performed by print queue deletion and print queue creation. 13. To change a method of registration in the OS based on the information of the color profile obtained by the obtaining unit, satisfies conditions, wherein a print queue corresponding to the printer driver is registered in the OS, wherein in a case where the conditions are satisfied, the control unit controls the registration unit so as to register, in the OS , the information of the color profile obtained by the obtaining unit by re-registering the print queue. 19. To change the method of registration in the OS according to information of the color profile obtained by the obtaining unit include a condition indicating that a file permission indicated in the information of the color profile obtained by the obtaining unit and a file permission of a standard color profile used in the OS are the same. 20. To change the method of registration in the OS according to information of the color profile obtained by the obtaining unit include a condition indicating that a file permission indicated in the information of the color profile obtained by the obtaining unit and a file permission of a standard color profile used in the OS are the same. Takasaki fails to directly anticipate or render the above underlined limitations obvious (to be used with other claimed limitations). THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TED W BARNES whose telephone number is (571) 270-1785. The examiner can normally be reached Mon-Fri. 8:00-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Benny Tieu can be reached at 571-272-7490. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /TED W. BARNES/ Ph.D. Electrical Engineering Primary Examiner Art Unit 2682 /TED W BARNES/Primary Examiner, Art Unit 2682
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Prosecution Timeline

Sep 11, 2023
Application Filed
Mar 05, 2026
Non-Final Rejection mailed — §101
Jun 05, 2026
Response Filed
Oct 01, 2026
Final Rejection mailed — §101 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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PRINTING APPARATUS, CONTROL METHOD, AND STORAGE MEDIUM
2y 7m to grant Granted Sep 15, 2026
Patent 12684082
SYSTEM, INFORMATION PROCESSING APPARATUS, AND CONTROL METHOD OF THE SAME
2y 4m to grant Granted Jul 14, 2026
Patent 12665976
PRINTING SYSTEM, IMAGE FORMING APPARATUS AND METHOD OF CONTROLLING THE SAME, AND STORAGE MEDIUM
2y 5m to grant Granted Jun 23, 2026
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3y 1m to grant Granted Jun 02, 2026
Patent 12599444
SURGICAL IMAGE PROVIDING METHOD USING SURGICAL ROBOT, AND INFORMATION PROCESSING SYSTEM
2y 10m to grant Granted Apr 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
82%
Grant Probability
94%
With Interview (+12.2%)
2y 1m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 481 resolved cases by this examiner. Grant probability derived from career allowance rate.

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