Prosecution Insights
Last updated: April 19, 2026
Application No. 18/486,394

MECHANICAL SUNSHADE

Final Rejection §102§103
Filed
Oct 13, 2023
Examiner
LIU, SHAN
Art Unit
2871
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Raytheon Company
OA Round
2 (Final)
72%
Grant Probability
Favorable
3-4
OA Rounds
2y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allow Rate
436 granted / 606 resolved
+3.9% vs TC avg
Strong +40% interview lift
Without
With
+40.4%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 2m
Avg Prosecution
30 currently pending
Career history
636
Total Applications
across all art units

Statute-Specific Performance

§103
59.5%
+19.5% vs TC avg
§102
22.1%
-17.9% vs TC avg
§112
15.1%
-24.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 606 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment and Arguments The amendment filed 02/03/2026 has been entered. Claims 1-3, 5-12 and 16-20 are currently pending in this application. Applicant’s arguments, see Pages 6-8, filed 02/03/2026, with respect to the claims 1-3, 5-12 and 16-20 have been fully considered but they are not persuasive. Applicant states "…Applicants would like to thank the Examiner for indicating that Claims 3, 5-6 and 14 are would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim 4 has been added to claim 1 to place claim 1 and all claims that depend from it into allowable condition…". Examiner respectfully disagrees. The action of adding Claim 4 to claim 1 won’t place claim 1 and all claims that depend from it into allowable condition since Examiner ONLY indicated that Claims 3, 5-6 and 14 are would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims in the non-final office action mailed 11/3/2025. As stated in the rejection of claim 4 in in the non-final office action mailed 11/3/2025 and the rejection of amended claim 1 below, Akiba teaches the actuator (the actuator corresponding to the drive portion 32 in Picture 1, Fig. 4A-5B) is configured to rotate the sunshade (the lens barrier 13 in Fig. 4A-5B) about a rotational axis (the axis of corresponding to the rotational axis of 31/13a in Fig. 4A-5B), wherein the rotational axis (the axis of corresponding to the rotational axis of 31/13a in Fig. 4A-5B) is parallel with (Picture 1) the central axis (C1 in Picture 1, Fig. 4A). Claim Objections Claim 3 is objected to because of the following informalities: In claim 3, line 4, " with an edge of the first circular cross-section " should read - - with an edge of the first circular cross-section. - - (Examiner notes: period is missed) Appropriate correction is required. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1 and 7-8 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Akiba (US 6334718, 1st interpretation). Regarding claim 1, Akiba teaches a movable sunshade system (Fig. 1-10, Col. 1-8) comprising: a baffle (18 in Picture 1, Fig. 4A-5B) extending along a central axis (C1 in Picture 1, Fig. 4A) of an entrance pupil (Fig. 4A) of a lens (the taking lens 12 in Fig. 4A), wherein the baffle (18 in Picture 1) includes a first end (the end corresponding to E1 in Picture 1) shaped to extend around the entrance pupil (Fig. 4A, Picture 1); a sunshade (the lens barrier 13 in Fig. 4A-5B) movably connected (Fig. 4A-5B) to the baffle (18 in Picture 1), wherein the sunshade (the lens barrier 13 in Fig. 4A-5B) comprises a first portion (P1 in Picture 1) shaped to cover a portion (Fig. 5A-5B, Picture 1, Fig. 4A) of the baffle (18 in Picture 1) that is spaced from (Picture 1, Fig. 4A-5B) the first end of the baffle (the end corresponding to E1 in Picture 1), wherein the sunshade (the lens barrier 13 in Fig. 4A-5B) includes a second portion (P2 in Picture 1 which is corresponding to the opening 4 in Fig. 4A and 5A-5B) that extends from the first portion (P1 in Picture 1); and an actuator (the actuator corresponding to the drive portion 32 in Picture 1, Fig. 4A-5B) configured to move at least one of the baffle or the sunshade (the lens barrier 13 in Fig. 4A-5B) to selectively cover portions of a field of view (FOV) of the entrance pupil (Fig. 4A, Fig. 8 and Fig. 10, Examiner notes); wherein the actuator (the actuator corresponding to the drive portion 32 in Picture 1, Fig. 4A-5B) is configured to rotate the