Prosecution Insights
Last updated: April 19, 2026
Application No. 18/471,763

PHARMACEUTICAL CONTAINER

Non-Final OA §102§103
Filed
Sep 21, 2023
Examiner
MIGGINS, MICHAEL C
Art Unit
1782
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Schott Pharma AG & Co. Kgaa
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
97%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allow Rate
806 granted / 999 resolved
+15.7% vs TC avg
Strong +16% interview lift
Without
With
+16.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
44 currently pending
Career history
1043
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
42.6%
+2.6% vs TC avg
§102
24.5%
-15.5% vs TC avg
§112
13.2%
-26.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 999 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-9, 11 and 18-19 is/are rejected under 35 U.S.C. 102(a1) as being anticipated by either Bicker et al. (US 2010/0075077) or Walther et al. (US 6,599,594). Bicker, examples, para [0011], [0014], [0024], [0025], [0050]-[0060], claims 18,23,41, discloses a pharmaceutical glass container (examples: vial made of borosilicate glass: Schott Fiolax) that has been coated in the inner surface with a silicon-containing layer, by a plasma impulse CVD method, using short pulses (such as less than 50 μs), and high temperature (such as 200°C or more), and HMDSO as the precursor and a water contact angle of at least 105, wherein the container is a syringe, a cartridge, an ampoule or a glass vial, wherein the coating comprises the elemental species Si, C, O and H, wherein the coating comprises at least one layer having a carbon content of at least 55%. Walther, example 2, claims, discloses a coated glass container for storing and preserving pharmaceutical or diagnostic solutions, provided with a 30 nm coating which has been applied by the PICVD method using a HMDSO precursor and a water contact angle of at least 105, wherein the container is a syringe, a cartridge, an ampoule or a glass vial, wherein the coating comprises the elemental species Si, C, O and H, wherein the coating comprises at least one layer having a carbon content of at least 55%. Neither reference discloses the properties of wherein on the coated inner surface the container, based on negative mode Time-of-Flight-Secondary Ion Mass Spectrometry (ToF-SIMS) data, has a relative lipid nanoparticle (LNP)-incubated Multivariate Curve Resolution (MCR) score ratio of lipid factor1 of less than 0.67 or a lipid nanoparticle (LNP)-incubated haze value of less than 50% measured according to the ASTM D 1003-13 standard using illuminant D65 and 2° observer, wherein the LNP-incubation includes freezing to -80 °C, and incubating for 4 weeks at -80 °C. However, said properties are inherent in Bicker and Walther since both references disclose the coating is made via PICVD with HDMSO as the precursor (see above) which is the same method used by applicant (see instant application, [00155-00159]). Something which is old does not become patentable upon the discovery of a new property (MPEP 2112). This same reasoning also applies to the properties recited in claims 2-7. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 10 and 12-17 is/are rejected under 35 U.S.C. 103 as being unpatentable over either Bicker et al. (US 2010/0075077) or Walther et al. (US 6,599,594) in view of Grimm et al. (US 2019/0382303). Neither Bicker nor Walther discloses applicant’s glass container compositions recited in claims 12-17. Grimm discloses applicant’s glass container compositions recited in claims 12-17 (paragraphs [0001], [0064-0076] and Tables 1-2) for the purpose of providing improved chemical resistance. Therefore it would have been obvious to one of ordinary skill in the art at the time applicant’s invention was made to have provided applicant’s glass container compositions recited in claims 12-17 in either Bicker or Walther in order to provide improved chemical resistance as taught or suggested by Grimm. Neither Bicker nor Walther disclose a wall thickness between 0.50 and 10.0 mm; or a volume capacity of the container of 0.1 ml to 1000 ml. However, a change in size or shape is obvious and well within the level of one of ordinary skill in the art (MPEP 2144.04(IV)). It would have been obvious to one of ordinary skill in the art at the time applicant’s invention was made to have provided applicant’s recited wall thickness and/or volume in order to provide improved strength and/or lower costs via the use of less materials and/or improved carrying capacity. Claim(s) 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over either Bicker et al. (US 2010/0075077) or Walther et al. (US 6,599,594) in view of WO2017/075531 (provided herein). Bicker, examples, para [0011], [0014], [0024], [0025], [0050]-[0060], claims 18,23,41, discloses a pharmaceutical glass container (examples: vial made of borosilicate glass: Schott Fiolax) that has been coated in the inner surface with a silicon-containing layer, by a plasma impulse CVD method, using short pulses (such as less than 50 μs), and high temperature (such as 200°C or more), and HMDSO as the precursor and a water contact angle of at least 105, wherein the container is a syringe, a cartridge, an ampoule or a glass vial, wherein the coating comprises the elemental species Si, C, O and H, wherein the coating comprises at least one layer having a carbon content of at least 55%. Walther, example 2, claims, discloses a coated glass container for storing and preserving pharmaceutical or diagnostic solutions, provided with a 30 nm coating which has been applied by the PICVD method using a HMDSO precursor and a water contact angle of at least 105, wherein the container is a syringe, a cartridge, an ampoule or a glass vial, wherein the coating comprises the elemental species Si, C, O and H, wherein the coating comprises at least one layer having a carbon content of at least 55%. Neither reference discloses the properties of wherein on the coated inner surface the container, based on negative mode Time-of-Flight-Secondary Ion Mass Spectrometry (ToF-SIMS) data, has a relative lipid nanoparticle (LNP)-incubated Multivariate Curve Resolution (MCR) score ratio of lipid factor1 of less than 0.67 or a lipid nanoparticle (LNP)-incubated haze value of less than 50% measured according to the ASTM D 1003-13 standard using illuminant D65 and 2° observer, wherein the LNP-incubation includes freezing to -80 °C, and incubating for 4 weeks at -80 °C. However, said properties are necessarily present in Bicker and Walther since both references disclose the coating is made via PICVD with HDMSO as the precursor (see above) which is the same method used by applicant (see instant application, [00155-00159]). Something which is old does not become patentable upon the discovery of a new property (MPEP 2112). It would have been obvious to one of ordinary skill in the art to have provided applicant’s recited properties in order to provide a container with hydrophobic and/or a non-stick surface. Neither modified Bicker nor Walther disclose a pharmaceutical composition comprising lipid-based carrier systems disposed in the pharmaceutical container. WO2017/075531 discloses a pharmaceutical composition comprising lipid-based carrier systems disposed in a pharmaceutical container for the purpose of facilitating the intracellular delivery of therapeutic acids (page 1, lines 5-10 and page 39, line 15 through page 41, line 30). Therefore it would have been obvious to one ordinary skill in the art at the time applicant’s invention was made to have provided a pharmaceutical composition comprising lipid-based carrier systems disposed in the pharmaceutical container in either Bicker or Walther in order to facilitate the intracellular delivery of therapeutic acids as taught or suggested by WO2017/075531. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL C MIGGINS whose telephone number is (571)272-1494. The examiner can normally be reached Monday-Friday, 1-9 pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Aaron Austin can be reached at 571-272-8935. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL C MIGGINS/Primary Examiner, Art Unit 1782 MCM March 4, 2026
Read full office action

Prosecution Timeline

Sep 21, 2023
Application Filed
Mar 04, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
97%
With Interview (+16.3%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 999 resolved cases by this examiner. Grant probability derived from career allow rate.

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