Prosecution Insights
Last updated: September 17, 2026
Application No. 18/475,714

METHOD AND APPARATUS FOR CSI PREDICTION IN WIRELESS NETWORKS

Final Rejection §102
Filed
Sep 27, 2023
Priority
Sep 07, 2023 — IN 202241055533 +2 more
Examiner
DANIEL JR, WILLIE J
Art Unit
2465
Tech Center
2400 — Computer Networks
Assignee
Samsung Electronics Co., Ltd.
OA Round
2 (Final)
61%
Grant Probability
Moderate
3-4
OA Rounds
10m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 61% of resolved cases
61%
Career Allowance Rate
443 granted / 726 resolved
+3.0% vs TC avg
Strong +20% interview lift
Without
With
+20.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
16 currently pending
Career history
756
Total Applications
across all art units

Statute-Specific Performance

§101
3.1%
-36.9% vs TC avg
§103
59.7%
+19.7% vs TC avg
§102
24.6%
-15.4% vs TC avg
§112
5.4%
-34.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 726 resolved cases

Office Action

§102
DETAILED ACTION This action is in response to applicant’s amendment filed on 16 June 2026. Claims 1, 5-7, 15, and 19-24 are now pending in the present application and claims 2-4, 8-14, and 16-18 are canceled. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Election/Restrictions Applicant’s election without traverse of claims 1-7 and 15-20 in the reply filed on 30 January 2026 is acknowledged. Claims 8-14 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 30 January 2026. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 5-7, 15, and 19-24 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Vivo-3GPP (“Evaluation on AI/ML for CSI Feedback Enhancement”; 3GPP TSG RAN WG1 #110; R1-2206032). Regarding claims 1, 15, and 23-24, Vivo discloses a method for channel state information (CSI) prediction by a user equipment (UE) in a wireless network { (see pg 1, section 1, 1st par.) }, the method comprising: determining a channel state information (CSI) { (see pg. 1, section 1, 1st - 3rd agreement ), where the system provides CSI feedback (see pg. 7, section 2.1) }; inputting the determined CSI to at least one machine learning (ML) based CSI prediction model to obtain at least one predicted precoder { (see pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c), where the system provides CSI prediction }; determining a UE side precoder vector and a network apparatus side precoder vector based on the CSI { (see pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c), where the system provides CSI }; determining at least one candidate CSI to be reported for each channel rank indicator of a plurality of channel rank indicators based on the UE side precoder vector and the network apparatus side precoder vector { (see pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c), where the system provides CSI prediction }; determining at least one predicted CSI based on the at least one candidate CSI to be reported for each channel rank indicator of the plurality of channel rank indicators using the at least one machine learning, ML, based CSI prediction model { (see pg. 26, section 4.2.5; pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c) }; determining at least one predicted precoder for each channel rank indicator of the plurality of channel rank indicators based on the at least one predicted CSI { (see pg. 26, section 4.2.5; pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c) } encoding the at least one predicted precoder into at least one bit stream using at least one ML based CSI encoding model or at least one non-ML based CSI encoding model { (see pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c), where the system provides CSI prediction }; and transmitting the at least one encoded bit stream to a network apparatus in the wireless network for the CSI prediction at the network apparatus { (see pg. 1, section 1, 1st - 3rd agreement ), where the system provides CSI feedback (see pg. 7, section 2.1) }. Regarding claims 2 and 16, Vivo discloses the method of claim 1, wherein inputting the determined CSI to at least one ML based CSI prediction model to obtain at least one predicted precoder comprises: determining at least one of a UE side precoder vector and a network apparatus side precoder vector based on the CSI; and inputting the UE side precoder vector and the network apparatus side precoder vector to the ML based CSI prediction model to obtain the at least one predicted precoder { (see pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c), where the system provides CSI prediction }. Regarding claims 3 and 17, Vivo discloses the method of claim 1, wherein inputting the determined CSI to at least one ML based CSI prediction model to obtain at least one predicted precoder comprises: inputting the CSI to the ML based CSI prediction model to obtain a predicted CSI; and determining at least one of a UE side precoder vector and a network apparatus side precoder vector based on the predicted CSI { (see pg. 26, section 4.2.5; pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c), where the system provides CSI prediction }. Regarding claims 4 and 18, Vivo discloses the method of claim 1, wherein inputting the determined CSI to at least one ML based CSI prediction model to obtain at least one predicted precoder comprises: determining at least one of a UE side precoder vector and a network apparatus side precoder vector based on the CSI; determining at least one candidate CSI to be reported for each channel rank indicator of a plurality of channel rank indicators based on the UE side precoder vector and the network apparatus side precoder vector; determining at least one predicted rank CSI based on the at least one candidate CSI to be reported for each channel rank indicator of the plurality of channel rank indicators using the at least one ML based CSI prediction model; and determining the at least one predicted precoder for each channel rank indicator of the plurality of channel rank indicators based on the at least one predicted CSI { (see pg. 26, section 4.2.5; pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c) }. Regarding claims 5 and 19, Vivo discloses the method of claim 1, wherein the at least one non-ML based CSI encoding model comprises at least one of quantization of the at least one predicted precoder, a New Radio (NR) precoding Type I codebook, a NR precoding Type II codebook, or compressive sensing { (see pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c) }. Regarding claims 6 and 20, Vivo discloses the method of claim 1, wherein the at least one encoded bit stream is transmitted to the network apparatus using a specified CSI reporting air interface { (see pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c) }. Regarding claim 7, Vivo discloses the method of claim 1, further comprising: selecting an artificial intelligence model from a set of pre-trained encoders and decoders stored in a memory of the UE based on an AI model indicator received from the network apparatus for the ML based CSI encoding model{ (see pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c) }. Regarding claims 21 and 22, Vivo discloses the method of claim 1, wherein inputting the determined CSI comprises determining a UE side precoder vector and a network apparatus side precoder vector based on the CSI { (see pg. 26, section 4.2.5; pg. 9, section 2.2.2; pp. 22-25, section 4.2.1; pp. 26-27, section 4.2.3; Figs. 2 &23a-b-c) }. Response to Arguments Applicant's arguments with respect to claims 1, 5-7, 15, and 19-24 are have been considered but are moot in view of the new ground(s) of rejection necessitated by the amended language, new limitations, and/or new claims. In response to applicant’s arguments, the Examiner respectfully disagrees as the applied reference(s) provide more than adequate support and to further clarify (see the above claims for relevant citations and comments in this section). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Liu (US 2026/0088870 A1) discloses CSI reporting method and apparatus, device, and system. Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to WILLIE J DANIEL JR whose telephone number is (571)272-7907. The examiner can normally be reached on 9 - 6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gary Mui can be reached on 571-270-1420. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WILLIE J DANIEL JR/Primary Examiner, Art Unit 2465 WJD,Jr 28 August 2026
Read full office action

Prosecution Timeline

Sep 27, 2023
Application Filed
Apr 10, 2026
Non-Final Rejection mailed — §102
May 28, 2026
Applicant Interview (Telephonic)
May 28, 2026
Examiner Interview Summary
Jun 16, 2026
Response Filed
Sep 02, 2026
Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
61%
Grant Probability
81%
With Interview (+20.0%)
3y 10m (~10m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 726 resolved cases by this examiner. Grant probability derived from career allowance rate.

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