sunshade (the lens barrier 13 in Fig. 4A-5B) about a rotational axis (the axis of corresponding to the rotational axis of 31/13a in Fig. 4A-5B), wherein the rotational axis (the axis of corresponding to the rotational axis of 31/13a in Fig. 4A-5B) is parallel with (Picture 1) the central axis (C1 in Picture 1, Fig. 4A). Examiner notes: (a) since Akiba teaches that the drive portion 32 can selectively move the lens barrier 13 between (a1) the lens barrier 13 is open and uncovering the FOV of the entrance pupil for the lens 12 as shown in Fig. 8 and (a2) the lens barrier 13 is close and covering the FOV of the entrance pupil for the lens 12 as shown in Fig. 10, Akiba teaches that the actuator (the drive portion 32) is configured to move the sunshade (the lens barrier 13) to selectively cover all portions of a field of view (FOV) of the entrance pupil by the selectively operation of the lens barrier 13 between open and close. (b) As shown in the Fig. 6 and Fig. 10, since Akiba teaches the drive portion 32 is configured to close the lens barrier 13 under the drive pulse X3, which has multiple steps W3 in a pulse cycle T as shown in Fig. 6, Akiba teaches that the actuator (the drive portion 32) is configured to (and be able to) selectively rotate the baffle (the ring gear 18) and move the sunshade (the lens barrier 13) to selectively cover some portions of a field of view (FOV) of the entrance pupil by the selectively operation of one or more steps of W3 in a pulse cycle T as shown in Fig. 6. PNG media_image1.png 304 462 media_image1.png Greyscale Picture 1, from Fig. 4A-4B of Akiba (US 6334718) Regarding claims 7-8, Akiba also teaches the following elements: (Claim 7) a cross-sectional area of the second portion (P2 in Picture 1 which is corresponding to the opening 4 in Fig. 4A and 5A-5B) is based on a predetermined threshold exclusion zone of the entrance pupil (Fig. 4A-5B, a predetermined threshold exclusion zone of the entrance pupil can be all of the area of the entrance pupil which is excluded from the 13 when the 13 is fully opened). (Claim 8) the first portion (P1 in Picture 1) is shaped to cover (P1 cover a portion of E3 in Picture 1) a second end (the end corresponding to E2 in Picture 1) of the baffle that is opposite the first end (the end corresponding to E1 in Picture 1). Claims 1-2 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Akiba (US 6334718, 2nd interpretation). Regarding claim 1, Akiba teaches a movable sunshade system (Fig. 1-10, Col. 1-8) comprising: a baffle (18 in Picture 2, Fig. 4A-5B) extending along a central axis (C1 in Picture 2, Fig. 4A) of an entrance pupil (Fig. 4A) of a lens (the taking lens 12 in Fig. 4A), wherein the baffle (18 in Picture 2) includes a first end (the end corresponding to E1 in Picture 2) shaped to extend around the entrance pupil (Fig. 4A, Picture 2); a sunshade (the lens barrier 13 in Fig. 4A-5B) movably connected (Fig. 4A-5B) to the baffle (18 in Picture 2), wherein the sunshade (the lens barrier 13 in Fig. 4A-5B) comprises a first portion (F1 in Picture 2) shaped to cover a portion (Fig. 5A-5B, Picture 2, Fig. 4A) of the baffle (18 in Picture 2) that is spaced from (Picture 2, Fig. 4A-5B) the first end of the baffle (the end corresponding to E1 in Picture 2), wherein the sunshade (the lens barrier 13 in Fig. 4A-5B) includes a second portion (F2 in Picture 2) that extends from the first portion (F1 in Picture 2); and an actuator (the actuator corresponding to the drive portion 32 in Picture 2, Fig. 4A-5B) configured to move at least one of the baffle or the sunshade (the lens barrier 13 in Fig. 4A-5B) to selectively cover portions of a field of view (FOV) of the entrance pupil (Fig. 4A, Fig. 8 and Fig. 10, Examiner notes), wherein the actuator (the actuator corresponding to the drive portion 32 in Picture 1, Fig. 4A-5B) is configured to rotate the sunshade (the lens barrier 13 in Fig. 4A-5B) about a rotational axis (the axis of corresponding to the rotational axis of 31/13a in Fig. 4A-5B), wherein the rotational axis (the axis of corresponding to the rotational axis of 31/13a in Fig. 4A-5B) is parallel with (Picture 1) the central axis (C1 in Picture 1, Fig. 4A). Examiner notes: (a) since Akiba teaches that the drive portion 32 can selectively