Prosecution Insights
Last updated: October 02, 2026
Application No. 18/470,094

MACHINE TOOL

Non-Final OA §103
Filed
Sep 19, 2023
Priority
Mar 31, 2021 — JP 2021-059598 +1 more
Examiner
SNYDER, ALAN W
Art Unit
3722
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Star Micronics Co., Ltd.
OA Round
3 (Non-Final)
82%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
94%
With Interview

Examiner Intelligence

Grants 82% — above average
82%
Career Allowance Rate
583 granted / 710 resolved
+12.1% vs TC avg
Moderate +12% lift
Without
With
+12.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
30 currently pending
Career history
736
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
54.4%
+14.4% vs TC avg
§102
22.5%
-17.5% vs TC avg
§112
20.1%
-19.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 710 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 08/03/2026 has been entered. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: “the power transmission mechanism” in claim 1. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-8 are rejected under 35 U.S.C. 103 as being unpatentable over Miyakawa (GB 2163980) in view of Yuguchi et al. (WO 2017203824, hereinafter ‘Yuguchi’). Regarding claim 1, Miyakawa discloses a machine tool comprising a tool post 1 to which a rotary tool 16 that machines the workpiece is attached. A tool post base 1 supports the tool post. The tool post includes a power transmission mechanism 6/11 that transmits a driving force for rotationally driving the rotary tool, a base table 3/4 and a tool mounting member 5 to which the rotary tool is attached. The power transmission mechanism is disposed between the base table and the tool mounting member. A back side of the base table faces the tool post base and the tool mounting member is disposed on a front side of the base table. The power transmission mechanism is disposed on the front side of the base table and is exposed to the front side of the base table by removing the tool mounting member. The base table comprises a table recessed portion (cavity 7) which stores the power transmission mechanism, and the tool mounting member comprises a mounting member recessed portion (the blind holes containing bearings which support the gear shafts on which gears 12 are mounted) for receiving a part of the power transmission mechanism (said shafts) projecting from the table recessed portion. Miyakawa does not explicitly disclose the details of the machine to which the tool post is attached in order to actually be used as a machining tool. Yuguchi discloses a machine tool 1 which utilizes a multi-spindle tool post 12 to machine a workpiece W1 which is gripped in a spindle 30 and rotated about a spindle axis AX1. It would have been obvious to one having ordinary skill in the art at the time of filing to utilize the tool post of Miyakawa in a machine tool such as the one taught by Yuguchi, in order to machine a workpiece. Regarding claim 2, Miyakawa discloses the tool mounting member being attached to the base table with a fastening member 6, and the fastening member is removable from the front side of the base table, for example, an operator is capable of removing the fastening member from the front side of the base table by being located on the front side of the base table and reaching behind the base table to remove the fastening member(s). Alternatively, it would have been an obvious modification one having ordinary skill in the art at the time of filing would have made to the tool post of Miyakawa, to reverse the fastening member(s) if desired, such that the head of the fastening member is located on the front side of the base table, to enable the user to remove the fasteners more easily and without less interference, depending on the machine tool to which the tool post is attached. See MPEP 2144.04, VI, A. Regarding claims 3-4, the modified machine tool of claim 1, wherein the tool post of Miyakawa is disposed on the machine of Yuguchi, discloses the tool post base having a guide (not labeled, but the rail system visible in Fig. 9) which guides movement of the tool post in an orthogonal axis direction Y2 that is orthogonal to the spindle axis, by being guided by the guide (see Fig. 1). Regarding claims 5-6, the modified machine tool of claim 1, wherein the tool post of Miyakawa is disposed on the machine of Yuguchi, discloses the tool post base extending across the spindle axis in the orthogonal direction (see e.g. Fig. 1, wherein the spindle is shown in dashed line being arranged in a location aligned with the tool, such that the tool post base extends across the spindle axis). Regarding claims 7-8, the modified machine tool of claim 1, wherein the tool post of Miyakawa is disposed on the machine of Yuguchi, discloses the tool post base extending across the spindle axis in the orthogonal direction (see e.g. Fig. 1, wherein the spindle is shown in dashed line being arranged in a location aligned with the tool, such that the tool post base extends across the spindle axis). As the guide extends along the back of the tool post base, the guide extends across the spindle axis in the orthogonal direction. Response to Arguments Applicant’s arguments with respect to claims 1-8 have been considered but are not persuasive. Applicant argues that Miyakawa (as well as Yuguchi)1 does not disclose the claimed table recessed portion and mounting member recessed portion. This argument is respectfully traversed. As outlined above, the base table (consisting of elements 3 and 4 together) comprises a table recessed portion 7, and the tool mounting member 5 comprises a mounting member recessed portion (the blind hole(s) containing the bearing(s) on which the shafts that gears 12 are disposed on are supported) which receives a part (the aforementioned shaft(s)) of the power transmission mechanism that projects from the table recessed portion. Accordingly, the instant claims are still rejected under Miyakawa in view of Yuguchi. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Alan Snyder whose telephone number is (571)272-4603. The examiner can normally be reached M-R 7:00a - 5:00p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sunil K Singh can be reached at 571-272-3460. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Alan Snyder/Primary Examiner, Art Unit 3722 1 Applicant also argues against the Braun reference relied upon earlier in prosecution, but not in the Final Rejection of 05/04/2026 or above. Any arguments against Braun are considered moot.
Read full office action

Prosecution Timeline

Sep 19, 2023
Application Filed
Jan 14, 2026
Non-Final Rejection mailed — §103
Apr 09, 2026
Response Filed
May 04, 2026
Final Rejection mailed — §103
Aug 03, 2026
Request for Continued Examination
Aug 04, 2026
Response after Non-Final Action
Sep 17, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12746609
TOOL FOR THE ROTARY AND CUTTING MACHINING OF WORKPIECES
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WAFER CHUCK APPARATUS WITH AIR MEMBER AND METHOD OF FABRICATING A SEMICONDUCTOR DEVICE USING THE SAME
3y 3m to grant Granted Sep 15, 2026
Patent 12734718
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3y 4m to grant Granted Sep 15, 2026
Patent 12734593
METHOD OF USING A PIPE COUPON RETAINER
2y 7m to grant Granted Sep 15, 2026
Patent 12728467
DRILL
2y 11m to grant Granted Sep 08, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
82%
Grant Probability
94%
With Interview (+12.3%)
2y 7m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 710 resolved cases by this examiner. Grant probability derived from career allowance rate.

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