Prosecution Insights
Last updated: July 17, 2026
Application No. 18/471,863

APPLYING ATTRIBUTES INTRODUCED IN FIRMWARE UPDATES

Non-Final OA §101§103
Filed
Sep 21, 2023
Examiner
WEI, ZENGPU
Art Unit
2197
Tech Center
2100 — Computer Architecture & Software
Assignee
Dell Products L.P.
OA Round
3 (Non-Final)
71%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allowance Rate
233 granted / 328 resolved
+16.0% vs TC avg
Strong +54% interview lift
Without
With
+54.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
21 currently pending
Career history
357
Total Applications
across all art units

Statute-Specific Performance

§101
8.0%
-32.0% vs TC avg
§103
88.5%
+48.5% vs TC avg
§102
1.1%
-38.9% vs TC avg
§112
1.7%
-38.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 328 resolved cases

Office Action

§101 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This office action is in response to communication filed 2/25/2026. The instant application having application No. 18/471,863 filed on September 21, 2023, has no priority data. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 2/25/2026 has been entered. Status of the Claims Claims 1, 11, and 20 are amended, claim 3 was previously canceled, claims 6-7 and 16-17 are canceled. Accordingly, claims 1-2, 4-5, 8-15, and 18-20 are currently pending in the application. Response to Amendment (A). Regarding 35 U.S.C. § 101 rejection: The amended claims are still abstract idea without significantly more, the 101 rejections are maintained as set forth in the office action below. (B). Regarding art rejection: In regards to pending claims Applicant’s arguments are not persuasive; further, Applicant's amendments necessitated new grounds of rejections presented in the following art rejection. Examiner Notes Examiner cites particular columns, paragraphs, figures and line numbers in the references as applied to the claims below for the convenience of the applicant. Although the specified citations are representative of the teachings in the art and are applied to the specific limitations within the individual claim, other passages and figures may apply as well. It is respectfully requested that, in preparing responses, the applicant fully consider the references in their entirety as potentially teaching all or part of the claimed invention, as well as the context of the passage as taught by the prior art or disclosed by the examiner. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1-2, 4-5, 8-15, and 18-20 are rejected under 35 U.S.C. 101 because the claimed invention is directed to an abstract idea without significantly more. With respect to claim 1, This claim is within at least one of the four categories of patent eligible subject matter as it is directed to an information handling system claim under Step 1. Under Prong 1, Step 2A: However, the limitation of claim 1, “resolve the hardware dependency;” as drafted, is functions that, under its broadest reasonable interpretation, recites the abstract idea of a mental process. The limitation encompasses a human mind carrying out the functions through observation, evaluation, judgment and /or opinion, or even with the aid of pen and paper. e.g. human can manually resolve the hardware dependency such as building a hand-off data block with platform specific override data. Thus the claim limitation falls within the “Mental Processes” grouping of abstract ideas under Prong 1 Step 2A. Under Prong 2, Step 2A: The judicial exception is not integrated into a practical application. The claim recites the following additional elements “receive a firmware update for the firmware component, wherein and a hardware dependency associated with the setting; update the firmware component in the memory device with the firmware update without rebooting the information handling system in response to resolving the dependency; write the setting to a non-volatile memory associated with the element; and reboot the information handling system.” “An information handling system”, “a memory device”, “a processor” and “a firmware update module”. Wherein the information handling system, the memory device, the processor and the firmware update module are recited at a high-level of generality (i.e. as a generic computer/software component) such that it amounts to no more than mere instructions to apply the judicial exception using a generic computer with software. Accordingly, these computer/software components do not integrate the abstract idea into a practical application because they do not impose any meaningful limits on practicing the abstract idea. The “receive …”, “update …”, and “write …” processes are insignificant extra-solution activities such as gathering and transmitting/storing data, according to MPEP 2106.05(g); thus, not indicative of an integration into a practical application. The “reboot the information handling system” is merely using a computer system to implement the identified abstract idea, it does not integrate the judicial exception into a practical application. Under Step 2B: The claim does not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above with respect to integration of the abstract idea into a practical application, the additional elements, the information handling system, the memory device, the processor and the firmware update module are recited at a high-level of generality (i.e. as a generic computer/software component) such that it amounts to no more than mere instructions to apply the judicial exception using a generic computer with software. Accordingly, these computer/software components do not constitute an inventive concept. The “receive …”, “update …”, and “write …” processes are insignificant extra-solution activities such as gathering and transmitting/storing data which are recognized as well-understood, routine, and conventional activity, see MPEP § 2106.05(d)(II), Versata Dev. Group, Inc. v. SAP Am., Inc. for retrieving and storing data. Symantec for receiving and transmitting data. The “reboot the information handling system” is merely using a computer system to implement the identified abstract idea, it does not integrate the judicial exception into a practical application and does not constitute an inventive concept. Accordingly, the claim does not appear to be patent eligible under 35 USC 101. With respect to claim 11, This claim is within at least one of the four categories of patent eligible subject matter as it is directed to a method claim under Step 1. This claim recites a method that is disclosed in claim 1 and therefore recites the same abstract idea as claim 1, please see the office action analysis regarding claim 1. Claim 11 does not recite additional elements that are