move the lens barrier 13 between (a1) the lens barrier 13 is open and uncovering the FOV of the entrance pupil for the lens 12 as shown in Fig. 8 and (a2) the lens barrier 13 is close and covering the FOV of the entrance pupil for the lens 12 as shown in Fig. 10, Akiba teaches that the actuator (the drive portion 32) is configured to move the sunshade (the lens barrier 13) to selectively cover all portions of a field of view (FOV) of the entrance pupil by the selectively operation of the lens barrier 13 between open and close. (b) As shown in the Fig. 6 and Fig. 10, since Akiba teaches the drive portion 32 is configured to close the lens barrier 13 under the drive pulse X3, which has multiple steps W3 in a pulse cycle T as shown in Fig. 6, Akiba teaches that the actuator (the drive portion 32) is configured to (and be able to) selectively rotate the baffle (the ring gear 18) and move the sunshade (the lens barrier 13) to selectively cover some portions of a field of view (FOV) of the entrance pupil by the selectively operation of one or more steps of W3 in a pulse cycle T as shown in Fig. 6. PNG media_image2.png 304 462 media_image2.png Greyscale Picture 2, from Fig. 4A-4B of Akiba (US 6334718) Regarding claim 2, Akiba also teaches the following elements: (Claims 2 and 17) the first portion (F1 in Picture 2) has a larger cross-sectional area (Picture 2) than a cross-sectional area of the second portion (F2 in Picture 2). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Akiba (1st interpretation) as applied to claim 1 above, and in view of Boku (JPH10126660A) and Park (US 2008/0212958). Regarding claim 9, Akiba does not teach the following elements. Boku teaches the following elements (Fig. 2-9, Pages 3-5 of English translation of JPH10126660A): (Claim 9) an actuator (the actuator corresponding to 16, 15, 37, 36 in Fig. 4-8) is configured to move (Fig. 6 and 8) the sunshade (the lens cover 32 in Fig. 6 and 8) along a linear axis (the axis corresponding to the guide grove 39 in Fig. 6 and 8), wherein the linear axis (the axis corresponding to the guide grove 39 in Fig. 6 and 8) is perpendicular to (Fig. 6 and 8) the central axis (the center axis correspond to 31 in Fig. 6 and 8). Park teaches the following elements (Fig. 29-38, [0153-0202]): (Claim 9) the sunshade (the blade 630 in Fig. 32) is linearly move (Fig. 32) along a linear axis (the axis corresponding to 626 in Fig. 32). Before the effective filling date of the claimed invention, it would have been obvious to the artisan of ordinary skill to employ the above elements as taught by Boku and Park for the system of Akiba such that in the system of Akiba, (Claim 9) the actuator is configured to linearly move the sunshade along a linear axis, wherein the linear axis is perpendicular to the central axis. The motivation is to provide a guide groove for guiding the movement of the sunshade (Boku, [0008], Page 2), and provide a protection apparatus for small cameras and foreign matters are prevented from sticking to the camera lens (Park, [0001, 0203]). Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Akiba (1st interpretation) as applied to claim 1 above, and in view of Nishizawa (US 2008/0252975). Regarding claim 10, Akiba does not teach the following elements. Nishizawa teaches the following elements: (Claim 10) a baffle (53 in Fig. 3 and 11-12, [0051-0054]) has a conical shape (the inner tapered through hole of 53 in a conical shape, Fig. 3 and Fig. 11-12) where the first end (the right end of 53 adjacent to the lens L1 in Fig. 3) has a first cross-sectional area (Fig. 3 and Fig. 11-12), wherein the baffle (53 in Fig. 3 and 11-12, [0051-0054]) has a second end (the left end of 53 adjacent to the lens barrier 40 in Fig. 3) opposite the first end (the end of 53 adjacent to the lens L1 in Fig. 3) having a second cross-sectional area that is larger than the first cross-sectional area (Fig. 3, the inner through hole of 53 is tapered). Before the effective filling date of the claimed invention, it would have been obvious to the artisan of ordinary skill to employ the above elements as taught by Nishizawa for the system of Akiba such that in the system of Akiba, (Claim 10) the baffle has a conical shape where the first end has a first cross-sectional