Prosecution Insights
Last updated: April 19, 2026
Application No. 18/477,663

TRANSMISSION PROCESSING METHOD, TERMINAL AND NETWORK-SIDE DEVICE

Non-Final OA §101§102
Filed
Sep 29, 2023
Examiner
ASHLEY, HUGH MARK
Art Unit
2463
Tech Center
2400 — Computer Networks
Assignee
Vivo Mobile Communication Co., Ltd.
OA Round
1 (Non-Final)
91%
Grant Probability
Favorable
1-2
OA Rounds
2y 12m
To Grant
99%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allow Rate
29 granted / 32 resolved
+32.6% vs TC avg
Moderate +14% lift
Without
With
+14.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 12m
Avg Prosecution
33 currently pending
Career history
65
Total Applications
across all art units

Statute-Specific Performance

§101
11.4%
-28.6% vs TC avg
§103
40.2%
+0.2% vs TC avg
§102
38.6%
-1.4% vs TC avg
§112
5.2%
-34.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 32 resolved cases

Office Action

§101 §102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 101 35 U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. Claims 1-19 rejected under 35 U.S.C. 101 because the disclosed invention is inoperative and therefore lacks utility. Independent claims 1, 15 and 20 are parallel in nature with 1 disclosing a method, 15 disclosing a UE to carry out the method and 20 disclosing a gNB. The gNB in claim 20 transmits a signal to the UE and therefore is not inoperative and performs an action. Claims 1-19 however disclose the reception of a signal, the monitoring of BWP based on a received signal however there is no action performed. Independent claims 1 and 15 describe receiving a wake-up signal and then monitoring or awaiting another signal. Dependent claims expand on the nature of the received signals or the monitoring period but fail to perform any actions beyond starting or stopping a timer or which is software per se. Dependent claims 2-14 and 16-19 fail to rectify the above mentioned discrepancy and are thus rejected under the same rejection rationale. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by He (US 20190254110 A1) hereafter He. Regarding Claim 1: He discloses: A transmission processing method,([Abstract] A method) comprising: acquiring, by a terminal, configuration information of a wake-up signal; and monitoring, by the terminal, the wake-up signal based on the configuration information within a first time period, wherein the first time period is a time period in which first-physical-downlink-control-channel (PDCCH) monitoring is skipped; ([Abstract] reduce power consumption in response to an outcome of a signal reception. The outcome can indicate whether or not the UE needs to be active at a next discontinuous reception (DRX) cycle. The signal can also provide configurations of parameters for transmissions or receptions during the next DRX cycle and be used by the UE for measurements and to obtain channel state information. [¶0106] UE data typically arrives in bursts and a UE may be in idle or inactive mode most of time. In LTE, power saving schemes include a network separately configuring a UE with a discontinuous reception (DRX) cycle for idle and connected mode operation. The UE wakes up in each configured DRX cycle to detect if there is a paging indication in idle mode or to decode PDCCH candidates in order to detect potential DL/UL DCI formats in connected mode.) wherein the configuration information comprises at least one of the following: wake-up signal type; transmission configuration; monitoring start time point; monitoring duration; monitoring occasion; or monitoring period. ([¶0188] A WUS can also provide dynamic indication of DRX parameters, including the length of onDurationTimer, the drx-InactivityTimer, and the DRX cycle duration. A WUS can also provide information related to PDCCH monitoring for PDSCH or PUSCH scheduling such as, for example, CCE aggregation levels and candidates per CCE aggregation level, to dynamically control a number of PDCCH decoding operations a UE needs to perform in the following DRX cycle. [¶0189] A WUS can provide some or all of the above information as described in the following. In one example, a DCI format providing a WUS includes only one type of additional information. One flag field that includes one or more bits in the DCI format can be used to indicate the type of additional information that is contained in the DCI format. For example, a value 0 of a flag field can indicate transmission types, a value of 1 can indicate DRX parameters, a value of 2 can indicate a BWP, and a value of 3 can indicate other information. [¶0190] A CSI-RS can also be used as a WUS when the WUS provides only a few bits of information such as 1 bit for indicating whether or not the UE wakes up in the next DRX cycle.) Regarding Claim 2: He discloses the limitations of parent claims. He discloses: wherein the monitoring start time point is associated with at least one of the following: quasi-periodic arrival position of service packet; jitter range of service packet; or DRX on duration start position; or wherein the monitoring duration is associated with at least one of the following: jitter range of service packet; positive jitter range of service