Prosecution Insights
Last updated: October 01, 2026
Application No. 18/474,123

Sensor Shift Assembly for Camera Module

Non-Final OA §102§103
Filed
Sep 25, 2023
Examiner
PHAM, QUAN L
Art Unit
2637
Tech Center
2600 — Communications
Assignee
Apple Inc.
OA Round
5 (Non-Final)
70%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
349 granted / 502 resolved
+7.5% vs TC avg
Strong +28% interview lift
Without
With
+28.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
28 currently pending
Career history
531
Total Applications
across all art units

Statute-Specific Performance

§101
2.5%
-37.5% vs TC avg
§103
44.5%
+4.5% vs TC avg
§102
24.4%
-15.6% vs TC avg
§112
24.0%
-16.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 502 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 7/31/2026 has been entered. In the Instant Amendment, Claim(s) 1, 8 and 15 has/have been amended; Claim(s) 1, 8 and 15 is/are independent claims. Claims 1-20 have been examined and are pending in this application. Response to Arguments Applicant's arguments filed 7/31/2026 have been fully considered but they are not persuasive. Applicant’s arguments with respect to claim(s) 1, 8 and 15 regarding reference Ma have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1, 8 and 15 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Saito et al (US 11483459 B2). Regarding claim 1, Saito teaches A camera (Figs. 7/13), comprising: an optical assembly (6/36) having one or more lens defining an optical axis; an image sensor (4/34); an enclosure forming an exterior wall (20/50) and an exterior floor (13/42) of the camera; an actuator assembly (3/35) to move the image sensor relative to the optical assembly (Figs. 7/13); a base (10/39) positioned within the enclosure and that is a stationary component of the camera, wherein a contiguous portion of the base comprises a seat that faces in a direction that is parallel to the optical axis and away from the optical assembly, and wherein the contiguous portion of the base abuts at least the exterior floor formed by the enclosure (Figs. 7/13); and a flexure (17b or 46+45) including a portion (of 17b or 45) attached to the seat to form a gap between the portion and the exterior floor (13/42), wherein the flexure suspends the image sensor from the base and that allows motion of the image sensor enabled by the actuator assembly (Fig. 7/13). Regarding claim 8, Saito teaches A device (col. 7, lines 4-10; smartphone), comprising: one or more processors (of the smartphone); memory storing program instructions executable by the one or more processors to control operation of a camera (of the smartphone); and the camera comprising: (corresponding features as in claim 1). Regarding claim 15, Saito teaches An image sensor actuator assembly (Figs. 7, 13), comprising: an image sensor (4/34); an actuator assembly (3/35) to move the image sensor in one or more direction relative to an axis that is orthogonal to a light receiving surface of the image sensor; an enclosure forming an exterior wall (20/50) and an exterior floor (13/42) of a camera; a base (10/39) positioned within the enclosure and that is fixedly attached to the enclosure, wherein a contiguous portion of the base comprises a seat that faces in a direction that is parallel to the axis and faces in an opposite direction of the light receiving surface of the image sensor, and wherein the contiguous portion of the base abuts at least the exterior floor formed by the enclosure (Figs. 7/13); and a flexure (17b in fig. 7 or 46+45 in fig. 13) including a portion (of 17b or 45) attached to the seat to form a gap between the portion and the exterior floor, wherein the flexure suspends the image sensor from the base and allows motion of the image sensor enabled by the actuator assembly (Figs. 7/13). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 8, 11-12, 15 and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hsu (US 20220103744 A1) in view of Saito et al (US 11483459 B2). Regarding claim 1, Hsu teaches A camera, comprising: an optical assembly (lens barrel 108) having one or more lens defining an optical axis; an image sensor (image sensor 104); an enclosure (“the yoke 116 and the bottom cover 154 may collectively form one or more sides of the camera 100”) forming an exterior wall and an exterior floor of the camera (Figs. 1-6; para. 0030); an actuator assembly to move the image sensor relative to the optical assembly (para. 0026: “However, it should be understood that in some embodiments the flexure arrangement 124 may be designed to allow controlled motion in directions orthogonal to the optical axis 106, e.g., in an embodiment of the camera 100 that includes a sensor-shifting optical image stabilization (OIS) mechanism”); a base (base structure 126/520) positioned within the enclosure and that is a stationary component of the camera, wherein a contiguous portion of the base comprises a seat that faces in a direction that is parallel to the optical axis and away from the optical assembly, a flexure (flexure 14) including a portion attached to the seat but fails to teach wherein the contiguous portion of the base abuts at least the exterior floor formed by the enclosure; and a flexure including a portion attached to the seat to form a gap between the portion and the exterior floor. However, in the same field of endeavor Saito teaches wherein the contiguous portion of the base (10) abuts at least the exterior floor (13) formed by the enclosure; and a flexure (17b) including a portion attached to the seat (of base 10) to form a gap between the portion and the exterior floor (Fig. 7). Therefore, it would have been obvious to one of ordinary skill in this art before the effective filing date of the claimed invention (AIA ) to use the teachings as taught by Saito in Hsu to have wherein the contiguous portion of the base abuts at least the exterior floor formed by the