Prosecution Insights
Last updated: October 27, 2026
Application No. 18/468,685

ORAGNIC COMPOUNDS, MIXTURES, COMPOSITIONS, LIGHT-EMITTING ELEMENTS, AND DISPLAY PANELS

Non-Final OA §102§103§112
Filed
Sep 16, 2023
Priority
Jul 25, 2023 — CN 202310924008.6
Examiner
NGUYEN, VU ANH
Art Unit
1762
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shenzhen China Star Optoelectronics Semiconductor Display Technology Co., Ltd.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
1275 granted / 1531 resolved
+18.3% vs TC avg
Strong +16% interview lift
Without
With
+15.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
27 currently pending
Career history
1559
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
40.3%
+0.3% vs TC avg
§102
27.8%
-12.2% vs TC avg
§112
27.8%
-12.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1531 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Drawings The drawings are objected to under 37 CFR 1.84(u)(1). “Where only a single view is used in an application to illustrate the claimed invention, it must not be numbered and the abbreviation "FIG." must not appear.” Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites the compound of formula 1 wherein Ar2 and Ar3 can each be an alkyl group, which is confusing as these groups, as shown in the chemical structure, are cyclic groups, i.e., they cannot be a monovalent alkyl group. The same confusing language is used in claims 4-8, 12, 16 and 18. The other claims do not remedy the deficiency and they are therefore indefinite by dependency. In addition, claims 4, 11 and 15 depend on claim 1 and recite compounds having the moiety corresponding to Ar1 as a diarylamino group, which is outside the scope of Ar1 as defined in claim 1. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-14 and 18-20 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 2023/0121704 A1 to Oh et al. Regarding claim 1, Oh et al. discloses an OLED comprising the compound PNG media_image1.png 320 268 media_image1.png Greyscale , which is exemplified by PNG media_image2.png 384 484 media_image2.png Greyscale . This compound is representative of the claimed compound: Z = O, X = Y = NR4 (R4 = aromatic), Ar2 = aromatic, and Ar2 = Ar3 = Ar4 = Ar5 = benzene ring. Claim 1 is therefore unpatentable. So are claims 2-14. Claims 18-20 are disclosed in the examples and pages 43+. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 16-17 are rejected under 35 U.S.C. 103 as being unpatentable over US 2023/0121704 A1 to Oh et al. in view of Yook et al., Advanced Materials 2014, 26, 4218-4233. Regarding claims 16-17, Oh et al. discloses the OLED wherein the EML comprises the organoboron compound as a blue light-emitting dopant and a host material such as the following compound PNG media_image3.png 276 468 media_image3.png Greyscale . As the organoboron dopant and the anthracene host bear bulky branched alkyl groups, they are expected to be soluble in selected organic solvents. Further, the use of solution-based fabrication of organic layers of OLED’s as a means to increase efficiency and scalability is well established in the art (see Yook et al., page 4218, right column). Thus, while Oh et al. fails to teach a fabrication of the EML from an organic solution of the dopant and the host materials, it would have been obvious to a person of ordinary skill in the art to employ such method to lower the production cost, especially for large displays. Allowable Subject Matter Claim 15 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The compounds of claim 15 are not disclosed or suggested by Oh et al., which represents the closest prior art of record. Other Prior Art of Record The compound of claim 1 is also disclosed by US 2023/0113946 A1. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to VU ANH NGUYEN whose telephone number is (571)270-5454. The examiner can normally be reached M-F 8:00 AM-5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ROBERT JONES can be reached at (571) 270-7733. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /VU A NGUYEN/Primary Examiner, Art Unit 1762
Read full office action

Prosecution Timeline

Sep 16, 2023
Application Filed
Sep 24, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12767648
COMPOUND FOR ORGANIC OPTOELECTRONIC ELEMENT, COMPOSITION FOR ORGANIC OPTOELECTRONIC ELEMENT, ORGANIC OPTOELECTRONIC ELEMENT, AND DISPLAY DEVICE
3y 11m to grant Granted Oct 20, 2026
Patent 12765553
COMPOSITIONS AND METHODS FOR ANTIMICROBIAL ARTICLES
3y 11m to grant Granted Oct 20, 2026
Patent 12760006
HETEROCYCLIC COMPOUND, ORGANIC LIGHT EMITTING DEVICE COMPRISING THE SAME AND COMPOSITION FOR ORGANIC MATERIAL LAYER OF ORGANIC LIGHT EMITTING DEVICE
4y 7m to grant Granted Oct 13, 2026
Patent 12765258
ORGANIC ELECTROLUMINESCENT DEVICE
4y 0m to grant Granted Oct 13, 2026
Patent 12757628
LIGHT-EMITTING DEVICE INCLUDING HETEROCYCLIC COMPOUND, ELECTRONIC APPARATUS INCLUDING THE SAME, AND THE HETEROCYCLIC COMPOUND
3y 7m to grant Granted Oct 06, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+15.8%)
2y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1531 resolved cases by this examiner. Grant probability derived from career allowance rate.

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