area, wherein the baffle has a second end opposite the first end having a second cross-sectional area that is larger than the first cross-sectional area. The motivation is to make the baffle small and compact with the lens while not interfering with the lens (Nishizawa, Fig. 3). Claim 11 is rejected under 35 U.S.C. 103 as being unpatentable over Akiba (1st interpretation) as applied to claim 1 above, and in view of and Park (US 2008/0212958). Regarding claims 11, Akiba does not teach the following elements. Park teaches the following elements (Fig. 34-38, [0183-0202]): (Claim 11) a first portion (the bottom portion of 730 corresponding to 712/722 in Fig. 34) has a first rectangular cross-section (Fig. 34), wherein the second portion (the top portion of 730 corresponding to 736 in Fig. 34) has a second rectangular cross-section (Fig. 34). Before the effective filling date of the claimed invention, it would have been obvious to the artisan of ordinary skill to employ the above elements as taught by Park for the system of Akiba such that in the system of Akiba, (Claim 11) the first portion has a first rectangular cross-section, wherein the second portion has a second rectangular cross-section. The motivation is to provide a protection apparatus for small cameras and foreign matters are prevented from sticking to the camera lens (Park, [0001, 0203]). Allowable Subject Matter Claims 3 and 5-6 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: None of the prior art of record discloses or suggests all the combination of a movable sunshade system as set forth in claims 3 and 5-6. Regarding claim 3, none of the prior art discloses or suggests a movable sunshade system recited in claim 1, wherein “the first portion has a first circular cross-section, and the second portion has a second circular cross-section, the first portion and the second portion being arranged such that a center of the second circular cross-section aligns with an edge of the first circular cross-section” in combination with the other required elements of the claim. Regarding claims 5-6, none of the prior art discloses or suggests a movable sunshade system recited in claim 4, wherein “the first portion has a circular cross-section, wherein a pivot point of the sunshade about the rotational axis is on an edge of the circular cross-section” in combination with the other required elements of the claim. Claims 12 and 16-20 are allowed. The following is a statement of reasons for the indication of allowable subject matter: Regarding independent claim 12, none of the prior art discloses or suggests that a movable sunshade system comprising: a baffle extending along a central axis of an entrance pupil of a lens, wherein the baffle includes a first end shaped to extend around the entrance pupil; a sunshade movably mounted at a second end of the baffle, wherein the sunshade includes a first portion shaped to cover an aperture formed at the second end forms, wherein the sunshade further includes a second portion shaped to cover a portion of a field of view (FOV) of the entrance pupil; a first actuator configured to move the sunshade relative to the baffle to selectively cover the FOV of the entrance pupil; and a second actuator configured to rotate the baffle about the central axis, wherein rotation of the baffle causes a corresponding rotation of the sunshade around the central axis; and wherein “the first actuator is configured to rotate the sunshade about a rotational axis, wherein the rotational axis is parallel to the central axis; and a pivot point of the sunshade about the rotational axis is formed on an edge of the first portion” in combination with the other required elements of the claim. Claims 16-17 are allowable due to their dependency. The most relevant reference, Akiba (US 6334718), Boku (JPH10126660A), Park (US 2008/0212958), and Nishizawa (US 2008/0252975), taken along or in combination, only discloses a movable sunshade system comprising: a baffle extending along a central axis of an entrance pupil of a lens, wherein the baffle includes a first end shaped to extend around the entrance pupil; a sunshade movably mounted at a second end of the baffle, wherein the sunshade includes a first portion shaped to cover an aperture formed