packet; or negative jitter range of service packet. ([¶0298] WUS can be used to initiate aperiodic/periodic beam management that is configured to be completed before the next DRX cycle starts.) Regarding Claim 3: He discloses the limitations of parent claims. He discloses: further comprising: performing a downlink channel monitoring operation in a case that the terminal has detected the wake-up signal. ([¶0143] A positive WUS detection indicates to the UE to monitor PDCCH for a DCI format scheduling a PDSCH with a paging message in the next paging DRX cycle as shown in the first paging DRX cycle.) Regarding Claim 4: He discloses the limitations of parent claims. He discloses: wherein the performing a downlink channel monitoring operation comprises at least one of the following: monitoring a second PDCCH; or monitoring a physical downlink shared channel (PDSCH). ([¶0143] A positive WUS detection indicates to the UE to monitor PDCCH for a DCI format scheduling a PDSCH with a paging message in the next paging DRX cycle as shown in the first paging DRX cycle.) Regarding Claim 5: He discloses the limitations of parent claims. He discloses: wherein the monitoring a second PDCCH comprises at least one of the following: starting a DRX on duration timer or a DRX inactivity timer; switching to a non-dormant BWP; switching to a non-dormant search space group; turning off a first timer that is running, wherein the terminal skips the first- PDCCH monitoring when the first timer is on; or stopping performing a first-PDCCH monitoring skipping indication. ([¶0037] FIG. 21 illustrates a flow chart of a method for interactions among WUS, BWP inactivity timer, and DRX inactivity timer according to embodiments of the present disclosure; [¶0136] The UE switches to a default DL BWP when the timer expires. [¶0211] The UE may restart the inactivity timer following a DCI format detection only for a first/initial transmission of a transport block [¶0212] The UE restarts the BWP inactivity timer upon a successful PDCCH decoding [¶0209] BWP inactivity timer stops in step 2114, and the UE performs WUS detection in the default BWP ) Regarding Claim 6: He discloses the limitations of parent claims. He discloses: wherein the monitoring a PDSCH comprises: receiving a semi-persistent scheduling (SPS) PDSCH. ([¶0253] A value of the counter DAI field in DCI format 1_0 or DCI format 1_1 denotes the accumulative number of {BWP per serving cell, PDCCH monitoring occasion}-pair(s) in which PDSCH reception(s) associated with DCI format 1_0 or DCI format 1_1 or DCI format 1_0 indicating downlink SPS release is present,) Regarding Claim 7: He discloses the limitations of parent claims. He discloses: wherein the wake-up signal type is associated with the downlink channel monitoring operation. ([¶0140] In one example for a UE in the RRC_IDLE or RRC_INACTIVE state, a WUS can be provided by one or more of a SIB; a PDCCH that includes a DCI format scheduling a SIB; a SS/PBCH block; a CSI-RS; a new sequence.) Regarding Claim 8: He discloses the limitations of parent claims. He discloses: wherein the first time period comprises at least one of the following: discontinuous reception (DRX) outside active time; DCI-indicated period in which the first-PDCCH monitoring is skipped; active time of dormant bandwidth part (BWP); or active time of dormant search space group, wherein within the active time of dormant search space group, the first-PDCCH monitoring is skipped. ([¶0211] When DRX is configured to a UE, the UE does not have to continuously monitor PDCCH. DRX is characterized by an on-duration that is the duration that the UE waits for, after waking up, to detect a DCI format before going back to sleep mode. If the UE detects a DCI format, the UE stays awake and starts the inactivity timer. The inactivity-timer determines a duration that the UE waits to detect a DCI format, after a last DCI format detection, and if the UE does not detect a DCI format before the inactivity timer expires, the UE can go back to sleep.) Regarding Claim 9: He discloses the limitations of parent claims. He discloses: wherein the monitoring period is associated with at least one of the following: DRX cycle; or quasi-period of service packet. ([¶0211] When DRX is configured to a UE, the UE does not have to continuously monitor PDCCH. DRX is characterized by an on-duration that is the duration that the UE waits for, after waking up, to detect a DCI format before going back to sleep mode. If the UE detects a DCI format, the UE stays awake and starts the inactivity timer. The inactivity-timer determines a duration that the UE waits to detect a DCI format, after a last DCI format detection, and if the UE does not detect a DCI format before the inactivity timer expires, the UE can go back to sleep.) Regarding Claim 10: He discloses the limitations of parent claims. He discloses: wherein the performing a downlink channel monitoring operation in a case that the terminal has detected the wake-up signal comprises: performing the downlink channel monitoring operation at a first time point after the terminal has detected the wake-up signal, wherein a time interval between the