enclosure; and a flexure including a portion attached to the seat to form a gap between the portion and the exterior floor for arranging the flexure away from the floor to prevent damage to its structure and/or electric traces while also improving movable range between the image sensor assembly and the floor yielding a predicted result. Regarding claim 8, claim 8 reciting features corresponding to claim 1 is also rejected for the same reason above. In addition, Hsu in the combination teaches A device, comprising: one or more processors; memory storing program instructions executable by the one or more processors to control operation of a camera (Figs. 7-8); and the camera comprising: (features corresponding to claim 1 as taught above). Regarding claim 11, the combination of Hsu and Saito teaches everything as claimed in claim 8. In addition, Hsu teaches wherein the camera further comprises a substrate (ceramic substrate 526) providing electronic communication between one or more surface mounted electrical components residing on the substrate and the image sensor via the flexure, wherein the flexure is fixedly attached to a surface of the substrate that faces in the direction that is parallel to the optical axis and away from the optical assembly, wherein the substrate comprises an upper block (top half) and a lower block (bottom half) formed of a ceramic material (Fig. 5; para. 0040). Regarding claim 12, the combination of Hsu and Saito teaches everything as claimed in claim 11. In addition, Hsu teaches wherein the flexure extends completely across a surface of the image sensor that faces in the direction that is parallel to the optical axis and away from the optical assembly, wherein the flexure is the closest moving component of the camera to the enclosure (Fig. 5; para. 0040). Regarding claim 15, claim 15 reciting features corresponding to claim 1 is also rejected for the same reason above. Regarding claim 19, the combination of Hsu and Saito teaches everything as claimed in claim 15. In addition, Hsu teaches wherein the flexure extends completely across a surface of the image sensor that faces in the direction that is parallel to the axis and that faces in the opposite direction of the light receiving surface of the image sensor, wherein the flexure is the closest moving component of the camera to the enclosure (Figs. 1A, 5). Claims 2-3, 9-10 and 16-17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hsu (US 20220103744 A1) in view of Saito et al (US 11483459 B2) as applied to claim 1 above and further in view of Hubert et al (US 20210028216 A1). Regarding claim 2, the combination of Hsu and Saito teaches everything as claimed in claim 1. In addition, Hsu teaches further comprising a substrate (ceramic substrate 526) providing electronic communication between one or more surface mounted electrical components residing on the substrate and the image sensor (image sensor 530), wherein the image sensor is fixedly attached to a surface of the substrate that faces in the direction that is parallel to the optical axis and away from the optical assembly (Fig. 5; para. 0040), wherein the substrate comprises but fails to teach wherein the substrate comprises an upper block formed of an organic material and a lower block formed of a ceramic material. However, in the same field of endeavor Hubert teaches wherein the substrate (430) comprises an upper block formed of an organic material (434) and a lower block formed of a ceramic material (432A,B) (Fig. 4A; pars. 0068-0072). Therefore, it would have been obvious to one of ordinary skill in this art before the effective filing date of the claimed invention (AIA ) to use the teachings as taught by Hubert in the combination to have wherein the substrate comprises an upper block formed of an organic material and a lower block formed of a ceramic material for reducing weight of the substrate making the substrate more reliable and reducing cost of manufacture yielding a predicted result. Regarding claim 3, the combination of Hsu, Saito and Hubert teaches everything as claimed in claim 2. In addition, Saito teach further comprising an image sensor stiffener that extends over at least a portion of the flexure, wherein the image sensor stiffener is the closest moving component of the camera to the enclosure (Figs. 6, 7; fig. 6 shows the image sensor 4 is mounted on a module substrate 13 as “image sensor stiffener” which is is the closest moving component of the camera to the enclosure floor 13). Therefore, it would have been obvious to one of ordinary skill in this art before the effective filing date of the claimed invention (AIA ) to use the teachings as taught by Saito in the combination to have further comprising an image sensor stiffener that extends over at least a portion of the flexure, wherein the image sensor stiffener is the closest moving component of the camera to the enclosure for improving rigidity and protection for the image sensor chip yielding predicted result. Regarding claims 9-10, claims 9-10 reciting features corresponding to claims 2-3 are also rejected for the same reasons above. Regarding claims 16-17, claims 16-17 reciting features corresponding to claims 2-3 are also rejected for the same reasons above. Claims 4-5, 7 and 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hsu (US 20220103744 A1) in view of Saito et al (US 11483459 B2) as applied to claim 1 above and further in view of Lee et al (US 20230188851 A1). Regarding claim 4, the combination of Hsu and Saito teaches everything as claimed in claim 1. In addition, Hsu teaches further comprising a substrate (organic substrate 610) providing electronic communication between one or more surface mounted electrical components residing on the substrate and the image sensor via the flexure, wherein the flexure is fixedly attached to a surface of the substrate that faces in the direction that is parallel to the optical axis and away from the optical assembly, wherein the substrate comprises an upper block (top half) and a lower block (bottom half) formed of an organic material (Fig. 6; para. 0042). Or, in an alternative, fails to teach the substrate comprises an upper block and a lower block formed of an organic material. However, in the same field of endeavor Lee teaches the substrate comprises an upper block and a lower block formed of an organic material (Figs. 25-35; paras. 