Prosecution Insights
Last updated: May 29, 2026
Application No. 18/467,706

SUBSTRATE CLEANING APPARATUS AND SUBSTRATE CLEANING METHOD

Non-Final OA §102§OTHER
Filed
Sep 14, 2023
Priority
Sep 21, 2022 — JP 2022-150757
Examiner
KARLS, SHAY LYNN
Art Unit
3723
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Screen Holdings Co. Ltd.
OA Round
1 (Non-Final)
69%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 69% — above average
69%
Career Allowance Rate
912 granted / 1320 resolved
-0.9% vs TC avg
Strong +27% interview lift
Without
With
+26.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
41 currently pending
Career history
1365
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
82.0%
+42.0% vs TC avg
§102
3.8%
-36.2% vs TC avg
§112
2.9%
-37.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1320 resolved cases

Office Action

§102 §OTHER
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-14 is/are rejected under 35 U.S.C. 102a as being anticipated by Shinohara (JP 2022051029). With regards to claim 1 and 8, Shinohara teaches a substrate cleaning apparatus and method (figures 16-18 teach the method/steps of the cleaning apparatus), comprising: a first substrate holding part (10A, 10B) holding an outer peripheral end of a substrate (w); a cleaning tool (51) coming into contact with a lower surface of the substrate and cleaning the lower surface of the substrate; and a relative moving part (30) relatively moving the cleaning tool (via pedestal 32) and the substrate held by the first substrate holding part, wherein the relative moving part moves at least one of the cleaning tool and the substrate held by the first substrate holding part so that the cleaning tool in a state of being separated from the lower surface of the substrate (figure 11; B-B) comes into contact (figure 12; B-B) with a first partial region (figure 12; where element 51 contacts the wafer) of the lower surface of the substrate when cleaning of a lower surface central region of the substrate is started, so that the cleaning tool in a state of being in contact (figure 12; B-B) with the lower surface of the substrate is separated (figure 13; B-B) from a second partial region (figure 13, wherein 51 is below the wafer; first and second partial region are the same region just one is when in contact and one is when not in contact) of the lower surface of the substrate when cleaning of the lower surface central region of the substrate is completed, and so that the cleaning tool is in contact with the lower surface central region (figure 7; cleaning tool is in the middle of wafer 51) of the substrate during at least a part of a cleaning tool contact period from when the cleaning tool comes into contact with the lower surface of the substrate to when the cleaning tool is separated from the lower surface of the substrate, and at least one of the first partial region and the second partial region does not overlap the lower surface central region of the substrate (when placing figure 7 and figure 8 next to each other, it is clear that both the first and second partial regions do not overlap the central region). PNG media_image1.png 244 890 media_image1.png Greyscale With regards to claim 2 and 9, a second substrate holding part (21) that rotates the substrate around an axis in an up-down direction (figure 10/11) while sucking and holding the lower surface central region after cleaning the lower surface central region of the substrate with the cleaning tool, wherein the relative moving part relatively moves the cleaning tool and the substrate held and rotated by the second substrate holding part so that the cleaning tool comes into contact with a lower surface outer region (any portion outside the central region) that surrounds the lower surface central region of the substrate, and at least one of the first partial region and the second partial region overlaps a part of the lower surface outer region of the substrate (the first and second partial regions include the outer region). With regards to claim 3 and 10, the first partial region does not overlap the lower surface central region (as shown in the figure above), and the relative moving part moves the cleaning tool from the first partial region toward the lower surface central region in a first period of the cleaning tool contact period (figure 5 to figure 6). With regards to claim 4 and 11, the second partial region does not overlap the lower surface central region (as shown in figure above), and the relative moving part moves the cleaning tool from the lower surface central region toward the second partial region in a second period of the cleaning tool contact period (figure 7 to figure 8). With regards to claim 5 and 12, none of the first partial region and the second partial region overlaps the lower surface central region (as shown in figure above), and the relative moving part moves the cleaning tool from the first partial region toward the lower surface central region in a first period of the cleaning tool contact period (figure 5 to figure 6), and moves the cleaning tool from the lower surface central region toward the second partial region in a second period of the cleaning tool contact period (figure 7 to figure 8). With regards to claim 6 and 13, a cleaning tool rotation driving part (54) that rotates the cleaning tool around an axis in an up-down direction, wherein the first substrate holding part is configured to hold the outer peripheral end of the substrate without rotating the substrate, and the cleaning tool rotation driving part rotates the cleaning tool at a first time point when the cleaning tool comes into contact with the first partial region of the substrate (figure 12), a second time point when the cleaning tool is separated from the second partial region of the substrate (figure 13), and during the cleaning tool contact period (when actually in contact with is essentially the same as the first contact period). With regards to claim 7 and 14, the relative moving part moves the cleaning tool so that a gap region, which the cleaning tool does not contact, is formed respectively between the first partial region and the outer peripheral end of the substrate and between the second partial region and the outer peripheral end of the substrate during the cleaning tool contact period. PNG media_image2.png 359 443 media_image2.png Greyscale Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHAY LYNN KARLS whose telephone number is (571)272-1268. The examiner can normally be reached M-Th (6am-5pm). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Monica Carter can be reached at 571-272-4475. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHAY KARLS/ Primary Examiner, Art Unit 3723
Read full office action

Prosecution Timeline

Sep 14, 2023
Application Filed
Apr 13, 2026
Non-Final Rejection mailed — §102, §OTHER (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12636136
Oral Care Implement and Refill Head Thereof
3y 7m to grant Granted May 26, 2026
Patent 12629730
CLEANING APPARATUS
2y 8m to grant Granted May 19, 2026
Patent 12628997
CLEANING PAD
2y 5m to grant Granted May 19, 2026
Patent 12611029
PAINTBRUSH CLEANING TOOL
2y 11m to grant Granted Apr 28, 2026
Patent 12594588
Sucker Rod Wiping Tool
2y 8m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
69%
Grant Probability
96%
With Interview (+26.6%)
2y 7m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1320 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month