Prosecution Insights
Last updated: October 21, 2026
Application No. 18/470,345

FLEXIBLE CONTROLS FOR SMART GLASS

Final Rejection §102
Filed
Sep 19, 2023
Priority
Sep 23, 2022 — provisional 63/376,939
Examiner
AMAYA, CARLOS DAVID
Art Unit
2836
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sage Electrochromics Inc.
OA Round
2 (Final)
84%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
922 granted / 1099 resolved
+15.9% vs TC avg
Moderate +14% lift
Without
With
+13.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
21 currently pending
Career history
1127
Total Applications
across all art units

Statute-Specific Performance

§101
2.4%
-37.6% vs TC avg
§103
40.8%
+0.8% vs TC avg
§102
39.3%
-0.7% vs TC avg
§112
11.5%
-28.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1099 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This communication is responsive to amendments/remarks filed on 9/4/2026. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Brown et al. (US 2021/0232015) (“Brown”). With respect to claim 1, Brown discloses an electrochromic (EC) device (EC windows) comprising: an electrical channel for providing electrical communication with at least one other EC device (figures 3B, 3E, 3G, 4, 6 discloses electrical communication with a plurality of EC windows); a battery configured to supply electrical power to the EC device and the at least one other EC device via the electrical channel (paragraphs 0133, 0178, figures 3B and 6 discloses that the EC window comprises a battery that powers the EC window and other EC windows); and a controller configured to control whether the battery supplies electrical power to the other EC device (abstract, figure 2E, paragraphs 0177-0178 discloses that each EC window comprises a window controller to control the power received and the battery to supply power to other EC windows). With respect to claim 2, Brown discloses the EC device of claim 1, wherein the controller is configured to control an amount of electrical power supplied from the battery to at least one of the EC device or the other EC device. Paragraphs 0177-0178 discloses controlling the battery to supply power to the EC window. With respect to claim 3, Brown discloses the EC device of claim 1, wherein the controller is configured to control whether electrical power is supplied from the battery to at least one of the EC device or the other EC device. Paragraph 0178 discloses directly power the other EC windows or via the battery. With respect to claims 4, 10, Brown discloses the EC device of one of the claims, wherein the controller is configured to control the battery to supply electrical power to the at least one of the EC device or the other EC device based on at least one of a power demand of the EC device, a power demand of the other EC device, an available amount of power sourced from the battery of the EC device, or an available amount of power sourced from a battery of the other EC device. Paragraphs 0177-0178 discloses when power demand is not met by the battery wireless power or photovoltaic power is used to augment a battery supply. With respect to claims 5, 11, Brown discloses the EC device of one of the claims, further comprising an external electrical channel in communication with an external power source, wherein the controller is configured to control the external electrical channel to supply electrical power from the external power source to at least one of the EC device or the other EC device to maintain an opacity of at least one of the EC device or the other EC. Figures 3, 6 discloses an external power supply to power the EC window or the other EC windows. With respect to claims 6, 12, Brown discloses the EC device of one of the claims, wherein the external power source comprises at least one of a solar power source, a wireless power source, or a wired power source. Paragraphs 0177, 0183 discloses that the power source can be wireless power, solar power and figure 6 discloses a wired power source. With respect to claims 7, 13, Brown discloses the EC device of one of the claims, further comprising an external electrical channel in communication with an external power source, wherein the controller is configured to control the battery to supply electrical power to the other EC device when controlling the external electrical channel to supply electrical power from the external power source to the EC device. Paragraphs 0199-0200 discloses controlling the batteries of the EC windows based on the power from an external source. With respect to claims 8, 14, Brown discloses the EC device of one of the claims, further comprising one or more sensors configured to detect an amount of light received by at least one of the EC device or the other EC device, wherein the controller is configured to control the battery to supply at least one of electrical power to the EC device or electrical power through the electrical channel for the other EC device based at least one of an opacity of the EC device or an opacity of the other EC device and based on at least one of an amount of light received, via the one or more sensors, received by at least one of the EC device or the other EC device. Paragraphs 0022, 0119, 0158 discloses sensors for detecting visibility of the window and a controller to control the power/battery to implement the desired change. With respect to claim 9, Brown discloses a system of electrochromic (EC) devices, comprising: a plurality of EC devices comprising a first EC device and a second EC device (figures 3B, 3E, 3G, 4, 6 discloses electrical communication with a plurality of EC windows), the first EC device comprising: an electrical channel for providing electrical communication with at least the second EC device of the plurality of EC devices and at least one other EC device of the plurality of EC devices in a daisy chain configuration (figure 3B, 3F and 6 discloses that the plurality of EC windows are couple to each other in a daisy chain configuration); a battery configured to supply electrical power to the plurality of EC devices, wherein the battery is configured to supply electrical power to at least the second EC device of the plurality of EC devices via the electrical channel (paragraphs 0133, 0178, figures 3B and 6 discloses that the EC window comprises a battery that powers the EC window and other EC windows); and a controller configured to control whether the battery to supplies electrical power to