Prosecution Insights
Last updated: April 19, 2026
Application No. 18/478,381

DIE ASSEMBLY AND METHODS FOR FRICTION STIR EXTRUSION

Non-Final OA §102§103§112
Filed
Sep 29, 2023
Examiner
SULLIVAN, DEBRA M
Art Unit
3725
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Ohio State Innovation Foundation
OA Round
2 (Non-Final)
78%
Grant Probability
Favorable
2-3
OA Rounds
3y 0m
To Grant
96%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allow Rate
853 granted / 1087 resolved
+8.5% vs TC avg
Strong +17% interview lift
Without
With
+17.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
32 currently pending
Career history
1119
Total Applications
across all art units

Statute-Specific Performance

§101
0.7%
-39.3% vs TC avg
§103
32.3%
-7.7% vs TC avg
§102
28.5%
-11.5% vs TC avg
§112
34.0%
-6.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1087 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION It is noted that this is a supplemental Office Action to correct a typographical error in the labeling of elements in the figure associated with claim 16. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 12 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. With regards to claim 12, there appears to be insufficient antecedent basis for the limitation “the substantially cylindrical chamber” found in line 4. It is noted that the claim previously recites a substantially cylindrical housing but fails to disclose the housing has a chamber. For examination purposes the limitation is being interpreted as referring to the substantially cylindrical housing. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 5-8, 11-12, 14, 16 and 19 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kandasamy (US 2022/0281005). In reference to claim 1, Kandasamy discloses a die assembly configured for use in a forward extrusion stir extrusion system, the die assembly comprising a die piece (1200) comprising a first cylindrical portion (1280) having a first radius [see figure 22], a second portion (1240) having a second radius, the second radius being larger than the first radius [see figure 22], and a sloped portion (1260) extending from the first cylindrical portion to the second portion, wherein the sloped portion comprises a sloped surface extending from the first radius to the second radius, wherein the first cylindrical portion, the second portion and the sloped portion area each coaxially disposed about a rotational axis, and wherein at least a portion of the sloped surface is a textured surface [see figure 23 & paragraph 0150; it is noted that textured surface is being interpreted as a surface that is not smooth thus the fins, threads, steps, nubs, buttons and/or protrusions on the surface meets the limitation of being a textured surface]. In reference to claim 5, Kandasamy further discloses the textured surface comprises grooves (slots) and or spiral scroll engravements (i.e. threads) [see paragraph 0150]. In reference to claim 6, Kandasamy discloses a die assembly configured to use in a forward friction stir extrusion system, the die assembly comprising a die piece (1400) comprising an interior wall defining a chamber disposed about a rotational axis [see figure 22], wherein the die piece comprises: a first end and a second end opposite and axially spaced apart from the first end, a first opening having a first radius toward the first end, and a second opening having a second radius towards the second end, wherein the first radius is larger than the second radius [see figure below], and wherein at least a portion of the interior wall defines a sloped surface within the chamber, the sloped surface extending inward from the first radius to the second radius, and wherein at least a portion of the sloped surface is a textured surface [see paragraph 0151; cavity (i.e. chamber) can having features such as fins, flutes, threads, steps, nubs, buttons and/or protrusions]. PNG media_image1.png 476 812 media_image1.png Greyscale In reference to claim 7, Kandasamy further discloses an extrusion member (1200) configured to contact a feedstock material (1122, 1142, 1700), wherein the extrusion member is configured to axially move the feed material from the first end of the die piece towards the second end of the die piece [see paragraph 0112]. In reference to claim 8, Kandasamy further discloses the extrusion member (1200) is configured to rotate about the rotational axis, the extrusion member is configured to move axially relative to the die piece, and rotation of the extrusion member and axial displacement of the extrusion member relative to the die piece is configured to cause the feedstock material to extrude through the second opening [see figure 23]. In reference to claim 11, Kandasamy discloses a die assembly configured for use in a backward friction stir extrusion system, the die assembly comprising a die piece (1200) comprising a first end and a second end opposite and spaced apart from the first end, a cylindrical portion disposed towards the first end, and a sloped portion disposed proximal to the second end [see figure below], wherein the cylindrical portion and the sloped portion are coaxially positioned about a rotational axis, wherein the sloped portion defines a sloped surface extending from a first radius towards the first end to a second radius towards the second end, wherein the first radius is larger than the second radius, and wherein at least a portion of the sloped surface is a texture surface [see paragraph 0150; conical frustum shape can have geometrical and/or mechanical features such as fins, flutes, slots, threads, steps, nubs, buttons, and/or protrusions]. PNG media_image2.png 578 808 media_image2.png Greyscale In reference to claim 12, Kandasamy further discloses an extrusion member (1400) defining a substantially cylindrical housing having an interior wall and an opening, wherein the substantially cylindrical housing is configured to receive the die piece and a feedstock material, and wherein the feedstock material is configured to be disposed between the die piece and the interior wall of the substantially cylindrical housing [see figure 13]. In reference to claim 14, Kandasamy further discloses the textured surface comprises grooves (slots) and or spiral scroll engravements (i.e. threads) [see paragraph 0150]. In reference to claim 16, Kandasamy discloses a die assembly configured for use in a backward friction stir extrusion system, the die assembly comprising a die piece (1400) comprising a first end and a second end opposite and spaced apart from the first end, a hollow cylindrical portion disposed towards the first end, and a funnel portion disposed proximal the second end [see figure below], wherein the hollow cylindrical portion and the funnel portion are coaxially disposed about a rotational axis, the funnel portion having a first opening having a first radius at the second end and a second opening having a second radius towards the first end, wherein the first radius is larger than the second radius [see figure below], wherein the funnel portion defines a sloped surface extending inwards from the first radius at the first opening to the second radius at the second opening, and wherein at least a portion of the sloped surface is a textured surface [see paragraph 0151; cavity (i.e. chamber) can having features such as fins, flutes, threads, steps, nubs, buttons and/or protrusions] PNG media_image3.png 576 496 media_image3.png Greyscale In reference to claim 19, Kandasamy further discloses the textured surface comprises grooves (slots) and or spiral scroll engravements (i.e. threads) [see paragraph 0151]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 13 is/are rejected under 35 U.S.C. 103 as being unpatentable over Kandasamy in view of Eller et al (US 2021/0252632). In reference to claim 13, Kandasamy further discloses the need to provide cooling cycles to the die piece (1200) and/or extrusion member (1400) in order to avoid excessive wear due to continuous exposure to high temperatures and/or contact forces. Kandasamy discloses the invention substantially as claimed except for wherein thermal channels are provided to remove thermal energy (i.e. cooling). However, Eller et al teaches of an extrusion member is provided with thermal channels (136) for the purpose of removing heat from within the chamber [see paragraph 0050]. Therefore it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the extrusion member of Kandasamy with cooling channels, as taught by Eller et al, to remove heat and thereby avoid excessive wear. Allowable Subject Matter Claims 2-4, 9-10, 15, 17-18 and 20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Debra Sullivan whose telephone number is (571)272-1904. The examiner can normally be reached Monday-Friday 8am-4:30pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Chris Templeton can be reached on (571) 272-45240-1477. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Debra M Sullivan/ Primary Examiner, Art Unit 3725
Read full office action

Prosecution Timeline

Sep 29, 2023
Application Filed
Dec 12, 2025
Non-Final Rejection — §102, §103, §112
Feb 03, 2026
Non-Final Rejection — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
78%
Grant Probability
96%
With Interview (+17.1%)
3y 0m
Median Time to Grant
Moderate
PTA Risk
Based on 1087 resolved cases by this examiner. Grant probability derived from career allow rate.

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