0410-0419; “The first frame 2700 and the second frame 2800 are each formed of a plastic material”, “wiring pattern 2900 may be disposed inside of the first frame 2700 and inside the second frame 2800”). Therefore, it would have been obvious to one of ordinary skill in this art before the effective filing date of the claimed invention (AIA ) to use the teachings as taught by Lee in the combination to have the substrate comprises an upper block and a lower block formed of an organic material for reducing weight of the substrate making the substrate more reliable and reducing cost of manufacture yielding a predicted result. Regarding claim 5, the combination of Hsu, Saito and Lee teaches everything as claimed in claim 4. In addition, Hsu teaches wherein the flexure extends completely across a surface of the image sensor that faces in the direction that is parallel to the optical axis and away from the optical assembly, wherein the flexure is the closest moving component of the camera to the enclosure (Figs. 1A, 5). Regarding claim 7, the combination of Hsu, Saito and Lee teaches everything as claimed in claim 4. In addition, Hsu teaches further comprising a wire bond providing electronic communication between the image sensor and the flexure (Figs. 1A, 6; para. 0042). Regarding claim 18, claim 18 reciting features corresponding to the combination of claims 7 and 4 is also rejected for the same reasons above. Claims 6, 13 and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hsu (US 20220103744 A1) in views of Saito et al (US 11483459 B2) and/or Lee et al (US 20230188851 A1) as applied to claim 4 above and further in view of Xu et al (US 20220094853 A1). Regarding claim 6, the combination of Hsu, Saito and Lee teaches everything as claimed in claim 4, but fails to teach further comprising an end stop fixedly attached to a surface of the flexure that faces in the direction that is parallel to the optical axis and away from the optical assembly, wherein the end stop is the closest moving component of the camera to the enclosure. However, in the same field of endeavor Xu teaches further comprising an end stop (455, 460) fixedly attached to a surface of the flexure (425, 3435, 440) that faces in the direction that is parallel to the optical axis and away from the optical assembly, wherein the end stop is the closest moving component of the camera to the enclosure (Figs. 1, 4; paras. 0036-0038, 0024). Therefore, it would have been obvious to one of ordinary skill in this art before the effective filing date of the claimed invention (AIA ) to use the teachings as taught by Xu in the combination to have further comprising an end stop fixedly attached to a surface of the flexure that faces in the direction that is parallel to the optical axis and away from the optical assembly, wherein the end stop is the closest moving component of the camera to the enclosure for implementing a different configuration having a multi-axis image sensor shifting configuration utilizing both autofocus (AF) and optical image stabilization (OSI) functions enabling reduction of moving mass improving reliability and lower power consumption yielding a predicted result. Regarding claims 13 and 20, claims 13 and 20 reciting features corresponding to claim 6 are also rejected for the same reason above. Claims 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hsu (US 20220103744 A1) in view of Saito et al (US 11483459 B2) as applied to claim 11 above and further in view of Ozimek et al (US 5865935 A). Regarding claim 14, the combination of Hsu and Saito teaches everything as claimed in claim 11. In addition, Hsu teaches further comprising a but fails to teach a wire bond providing electronic communication between the image sensor [and a ceramic substrate]. However, in the same field of endeavor Ozimek teaches a wire bond (16) providing electronic communication between the image sensor (14) [and a ceramic substrate 12] (Figs. 1-3). Therefore, it would have been obvious to one of ordinary skill in this art before the effective filing date of the claimed invention (AIA ) to use the teachings as taught by Ozimek in the combination to have a wire bond providing electronic communication between the image sensor [and a ceramic substrate] for utilizing an alternative well-developed method using wire bonds for connecting the image sensor for quick and cheap productions yielding a predicted result. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Quan Pham whose telephone number is (571)272-4438. The examiner can normally be reached Mon-Fri 9am-7pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sinh Tran can be reached at (571) 272-7564. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Quan Pham/Primary Examiner, Art Unit 2637
Read full office action

Prosecution Timeline

Show 10 earlier events
Mar 03, 2026
Response Filed
Jun 03, 2026
Final Rejection mailed — §102, §103
Jul 21, 2026
Examiner Interview Summary
Jul 21, 2026
Applicant Interview (Telephonic)
Jul 31, 2026
Response after Non-Final Action
Sep 03, 2026
Request for Continued Examination
Sep 08, 2026
Response after Non-Final Action
Sep 24, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
70%
Grant Probability
98%
With Interview (+28.0%)
2y 4m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 502 resolved cases by this examiner. Grant probability derived from career allowance rate.

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