first time point and a time point at which the wake-up signal has been detected is configured or defined. ([¶0171] If a PDCCH conveying a DCI format scheduling a PDSCH with a paging message has a one-to-one association with a PDSCH providing an SIB, a PDCCH conveying a DCI format scheduling a PDSCH for a SIB reception, or a SS/BPCH block, one WUS for one paging occasion can be configured. If a PDCCH conveying a DCI format scheduling a PDSCH with a paging message has a many-to-one association with a PDCCH conveying a DCI format scheduling a SIB reception, or a SS/PBCH block, one WUS for multiple paging occasions can be configured. [¶0188] A WUS can also provide dynamic indication of DRX parameters, including the length of onDurationTimer, the drx-InactivityTimer, and the DRX cycle duration. A WUS can also provide information related to PDCCH monitoring for PDSCH or PUSCH scheduling such as, for example, CCE aggregation levels and candidates per CCE aggregation level, to dynamically control a number of PDCCH decoding operations a UE needs to perform in the following DRX cycle.) Regarding Claim 11: He discloses the limitations of parent claims. He discloses: wherein that the wake-up signal has been detected comprises: the wake-up signal has been detected; or that the wake-up signal indicates wakeup has been detected; wherein that the wake-up signal has been detected comprises: matching a currently detected signal sequence against a wake-up signal sequence, and determining that the wake-up signal has been detected after the matching has succeeded; or comparing signal strength of a currently detected signal with a preset detecting threshold, and determining that the wake-up signal has been detected in a case that the signal strength of the currently detected signal is greater than or equal to the preset detecting threshold; wherein the preset detecting threshold is associated with the wake-up signal type. ([¶0143] FIG. 11 shows an exemplary WUS operation for the NR idle and inactive modes. Before WUS detection, a UE wakes up to perform re-synchronization. If the UE is to be paged in the next paging DRX cycle, a correct WUS detection may be positive. A positive WUS detection indicates to the UE to monitor PDCCH for a DCI format scheduling a PDSCH with a paging message in the next paging DRX cycle as shown in the first paging DRX cycle. Otherwise, if the UE is to not be paged in the next paging cycle, the correct WUS detection may be negative and the UE can go back to a sleep mode as shown in the second paging DRX cycle. In the first paging DRX cycle, the UE needs to perform WUS detection in addition to PDCCH monitoring for detecting a DCI format scheduling a PDSCH with a paging message. In the second DRX cycle, the UE can avoid monitoring PDCCH. If the paging rate is low and WUS detection requires much less UE power consumption than monitoring PDCCH, the overall effect would be lower UE power consumption compared to the case without a WUS.) Regarding Claim 12: He discloses the limitations of parent claims. He discloses: wherein a wake-up signal carries indication information associated with the downlink channel monitoring operation; and the performing a downlink channel monitoring operation comprises: performing, by the terminal, the downlink channel monitoring operation based on the indication information. ([¶0188] A WUS can also provide dynamic indication of DRX parameters, including the length of onDurationTimer, the drx-InactivityTimer, and the DRX cycle duration. A WUS can also provide information related to PDCCH monitoring for PDSCH or PUSCH scheduling such as, for example, CCE aggregation levels and candidates per CCE aggregation level, to dynamically control a number of PDCCH decoding operations a UE needs to perform in the following DRX cycle.) Regarding Claim 13: He discloses the limitations of parent claims. He discloses: further comprising: in a case that the wake-up signal has not been detected within N consecutive monitoring occasions, stopping, by the terminal, subsequent wake-up signal monitoring, wherein N is a positive integer greater than or equal to 1. ([¶0167] each WUS in a MIB of a PBCH indicates all paging occasions associated with all PBCH transmissions in each MIB modification period. Since more UEs are indicated by each WUS, a probability that a UE is indicated a paging message reception without the paging message actually addressing the UE increases. Also, the UE needs to receive PBCH in order to obtain a corresponding MIB in every DRX cycle in order to determine if the UE needs to decode PDCCH conveying a DCI format scheduling a PDSCH with a paging message at the paging occasion.) Regarding Claim 14: He discloses the limitations of parent claims. He discloses: further comprising: skipping, by the terminal, monitoring the wake-up signal within a second time period, wherein the second time period comprises at least one of the following: DRX active time; first-PDCCH monitoring period; active time of non-dormant BWP; or active time of non-dormant search space group. ([Abstract] The outcome can indicate whether or not the UE needs to be active at a next discontinuous