Prosecution Insights
Last updated: October 02, 2026
Application No. 18/475,106

SECONDARY BATTERY

Final Rejection §102§103
Filed
Sep 26, 2023
Priority
Nov 03, 2022 — RE 10-2022-0145044
Examiner
KASS-MULLET, BENJAMIN ELI
Art Unit
1752
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung SDI Co., Ltd.
OA Round
2 (Final)
70%
Grant Probability
Favorable
3-4
OA Rounds
7m
Est. Remaining
79%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allowance Rate
19 granted / 27 resolved
+5.4% vs TC avg
Moderate +8% lift
Without
With
+8.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
46 currently pending
Career history
84
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
73.5%
+33.5% vs TC avg
§102
13.1%
-26.9% vs TC avg
§112
9.8%
-30.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 27 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement Response to Amendment Examiner notes the following amendments made to the claims: Claims 1-4, 6 amended Response to Arguments Applicant’s arguments, filed 06/23/2026, with respect to the rejection(s) of claim(s) 1-7 under 35 USC 102(a) and 35 USC 103 have been fully considered and are persuasive. Specifically, the amendment made to further specify a plurality of first and second base tabs overcomes the previously applied prior art. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Jang (US 20190067665 A1), which teaches all of the limitations of claim 1, in combination with the previously applied prior art in regard to the dependent claims. There is currently not considered to be any allowable subject matter present in the claims. Applicant's arguments filed 06/23/2026 regarding the definition of metal processing grain and the previously applied rejection have been fully considered but they are not persuasive. Specifically, examiner still finds that by forming the electrode via a rolling process that the metal processing grain would inherently be the same as required by the claim, without requiring further specification. The reasoning provided in the previous rejection is still considered valid and thus the claims remain rejected and the rejections unchanged other than now being in view of Jang. Claim Rejections - 35 USC § 102 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-2 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Jang (US 20190067665 A1). Regarding claim 1, Jang teaches all of the following elements: A secondary battery comprising: (“Embodiments of the present invention provide a secondary battery and an assembling method thereof, which can ensure a battery capacity and improve welding quality of a current collector.” Jang [0005]) a case; an electrode assembly in the case and comprising; (“In addition, the electrode assembly 110 is housed in the case 180 together with an electrolyte.” Jang [0043]) a first electrode plate: a plurality of first base tabs electrically connected to the first electrode plate and located at a first end in a longitudinal direction of the case; (The first electrode plate is formed by coating a first electrode active material, such as a transition metal oxide, on a first electrode current collector formed of a metal foil made of aluminum. The first electrode plate includes a first electrode uncoated portion that is a region without the first electrode active material coated thereon.” Jang [0037] and “The first electrode tab 111 and second electrode tab 112 may be formed by stacking a plurality of first electrode uncoated portions and a plurality of second electrode uncoated portions.” Jang [0042]) a second electrode plate; a plurality of second base tabs electrically connected to the second electrode plate and located at a second end in the longitudinal direction of the case (“The second electrode plate is formed by coating a second electrode active material, such as graphite or carbon, on a second electrode current collector formed of a metal foil made of copper or nickel. The second electrode plate includes a second electrode uncoated portion that is a region without the second electrode active material coated thereon.” Jang [0038] and “The first electrode tab 111 and second electrode tab 112 may be formed by stacking a plurality of first electrode uncoated portions and a plurality of second electrode uncoated portions.” Jang [0042]) and a separator between the first electrode plate and the second electrode plate; (“The electrode assembly 110 is formed by winding or laminating a stacked structure including a first electrode plate, a separator, and a second electrode plate, which are thin plates or layers.” Jang [0036]) and a cap assembly coupled to the case, (The cap assembly 150 is coupled to the case 180. In one embodiment, the cap assembly 150 includes the cap plate 151, the fastening plate 155, and the insulation plate 157.” Jang [0063]) and comprising a pair of collectors electrically connected to the first base tabs and the second base tabs respectively, (“The gasket 152 may be formed between the first current collecting terminal 122 and the cap plate 151 and between the second current collecting terminal 132 and the cap plate 151.” Jang [0065]) wherein the first base tabs and the second base tabs are laser welded to the collectors, (“in one or more embodiments, the first sub-tab 140 and the second sub-tab 141 may be provided separately from the first current collector 121 and second current collector 131 and then be connected to the first current collector 121 and the second current collector 131, respectively, by welding.” Jang [0058] Jang doesn’t explicitly teach that this weld is a laser weld, but does state “In one embodiment, the cap plate 151 may be coupled to the case 180 by laser welding.” Jang [0064]. Therefore, it would be implied that all welds in the