not recited in claim 1. With respect to claim 20, This claim is within at least one of the four categories of patent eligible subject matter as it is directed to an information handling system claim under Step 1. This claim recites an information handling system to implement a method that is disclosed in claim 1 and therefore recites the same abstract idea as claim 1, please see the office action analysis regarding claim 1. Claim 20 does not recite additional elements that are not recited in claim 1. With respect to claims 2 and 12, “wherein the processor includes a baseboard management controller.” as drafted, is merely indicating a field of use or technological environment in which to apply a judicial exception, and does not amount to significantly more than the exception itself, and cannot integrate a judicial exception into a practical application. See MPEP § 2106.05(h). With respect to claim 13, “wherein the baseboard management controller includes the firmware update module.” as drafted, is merely indicating a field of use or technological environment in which to apply a judicial exception, and does not amount to significantly more than the exception itself, and cannot integrate a judicial exception into a practical application. See MPEP § 2106.05(h). With respect to claims 4 and 14, “wherein the baseboard management controller receives the firmware update from a remote management system.” as drafted, is merely indicating a field of use or technological environment in which to apply a judicial exception, and does not amount to significantly more than the exception itself, and cannot integrate a judicial exception into a practical application. See MPEP § 2106.05(h). With respect to claims 5 and 15, “wherein the firmware update includes a setting file that includes the setting.” as drafted, is merely indicating a field of use or technological environment in which to apply a judicial exception, and does not amount to significantly more than the exception itself, and cannot integrate a judicial exception into a practical application. See MPEP § 2106.05(h). With respect to claims 8 and 18, “wherein the element of the information handling system includes a basic input/output system (BIOS) of the information handling system.” as drafted, is merely indicating a field of use or technological environment in which to apply a judicial exception, and does not amount to significantly more than the exception itself, and cannot integrate a judicial exception into a practical application. See MPEP § 2106.05(h). With respect to claims 9 and 19, “wherein the BIOS includes the firmware update module.” as drafted, is merely indicating a field of use or technological environment in which to apply a judicial exception, and does not amount to significantly more than the exception itself, and cannot integrate a judicial exception into a practical application. See MPEP § 2106.05(h). With respect to claim 10, “wherein the element of the information handling system includes a device of the information handling system.” as drafted, is merely indicating a field of use or technological environment in which to apply a judicial exception, and does not amount to significantly more than the exception itself, and cannot integrate a judicial exception into a practical application. See MPEP § 2106.05(h). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2, 4-5, 8-15, and 18-20 are rejected under 35 U.S.C. 103 as being unpatentable over Chiu et al. (US 20220197624 A1, hereinafter “Chiu”), in view of Ganesan et al. (US 20200218527 A1, hereinafter “Ganesan”). With respect to claim 1 (Currently Amended), Chiu discloses An information handling system (e.g. Fig. 1), comprising: a memory device including a firmware component associated with an element of the information handling system (e.g. Fig. 1, 120, 140); and a processor executing code to instantiate a firmware update module configured to: receive a firmware update for the firmware component (e.g. Fig. 3, step 320), wherein(e.g. para [0032], “Override data 225, may also be referred to as a patch which is a piece of code used to provide a fix to the firmware for the difference between a base platform and a target platform. Generally, a BIOS update package may include a base BIOS firmware image and one or more patches. The patch may be used to disable certain components or devices of an information handling system. …” wherein to disable certain components or devices suggests a setting) and a hardware dependency associated with the setting (e.g. para [0042], “… Here, method 300 may compare the current platform's override data of the BIOS firmware, such as BIOS firmware 245 of FIG. 2 with the override data of the default platform, such as override data 225. …” comparing override data indicates a hardware dependency associated with the setting); resolve the hardware dependency (e.g. para [0043], “At block 310, the method builds a hand-off data block during the PEI phase. The hand-off data block may be used to store platform-specific override data which is used to patch the BIOS base firmware image. …” wherein the hand-off data clock resolves the hardware dependency); Chiu discloses updating firmware in response to resolving the dependency, see Fig. 3, steps 310-335, but does not appear to explicitly disclose update the firmware component in the memory device with the firmware update without rebooting the information handling system (in response to resolving the dependency); write the setting to a non-volatile memory associated with the element; and reboot the information handling system. However, in analogous art, Ganesan discloses update the firmware component in the memory device with the firmware update without rebooting the information handling system (e.g. Fig. 5, step 504, para [0042], “Some PCI components or PCI component firmware updates may require a system reboot for application of the firmware updates to the components, while others may require a component reset without the need for a reboot.” Fig. 5 shows that installing firmware update without rebooting, and rebooting after saving register settings. See Fig. 5 steps 504-510); write the setting to a non-volatile memory associated with the element (e.g. Fig. 5, step 508, para [0041], “An information handling system may also save register settings for components being updated, at step 508. For example, as PCI components being updated are logged in a memory of an information handling system, register settings for the components being updated may also be saved in the memory. …”); and reboot the information handling system (e.g. Fig. 5, step 510). