Prosecution Insights
Last updated: July 17, 2026
Application No. 18/471,511

ALUMINUM ALLOY, ELECTRONIC DEVICE, AND ALUMINUM ALLOY PREPARATION METHOD

Final Rejection §103
Filed
Sep 21, 2023
Priority
Mar 22, 2021 — CN 202110304145.0 +1 more
Examiner
ROE, JESSEE RANDALL
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Huawei Technologies Co., Ltd.
OA Round
2 (Final)
76%
Grant Probability
Favorable
3-4
OA Rounds
3m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allowance Rate
989 granted / 1297 resolved
+11.3% vs TC avg
Moderate +8% lift
Without
With
+7.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
53 currently pending
Career history
1339
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
70.2%
+30.2% vs TC avg
§102
1.9%
-38.1% vs TC avg
§112
14.8%
-25.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1297 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of the Claims Claims 1-19 and 21 are pending wherein claims 1-12 and 15-19 are amended, claim 21 is new and claim 20 is canceled. Status of Previous Rejections The previous rejection of claims 1-14 under 35 U.S.C. 103 as being unpatentable over BYD (CN 112159916 A) is withdrawn in view of the Applicant’s amendment to claims 1-14. The previous rejection of claims 15-19 under 35 U.S.C. 103 as being unpatentable over BYD (CN 112159916A) in view of Bui Dac et al. (US 2021/0044685) is withdrawn in view of the Applicants amendment to claims 15-19. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 21 is rejected under 35 U.S.C. 103 as being unpatentable over BYD (CN 112159916 A) in view of Jones (Factors affecting the grain-refinement of aluminum using titanium and boron additives). In regard to claim 21, BYD (CN ‘916) discloses aluminum alloys having compositions relative to that of the instant invention as set forth below (abstract and page 2). Element Instant Claim (mass percent) BYD (CN ‘916) (mass percent) Overlap Si 8 – 10 7 – 11 8 – 10 Mg 0.001 – 0.2 0.001 – 0.2 0.001 – 0.2 Mn 0.001 – 0.09 0.005 – 0.1 0.005 – 0.09 Fe 0.7 – 1.3 0.4 – 1.0 0.7 – 1.0 Sr 0.001 – 0.05 0.01 – 0.06 0.01 – 0.05 Cu and Zn optional – 0.2 Cu 0.001 – 0.2 Zn – 0.2 Cu 0.001 – 0.2 Zn Ti – 0.1 - - Al Balance Balance Balance The Examiner notes that the amounts of silicon, magnesium, manganese, iron, strontium, copper, zinc and titanium for the aluminum base alloys disclosed by BYD (CN ‘916) overlap the amounts of the instant invention, which is prima facie evidence of obviousness. MPEP 2144.05 I. It would have been obvious to one having ordinary skill in the art prior to the filing of the instant invention to have selected the claimed amounts of silicon, magnesium, manganese, iron, strontium, copper, zinc and titanium from the amounts disclosed by BYD (CN ‘916) because BYD (CN ‘916) discloses the same utility throughout the disclosed ranges. With respect to the recitation “wherein the inevitable impurities account for ≤0.15%” in claim 21, BYD (CN ‘916) discloses impurity elements at less than 0.1% (abstract and page 2). With respect to the transitional language “comprising” in claim 21, the Examiner notes that the claim would be open to additional, unrecited elements. MPEP 2111.03. With respect to the claimed range of titanium, BYD (CN ‘916) does not specify the presence of titanium. Jones teaches adding 0.005 to 0.01 weight percent titanium in order refine the grains of aluminum alloys (page 232, left column). Therefore, it would have been obvious to one having ordinary skill in the art prior to the filing of the instant invention to add 0.005 to 0.01 weight percent titanium, as disclosed by Jones, to the aluminum base alloys, as disclosed by BYD (CN ‘916), in order to refine the grains, as disclosed by Jones (page 232, left column). Allowable Subject Matter Claims 1-14 are allowed. The following is a statement of reasons for the indication of allowable subject matter: In regard to claim 1, Applicant has amended the transitional language on independent claim 1 to be “consisting of”. This would not allow for the presence of elements outside what is specified in the claim and impurities according to MPEP 2111.03. The closest prior art to BYD (CN ‘916) teaches wherein the aluminum alloy requires the presence elements such as boron (0.003 to 0.05%), gallium (0.01 to 0.02%), molybdenum (0.001 to 0.01%), cerium (0.001 to 0.2%), and lanthanum (0.0003 to 0.02%) (abstract and claim 1) which would exclude BYD from being applicable as a prior art since boron, gallium, molybdenum, cerium and lanthanum are not specified in claim 1. Claims 15-19 are allowed. The following is a statement of reasons for the indication of allowable subject matter: In regard to claim 15, Applicant has amended the transitional language on independent claim 15 to be “consisting”. This would not allow for the presence of elements of the aluminum housing of an electronic device comprising a housing and a body in the housing with a processing unit with at least part of the housing being an aluminum outside what is specified in the claim and impurities according to MPEP 2111.03. The closest prior art to BYD (CN ‘916) teaches wherein the aluminum alloy requires the presence elements such as boron (0.003 to 0.05%), gallium (0.01 to 0.02%), molybdenum (0.001 to 0.01%), cerium (0.001 to 0.2%), and lanthanum (0.0003 to 0.02%) (abstract and claim 1) which would exclude BYD from being applicable as a prior art since boron, gallium, molybdenum, cerium and lanthanum are not specified in claim 15. Response to Arguments Applicant’s arguments have been considered, but are moot in view of the new grounds of rejection. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jessee Roe whose telephone number is (571)272-5938. The examiner can normally be reached Monday thru Friday 7:30 am to 4 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Curt Mayes can be reached at 571-272-1234. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JESSEE R ROE/Primary Examiner, Art Unit 1759
Read full office action

Prosecution Timeline

Sep 21, 2023
Application Filed
Jan 09, 2024
Response after Non-Final Action
Feb 11, 2026
Non-Final Rejection mailed — §103
May 07, 2026
Response Filed
May 22, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
76%
Grant Probability
84%
With Interview (+7.8%)
3y 1m (~3m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1297 resolved cases by this examiner. Grant probability derived from career allowance rate.

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