reception (DRX) cycle. [¶0108] switching for a UE where an active BWP for a UE is switched to a smaller BWP for PDCCH monitoring when there is temporarily no PDSCH transmission to or PUSCH transmission from a UE.) Regarding Claim 15: He discloses: A terminal, comprising a processor, a memory, and a program or instructions stored in the memory and capable of running on the processor, wherein when the program or instructions are executed by the processor, the following steps are implemented: ([¶0010] a user equipment (UE) is provided. The UE includes a receiver and a processor operably connected to the receiver. [¶0072] The controller/processor 225 is also capable of executing programs and other processes resident in the memory 230, such as an OS. The controller/processor 225 can move data into or out of the memory 230 as required by an executing process.[¶0074] The memory 230 is coupled to the controller/processor 225. Part of the memory 230 could include a RAM, and another part of the memory 230 could include a Flash memory or other ROM.) acquiring configuration information of a wake-up signal; and monitoring, by the terminal, the wake-up signal based on the configuration information within a first time period, wherein the first time period is a time period in which first-physical-downlink-control-channel (PDCCH) monitoring is skipped; ([Abstract] reduce power consumption in response to an outcome of a signal reception. The outcome can indicate whether or not the UE needs to be active at a next discontinuous reception (DRX) cycle. The signal can also provide configurations of parameters for transmissions or receptions during the next DRX cycle and be used by the UE for measurements and to obtain channel state information. [¶0106] UE data typically arrives in bursts and a UE may be in idle or inactive mode most of time. In LTE, power saving schemes include a network separately configuring a UE with a discontinuous reception (DRX) cycle for idle and connected mode operation. The UE wakes up in each configured DRX cycle to detect if there is a paging indication in idle mode or to decode PDCCH candidates in order to detect potential DL/UL DCI formats in connected mode.) wherein the configuration information comprises at least one of the following: wake-up signal type; transmission configuration; monitoring start time point; monitoring duration; monitoring occasion; or monitoring period. ([¶0188] A WUS can also provide dynamic indication of DRX parameters, including the length of onDurationTimer, the drx-InactivityTimer, and the DRX cycle duration. A WUS can also provide information related to PDCCH monitoring for PDSCH or PUSCH scheduling such as, for example, CCE aggregation levels and candidates per CCE aggregation level, to dynamically control a number of PDCCH decoding operations a UE needs to perform in the following DRX cycle. [¶0189] A WUS can provide some or all of the above information as described in the following. In one example, a DCI format providing a WUS includes only one type of additional information. One flag field that includes one or more bits in the DCI format can be used to indicate the type of additional information that is contained in the DCI format. For example, a value 0 of a flag field can indicate transmission types, a value of 1 can indicate DRX parameters, a value of 2 can indicate a BWP, and a value of 3 can indicate other information. [¶0190] A CSI-RS can also be used as a WUS when the WUS provides only a few bits of information such as 1 bit for indicating whether or not the UE wakes up in the next DRX cycle.) Regarding Claim 16: He discloses the limitations of parent claims. He discloses: wherein the monitoring start time point is associated with at least one of the following: quasi-periodic arrival position of service packet; jitter range of service packet; or DRX on duration start position; or wherein the monitoring duration is associated with at least one of the following: jitter range of service packet; positive jitter range of service packet; or negative jitter range of service packet. ([¶0298] WUS can be used to initiate aperiodic/periodic beam management that is configured to be completed before the next DRX cycle starts.) Regarding Claim 17: He discloses the limitations of parent claims. He discloses: wherein when the program or instructions are executed by the processor, the following steps are further implemented: performing a downlink channel monitoring operation in a case that the terminal has detected the wake-up signal. ([¶0143] A positive WUS detection indicates to the UE to monitor PDCCH for a DCI format scheduling a PDSCH with a paging message in the next paging DRX cycle as shown in the first paging DRX cycle.) Regarding Claim 18: He discloses the limitations of parent claims. He discloses: wherein the performing a downlink channel monitoring operation comprises at least one of the following: monitoring a second PDCCH; or monitoring a physical downlink shared channel (PDSCH). ([¶0143] A positive WUS detection indicates to the UE to monitor PDCCH for a DCI format scheduling a PDSCH with a paging message in the next paging DRX cycle as shown in