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the invention of Chiu with the invention of Ganesan because it provides an improved information handling system with reduced installation and reboot time of firmware updates by saving register settings. A person having ordinary skill in the art would have been motivated to make this combination, with a reasonable expectation of success, for the purpose of providing an improved information handling system with reduced installation and reboot time of firmware updates by saving register settings as suggested by Ganesan (see para [0005-0006]). With respect to claim 2 (Previously Presented), Chiu discloses wherein the processor includes a baseboard management controller (e.g. Fig. 1, component 190). With respect to claim 4, Chiu discloses wherein the baseboard management controller receives the firmware update from a remote management system (e.g. para [0021], “… In particular, BMC 190 includes a network interface 194 that can be connected to a remote management system to receive firmware updates, as needed or desired. Here, BMC 190 receives the firmware updates, stores the updates to a data storage device associated with the BMC, transfers the firmware updates to NV-RAM of the device or system that is the subject of the firmware update, thereby replacing the currently operating firmware associated with the device or system, and reboots information handling system, whereupon the device or system utilizes the updated firmware image.”). With respect to claim 5, Chiu discloses wherein the firmware update includes a setting file that includes the setting (e.g. para [0032], “… Generally, a BIOS update package may include a base BIOS firmware image and one or more patches. The patch may be used to disable certain components or devices of an information handling system. …” wherein the patch reads on a setting file, to disable certain components or devices suggests a setting). With respect to claim 8, Chiu discloses wherein the element of the information handling system includes a basic input/output system (BIOS) of the information handling system (e.g. Fig. 3, step 320, para [0043], “… The method proceeds to block 320 wherein a BIOS firmware update for the information handling system is received. …”). With respect to claim 9, Chiu discloses wherein the BIOS includes the firmware update module (e.g. para [0021], “… In particular, BMC 190 includes a network interface 194 that can be connected to a remote management system to receive firmware updates, as needed or desired. Here, BMC 190 receives the firmware updates, stores the updates to a data storage device associated with the BMC, transfers the firmware updates to NV-RAM of the device or system that is the subject of the firmware update, thereby replacing the currently operating firmware associated with the device or system, and reboots information handling system, whereupon the device or system utilizes the updated firmware image.” This paragraph indicates there is a firmware update module). With respect to claim 10, Chiu as modified by Ganesan discloses The information handling system of claim 1, Ganesan discloses wherein the element of the information handling system includes a device of the information handling system (e.g. para [0041], “… For example, as PCI components being updated are logged in a memory of an information handling system, register settings for the components being updated may also be saved in the memory. ...” wherein PCI reads on a device. For motivation to combine, please refer to office action regarding claim 1 above). With respect to claim 11 (Currently Amended), it is directed to a method that is disclosed in claim 1, please see the rejections directed to claim 1 above which also cover the limitations recited in claim 11. With respect to claim 12, it recites same features as claim 2, and is rejected for the same reason. With respect to claim 13, it recites same features as claim 9, and is rejected for the same reason. With respect to claim 14, it recites same features as claim 4, and is rejected for the same reason. With respect to claim 15, it recites same features as claim 5, and is rejected for the same reason. With respect to claim 18, it recites same features as claim 8, and is rejected for the same reason. With respect to claim 19, it recites same features as claim 9, and is rejected for the same reason. With respect to claim 20 (Currently Amended), it is directed to a system that is disclosed in claim 1, please see the rejections directed to claim 1 above which also cover the limitations recited in claim 20. Note that Chiu discloses the firmware update including a firmware package and a firmware configuration profile file (e.g. para [0032], “… Generally, a BIOS update package may include a base BIOS firmware image and one or more patches. The patch may be used to disable certain components or devices of an information handling system. …” wherein the patch reads on a configuration profile file, to disable certain components or devices suggests a setting); Response to Arguments Applicant's arguments filed 2/25/2026 have been fully considered and are moot upon new ground of rejections made in the office action above. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. For example, MADALA et al., US 20200210203 A1 teaches systems and methods for handling firmware driver dependencies in host operating systems while applying updates from bootable image file. Righi et al., US 10481893 B1, teaches Identifying And Resolving Firmware Component Dependencies. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Zengpu Wei whose telephone number is 571-270-1302. The examiner can normally be reached on Monday to Friday from 8:00AM to 5:00 PM. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bradley Teets, can be reached on 571-272-3338. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://portal.uspto.gov/external/portal. Should you have questions about access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. /ZENGPU WEI/ Examiner, Art Unit 2197
Read full office action

Prosecution Timeline

Show 2 earlier events
Nov 19, 2025
Examiner Interview Summary
Nov 19, 2025
Applicant Interview (Telephonic)
Dec 04, 2025
Response Filed
Jan 26, 2026
Final Rejection mailed — §101, §103
Feb 25, 2026
Response after Non-Final Action
Mar 16, 2026
Request for Continued Examination
Mar 19, 2026
Response after Non-Final Action
May 28, 2026
Non-Final Rejection mailed — §101, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
71%
Grant Probability
99%
With Interview (+54.2%)
2y 8m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 328 resolved cases by this examiner. Grant probability derived from career allowance rate.

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