specification are either laser welds or at least that is an option for the kind of welding to be performed.) and each of the first base tabs at the first end of the case are bent in a same direction. (“Bending the first sub-tab may include bending the first sub-tab in a first direction, and bending the second sub-tab may include bending the second sub-tab in a second direction opposite the first direction.” Jang [0021] and “In one embodiment, the first current collector 121 may be coupled to the first electrode tab 111 through the sub-tab 140.” Jang [0045]. Since both the first and second sub-tabs can be considered multi-tabs “The first electrode tab 111 and second electrode tab 112 may also be referred to as multi-tabs.” Jang [0042]), by bending the entirety of either the first and second electrode tab in one direction, this is considered to comprise bending each of the first and second tabs in the same direction, thus meeting the limitation.) Regarding claim 2, Jang teaches all of the following elements: The secondary battery as claimed in claim 1, wherein the first base tabs and the second base tabs are bent in one direction to be in surface contact with the collectors. (“Bending the first sub-tab may include bending the first sub-tab in a first direction, and bending the second sub-tab may include bending the second sub-tab in a second direction opposite the first direction.” Jang [0021].” The limitation does not require the first base tabs and second base tabs to be bent in the same direction. Since each set of multi tabs is bent in one [i.e. one singular] direction, this limitation is met even if the tabs are bent in opposite directions.) Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 3 and 4 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jang (US 20190067665 A1) in view of Guen (US 20180040918 A1) . Regarding claim 3, Jang teaches all of the elements of claim 2, as shown above. Jang is silent on the following elements of claim 3: The secondary battery as claimed in claim 2, wherein the first base tab and the second base tab are welded to back beads on rear surfaces of the collectors by the laser welding. However, Guen teaches all of the elements of claim 3 that are not found in Jang. Specifically, Guen teaches a back bead on a rear surface of the collector, which the electrode tab is welded to: The secondary battery as claimed in claim 2, wherein the first base tab and the second base tab are welded to back beads on rear surfaces of the collectors by the laser welding. (“The first groove 417 is formed in a thickness direction of the first current collector 41 to be recessed, the first groove 417 receives the first electrode tab 11a inserted therein, and the bonding part 11aa welded to the first current collector 41 is positioned at the first groove 417.” Guen [0059] and “As shown in FIG. 4, in an embodiment, a first groove 417 is formed on a first surface of the first current collector 41 facing toward the first electrode 11, and a plurality of minute protrusions 417a are arranged in the first groove 417 while forming a pattern. The first groove 417 is formed at the lower surface of the electrode attaching part 413.” Guen [0058]. Compare figures 2 and 4 of Guen to instant figure 6 to see how the collector and electrode tab are formed in the same manner, with a weld between the two and a bead/protrusion in between that protrudes from the collector towards the electrode tab.) PNG media_image1.png 525 749 media_image1.png Greyscale PNG media_image2.png 494 707 media_image2.png Greyscale PNG media_image3.png 641 624 media_image3.png Greyscale Jang and Guen are considered to be analogous because they are both within the same field of batteries contained in casings which have current collectors welded to electrode tabs. Therefore, it would have been obvious to one of ordinary skill before the effective filing date of the claimed invention to modify the weld of Jang which connects the electrode multi-tab to a collector to include a bead/protrusion extending from a rear surface of the collector to weld the collector and tab together in order to reduce or minimize the load applied to the current collector during welding (“According to an aspect of one or more exemplary embodiments of the present invention, since the current collector is formed with the groove, an anvil or a horn may be inserted into the groove such that a load applied to the current collector may be minimized or reduced during welding.” Guen [0016]). Examiner acknowledges that the weld of Guen is performed ultrasonically whereas that of Hagino is laser, and believes that one skilled in the art would still find it obvious to make this modification since both kinds of welding are commonly performed in the art. The additional limitations of claim 4 would be met without requiring any further motivation or modification. Regarding claim 4, modified Jang teaches all of the elements of claim 3, as shown above. Jang is silent on the following elements of claim 4: The secondary battery as claimed in claim 3, wherein the back beads protrude toward the first base tab and the second base tab. However, Guen teaches all of the elements of claim 4 that are not found in Jang: The secondary battery as claimed in claim 3, wherein the back beads protrude toward the first base tab and the second base tab. (See above in claim 3 for comparison of Guen to instant application. Guen figure 4 clearly depicts protrusions that extend down from the current collector towards where the electrode tab is welded to it.) Claim(s) 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jang (US 20190067665 A1) Regarding claim 5, Jang teaches all of the following elements: The secondary battery as claimed in claim 4, wherein a laser output