the first paging DRX cycle.) Regarding Claim 19: He discloses the limitations of parent claims. He discloses: wherein the monitoring a second PDCCH comprises at least one of the following: starting a DRX on duration timer or a DRX inactivity timer; switching to a non-dormant BWP; switching to a non-dormant search space group; turning off a first timer that is running, wherein the terminal skips the first- PDCCH monitoring when the first timer is on; or stopping performing a first-PDCCH monitoring skipping indication. ([¶0037] FIG. 21 illustrates a flow chart of a method for interactions among WUS, BWP inactivity timer, and DRX inactivity timer according to embodiments of the present disclosure; [¶0136] The UE switches to a default DL BWP when the timer expires. [¶0211] The UE may restart the inactivity timer following a DCI format detection only for a first/initial transmission of a transport block [¶0212] The UE restarts the BWP inactivity timer upon a successful PDCCH decoding [¶0209] BWP inactivity timer stops in step 2114, and the UE performs WUS detection in the default BWP ) Regarding Claim 20: He discloses: A network-side device, comprising a processor, a memory, and a program or instructions stored in the memory and capable of running on the processor, wherein when the program or instructions are executed by the processor, the following steps are implemented: ([¶0068] the gNB 102 includes multiple antennas 205a-205n, multiple RF transceivers 210a-210n, transmit (TX) processing circuitry 215, and receive (RX) processing circuitry 220. The gNB 102 also includes a controller/processor 225, a memory 230, and a backhaul or network interface 235. [¶0072] The controller/processor 225 is also capable of executing programs and other processes resident in the memory 230, such as an OS. The controller/processor 225 can move data into or out of the memory 230 as required by an executing process.) transmitting configuration information of a wake-up signal, wherein the configuration information is used for a terminal to monitor the wake-up signal within a first time period; the first time period is a time period in which first-PDCCH monitoring is skipped; ([Abstract] reduce power consumption in response to an outcome of a signal reception. The outcome can indicate whether or not the UE needs to be active at a next discontinuous reception (DRX) cycle. The signal can also provide configurations of parameters for transmissions or receptions during the next DRX cycle and be used by the UE for measurements and to obtain channel state information. [¶0106] UE data typically arrives in bursts and a UE may be in idle or inactive mode most of time. In LTE, power saving schemes include a network separately configuring a UE with a discontinuous reception (DRX) cycle for idle and connected mode operation. The UE wakes up in each configured DRX cycle to detect if there is a paging indication in idle mode or to decode PDCCH candidates in order to detect potential DL/UL DCI formats in connected mode.) and the configuration information comprises at least one of the following: wake-up signal type; transmission configuration; monitoring start time point; monitoring duration; monitoring occasion; or monitoring period. ([¶0188] A WUS can also provide dynamic indication of DRX parameters, including the length of onDurationTimer, the drx-InactivityTimer, and the DRX cycle duration. A WUS can also provide information related to PDCCH monitoring for PDSCH or PUSCH scheduling such as, for example, CCE aggregation levels and candidates per CCE aggregation level, to dynamically control a number of PDCCH decoding operations a UE needs to perform in the following DRX cycle. [¶0189] A WUS can provide some or all of the above information as described in the following. In one example, a DCI format providing a WUS includes only one type of additional information. One flag field that includes one or more bits in the DCI format can be used to indicate the type of additional information that is contained in the DCI format. For example, a value 0 of a flag field can indicate transmission types, a value of 1 can indicate DRX parameters, a value of 2 can indicate a BWP, and a value of 3 can indicate other information. [¶0190] A CSI-RS can also be used as a WUS when the WUS provides only a few bits of information such as 1 bit for indicating whether or not the UE wakes up in the next DRX cycle.) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HUGH MARK ASHLEY whose telephone number is (571)272-0199. The examiner can normally be reached M-F 8-430. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Asad Nawaz can be reached at (571) 272-3988. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HUGH MARK ASHLEY/Examiner, Art Unit 2463 /ASAD M NAWAZ/Supervisory Patent Examiner, Art Unit 2463
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Prosecution Timeline

Sep 29, 2023
Application Filed
Jan 06, 2026
Non-Final Rejection — §101, §102 (current)

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Expected OA Rounds
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2y 12m
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