at the second end forms, wherein the sunshade further includes a second portion shaped to cover a portion of a field of view (FOV) of the entrance pupil; a first actuator configured to move the sunshade relative to the baffle to selectively cover the FOV of the entrance pupil; and a second actuator configured to rotate the baffle about the central axis, wherein rotation of the baffle causes a corresponding rotation of the sunshade around the central axis; wherein the first actuator is configured to rotate the sunshade about a rotational axis, wherein the rotational axis is parallel to the central axis. However they do not teach or suggest the combined limitations of “the first actuator is configured to rotate the sunshade about a rotational axis, wherein the rotational axis is parallel to the central axis; and a pivot point of the sunshade about the rotational axis is formed on an edge of the first portion” in combination with the other required elements of the claim. Regarding independent claim 18, none of the prior art discloses or suggests that a method of operating a movable sunshade system comprising: rotating a sunshade about a rotational axis to selectively cover portions of an entrance pupil of a lens, wherein the sunshade is rotationally attached to a baffle that extends along a central axis of the entrance pupil, wherein the sunshade is attached to a second end of the baffle that is opposite a first end shaped to surround the entrance pupil, wherein the sunshade includes a portion with a cross-section shaped to cover a predetermined threshold occlusion zone of the entrance pupil, and wherein the sunshade comprises a first portion shaped to cover a portion of the baffle that is spaced from the first end of the baffle, wherein the sunshade includes a second portion that extends from the first portion; and wherein “selectively rotating the baffle to rotate the sunshade about the central axis; wherein the rotational axis is parallel to the central axis; wherein a pivot point of the sunshade about the rotational axis is formed on an edge of the first portion” in combination with the other required elements of the claim. Claims 19-20 are allowable due to their dependency. The most relevant reference, Akiba (US 6334718), Boku (JPH10126660A), Park (US 2008/0212958), and Nishizawa (US 2008/0252975), taken along or in combination, only discloses a method of operating a movable sunshade system comprising: rotating a sunshade about a rotational axis to selectively cover portions of an entrance pupil of a lens, wherein the sunshade is rotationally attached to a baffle that extends along a central axis of the entrance pupil, wherein the sunshade is attached to a second end of the baffle that is opposite a first end shaped to surround the entrance pupil, wherein the sunshade includes a portion with a cross-section shaped to cover a predetermined threshold occlusion zone of the entrance pupil, and wherein the sunshade comprises a first portion shaped to cover a portion of the baffle that is spaced from the first end of the baffle, wherein the sunshade includes a second portion that extends from the first portion; and selectively rotating the baffle to rotate the sunshade about the central axis; wherein the rotational axis is parallel to the central axis. However they do not teach or suggest the combined limitations of “selectively rotating the baffle to rotate the sunshade about the central axis; wherein the rotational axis is parallel to the central axis; wherein a pivot point of the sunshade about the rotational axis is formed on an edge of the first portion” in combination with the other required elements of the claim. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHAN LIU whose telephone number is (571)270-0383. The examiner can normally be reached on 9am-5pm EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Carruth can be reached on 571-272-9791. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHAN LIU/Primary Examiner, Art Unit 2871
Read full office action

Prosecution Timeline

Oct 13, 2023
Application Filed
Oct 30, 2025
Non-Final Rejection — §102, §103
Feb 03, 2026
Response Filed
Mar 05, 2026
Final Rejection — §102, §103 (current)

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