the plurality of EC devices (abstract, figure 2E, paragraphs 0177-0178 discloses that each EC window comprises a window controller to control the power received and the battery to supply power to other EC windows). With respect to claim 15, Brown discloses an electrochromic (EC) device comprising: a pane (abstract discloses EC panes of window); a solar panel configured to supply electrical power to at least the pane (paragraphs 0021, 0186 discloses that the IGU comprises photovoltaic film to deliver power to EC window); a wired connection providing electrical communication with at least one other EC device (figures 3B, 3E, 3G, 4, 6 discloses electrical communication with a plurality of EC windows); and a controller configured to: control the solar panel to supply electrical power to at least the pane, and control electrical communication of electrical power through the wired connection with the other EC device (abstract, figure 2E, 3, 6, paragraphs 0177-0178 discloses that each EC window comprises a window controller to control the power received from a photovoltaic power supply for the EC window and the other EC windows). With respect to claim 16, Brown discloses the EC device of claim 15, wherein the controller is configured to control the other EC device to supply electrical power, via the wired connection, from at least one of a battery of the other EC device or a solar panel of the other EC device and to at least the pane. Paragraphs 0177-0178 discloses controlling the battery or the photovoltaic source to supply power to the EC window. With respect to claim 17, Brown discloses the EC device of claim 15, wherein: the EC further comprises a battery configured to store electrical power and supply electrical power to the pane; and the controller is configured to control the other EC device to supply electrical power, via the wired connection, from at least one of a battery of the other EC device or a solar panel of the other EC device and to at least one of the battery or the pane. Paragraphs 0177-0178 discloses controlling the battery to supply power to the EC window and a window controller to control the power received and the battery to supply power to other EC windows. With respect to claim 18, Brown discloses the EC device of claim 17, wherein the controller is further configured to control the battery to supply electrical power to at least one of the pane, the battery, the battery of the other EC device via the wired connection, or a pane of the other EC device via the wired connection. Paragraphs 0177-0178 discloses controlling the battery to supply power to the EC window and a window controller to control the power received and the battery to supply power to other EC windows. With respect to claim 19, Brown discloses the EC device of claim 17, wherein the controller is configured to control an amount of electrical power supplied from the solar panel to the battery based on at least one of an amount of light received by the solar panel or an amount of electrical power received from the other EC device via the wired connection. Paragraphs 0119, 0177 discloses sensor and augmenting power from a photovoltaic power supply. With respect to claim 20, Brown discloses the EC device of claim 15, wherein the controller is configured to control an amount of electrical power supplied from the solar panel to the pane based on at least one of an amount of light received by the solar panel or an amount of electrical power received from the other EC device via the wired connection. Paragraphs 0119, 0177 discloses sensor and augmenting power from a photovoltaic power supply. Response to Arguments Applicant's arguments filed 9/4/2026 have been fully considered but they are not persuasive. With respect to the argument that Brown does not mention anything about a controller (either the receiver or any other component) of one EC window is configured to control whether the battery supplies electrical power to another EC window. And that instead, Brown states affirmatively that the receiver (e.g., the receiver receiving and converting the wireless power) transfer the energy to other windows. It is respectfully submitted that Browns discloses window controller 220 to control the power to the window; paragraph 0165 discloses that the window controller 220 comprises the wireless power receiver; and paragraphs 0177-0178 discloses that the EC window comprises a window controller to control the power received to either directly power the other EC windows or to power the other EC windows from the battery. With respect to the argument that in paragraph 0181 Brown discloses that the receiver appears to always supply power to windows and no controller controls whether to supply power to another window. And that Browns describes the receiver as separate and distinct from the controller of the EC device. It is submitted that paragraph 0165 discloses that the window controller 220 comprises the wireless power receiver and paragraphs 0177-0178 disclose controlling power to be provided to the other windows directly or from the batteries, as shown in figures 2E, 3B and 6. With respect to the argument of claim 15, that Brown’s system does not involve a controller of one EC device controlling electrical communication of electrical power through the wired connection with another EC device. It is submitted that paragraphs 0177-0178 disclose controlling power to be provided to the other windows directly or from the batteries; figures 2E, 3B and 6 disclose that the electrical communication between the EC devices is through wires. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CARLOS AMAYA whose telephone number is (571)272-8941. The examiner can normally be reached M-F 7:00AM-4:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Taelor Kim can be reached at (571) 270-7166. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CARLOS AMAYA/Primary Examiner, Art Unit 2836
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Prosecution Timeline

Sep 19, 2023
Application Filed
Jun 04, 2026
Non-Final Rejection mailed — §102
Sep 04, 2026
Response Filed
Oct 16, 2026
Final Rejection mailed — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
84%
Grant Probability
98%
With Interview (+13.8%)
2y 6m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1099 resolved cases by this examiner. Grant probability derived from career allowance rate.

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