range of the laser welding is in a range of 550 W to 630 W. (One skilled in the art would understand that the laser output range would be whatever is required to form an effective weld. This is a product by process claim, as the laser output range of the welding device is not part of the claimed product. Jang teaches a method that includes laser welding “the cap plate 151 may be coupled to the case 180 by laser welding” Jang [0064] and discusses the optimization of welding techniques for the assembly of the battery “Embodiments of the present invention provide a secondary battery and an assembling method thereof, which can ensure a battery capacity and improve welding quality of a current collector.” Jang [0005]. Therefore, one of ordinary skill in the art would be capable of choosing a laser welding with a laser output within the claimed range.) Claim(s) 6 and 7 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jang (US 20190067665 A1) in view of Wakimoto (US 20200251711 A1) Regarding claim 6, Jang, when modified by Wakimoto, teaches all of the following elements. Specifically, if the electrode body and tabs were formed by a rolling process, as taught by Wakimoto, the metal would have a processing grain that extends longitudinally across the electrode tab (anisotropy, formed by lengthening metal via a rolling process.) Therefore, by forming a weld between the tab and the collector, who are already parallel to each other (“Coupling the first terminal assembly to the first electrode tab of the electrode assembly includes bending the first sub-tab relative to the first current collector to be substantially parallel to the first electrode tab of the electrode assembly,” Jang [0019] and “Coupling the second terminal assembly to the second electrode tab of the electrode assembly may include bending the second sub-tab relative to the second current collector to be substantially parallel to the second electrode tab of the electrode assembly” Jang [0020]), it would be obvious that the direction of the welding would be parallel to those as well, as this is the only way the proper surface area would be welded in order to secure the two parts together: The secondary battery as claimed in claim 1, wherein, when the collectors and the first base tab and the second base tab are welded, a direction in which the laser welding is performed is parallel to a metal processing grain of each of the first base tab and the second base tab. (Since the electrode base tabs are bent to be parallel with the collector of Jang, the weld would also be made in parallel to the direction of the electrode tabs. This would additionally be obvious/known to one skilled in the art as by making it parallel, the weld would cover a larger surface area between the two pieces and therefore would secure it more effectively. By forming the weld in parallel to the collector and the electrode tab, it would also be parallel to the metal processing grain, which extends longitudinally across the metal part that was rolled.) Wakimoto is considered to be analogous to Jang because they are both within the same field of secondary batteries including electrode tabs welded to collectors. Therefore, it would have been obvious to one of ordinary skill before the effective filing date of the claimed invention to modify the electrode/electrode plate/electrode tab structure of Jang to be formed via a rolling process, as Wakimoto teaches that this is a known method in the art, and therefore one of ordinary skill would consider it as a method for forming a wound electrode inside of a battery casing. The additional limitations of claim 7 would be met without requiring any further modification or motivation. Regarding claim 7, Jang teaches all of the elements of claim 6, as shown above. Jang is silent on the following elements of claim 7: The secondary battery as claimed in claim 6, wherein the direction of the metal processing grain is formed by a rolling process. However, Wakimoto teaches all of the elements of claim 7 that are not found in Jang. Specifically, Wakimoto teaches a secondary battery that includes electrode tabs welded to current collectors, and also teaches a rolling process for forming the electrodes: The secondary battery as claimed in claim 6, wherein the direction of the metal processing grain is formed by a rolling process. (“In the embodiment described above, the electrode body 3 is composed of two electrode body elements 3a and 3b. However, this is not a limitation. The electrode body 3 may be a single stacked electrode body. The electrode body 3 may be a single rolled electrode body in which an elongated positive electrode plate and an elongated negative electrode plate are rolled with a separator interposed therebetween.” Wakimoto [0159]) Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BENJAMIN ELI KASS-MULLET whose telephone number is (571)272-0156. The examiner can normally be reached Monday-Friday 8:30am-6pm except for the first Friday of bi-week. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, NICHOLAS SMITH can be reached at (571) 272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BENJAMIN ELI KASS-MULLET/Examiner, Art Unit 1752 /NICHOLAS A SMITH/Supervisory Primary Examiner, Art Unit 1752
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Prosecution Timeline

Sep 26, 2023
Application Filed
Apr 03, 2026
Non-Final Rejection mailed — §102, §103
Jun 23, 2026
Response Filed
Sep 10, 2026
Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
70%
Grant Probability
79%
With Interview (+8.3%)
3y 7m (~7m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 27 resolved cases by this examiner. Grant probability derived from career allowance rate.

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