Prosecution Insights
Last updated: August 16, 2026
Application No. 18/476,285

ADAPTABLE DEFROST DAMPER FOR ADJUSTABLE PORT VENTILATOR

Non-Final OA §103
Filed
Sep 27, 2023
Priority
Sep 28, 2022 — provisional 63/377,399
Examiner
DOERRLER, WILLIAM CHARLES
Art Unit
3993
Tech Center
3900
Assignee
Carrier Corporation
OA Round
3 (Non-Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
324 granted / 416 resolved
+17.9% vs TC avg
Moderate +14% lift
Without
With
+13.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
20 currently pending
Career history
434
Total Applications
across all art units

Statute-Specific Performance

§101
1.6%
-38.4% vs TC avg
§103
33.0%
-7.0% vs TC avg
§102
14.1%
-25.9% vs TC avg
§112
20.5%
-19.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 416 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 34 is/are rejected under 35 U.S.C. 103 as being unpatentable over Korean Publication KR 20210131165A (hereinafter “KR ‘165” in view of PCT document WO 99/11955 to Bachmann et al (hereinafter “Bachmann”). KR '165 discloses a ventilator with a recovery heat exchanger and in the seventh paragraph under the description of embodiments heading, states, "four outdoor air intakes are formed on both sides, upper and lower portions of the case 100,200 in the outdoor air inlet space 12a, and four outdoor air intakes are formed in the indoor air outlet space 14a on both sides, upper and lower portions of the case 100,200. An indoor air outlet is formed, and four outdoor air outlets are formed on both sides, upper and lower sides of the case 100 and 200 in the outdoor air inlet space 18a". The penultimate paragraph before the reference signs list heading states, "That is, unlike the conventional air circulation device, the air circulation device of the present invention can install the duct (A) in the lateral direction and the upward direction, the lateral direction and the downward direction, and the upward and downward direction, and the duct (By installing several A), it is possible to supply outdoor air to various places in the room." KR ‘165 uses a damper motor 320 to control gas flow within the air circulation device. Bachmann discloses a gas control device that uses a plurality of dampers (108,109) to control flow between multiple inlets and outlets. Beginning in line 27 of page 6, “it may be possible to use a single shaft to operate the damper flaps.” It would have been obvious to one of ordinary skill in the art at the time of applicant’s filing to modify the air distributor of KR ‘165 by using a single shaft to mount multiple dampers to enable the control of multiple dampers with a single shaft driven by a single motor to simplify operation and construction. It is noted that there is no connection, either structurally or functionally between the ports and the dampers in the claims. Allowable Subject Matter Claims 21,22 and 24-33 are allowed. Claim 35 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The prior art fails to teach the claimed configuration of the recirculator of claims 21 and 35. The prior art also fails to teach the method for defrosting a recovery core even though the structure for performing the method is seen to be rendered obvious. Haglid teaches a defrosting of the recovery heat exchanger but cannot be said to teach the controlling of dampers that do not exist in Haglid. Haglid uses a motor for each damper. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to WILLIAM C DOERRLER whose telephone number is (571)272-4807. The examiner can normally be reached M-F, 7-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Eileen Lillis can be reached at (571) 272-6928. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WILLIAM C DOERRLER/Primary Examiner, Art Unit 3993
Read full office action

Prosecution Timeline

Sep 27, 2023
Application Filed
Nov 17, 2025
Non-Final Rejection mailed — §103
Feb 10, 2026
Response Filed
Mar 02, 2026
Final Rejection mailed — §103
Apr 29, 2026
Response after Non-Final Action
May 11, 2026
Request for Continued Examination
May 12, 2026
Response after Non-Final Action
May 26, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
92%
With Interview (+13.7%)
2y 8m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 416 resolved cases by this examiner. Grant probability derived from career allowance rate.

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