Prosecution Insights
Last updated: October 02, 2026
Application No. 18/494,452

LIGHT SOURCE DEVICE HAVING POSITIONING PART ON HOLDER FOR POSITIONING OF COUPLING LENS RELATIVE THERETO, AND SCANNING OPTICAL DEVICE USING THE SAME

Final Rejection §102§103
Filed
Oct 25, 2023
Priority
Nov 18, 2022 — JP 2022-184681
Examiner
STANFORD, CHRISTOPHER J
Art Unit
2872
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Brother Kogyo Kabushiki Kaisha
OA Round
2 (Final)
55%
Grant Probability
Moderate
3-4
OA Rounds
6m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allowance Rate
408 granted / 742 resolved
-13.0% vs TC avg
Strong +27% interview lift
Without
With
+26.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
47 currently pending
Career history
796
Total Applications
across all art units

Statute-Specific Performance

§101
2.5%
-37.5% vs TC avg
§103
47.3%
+7.3% vs TC avg
§102
24.6%
-15.4% vs TC avg
§112
24.4%
-15.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 742 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Receipt is acknowledged of the amendment filed 5/27/2026. Claims 1, 6-8, 11, 16-18 are amended, claims 21-28 are new, claims 2-5 and 12-15 are cancelled and claims 1, 6-11, 16-28 are currently pending. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 6-8, 21-22 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US PG Pub. 20070273986 to Kajita (hereinafter Kajita). Regarding claim 1, Kajita discloses a light source device (“a semiconductor laser serving as a light source”; [0069], Fig. 1 & 5) comprising: a semiconductor laser configured to emit light ([0069]); a coupling lens configured to convert the light from the semiconductor laser into light beam (objective lens 21 in Fig. 1 & further detailed as lens 32 in Fig. 5; [0069]); and a holder (a lens holder 22/22a, Fig. 1 & 5; [0069]) supporting the coupling lens, wherein the coupling lens has: an optical surface defining an optical axis (Figs. 1, 4, 5); and a flange portion (Fig. 4A-4B, 5) protruding outward in a radial direction orthogonal to the optical axis, the flange portion comprising: two first flange portions (See annotated figure below) each having an arcuate surface centered on the optical axis, the two first flange portions being at symmetrical positions with respect to the optical axis; and a second flange portion (See annotated figure below) having a flat planar surface extending in a direction along the optical axis (Fig. 4A-4B), wherein the holder has: two first positioning parts (See annotated figure below) each opposing the arcuate surface of a corresponding one of the two first flange portions in the radial direction for positioning of the coupling lens relative to the holder, the two first positioning parts being at symmetrical positions with respect to the optical axis (Fig. 4-5), each of the two first positioning parts having a curved surface that conforms to the arcuate surface of the corresponding one of the two first flange portions (Fig. 5); a second positioning part (See annotated figure below) opposing the planar surface of the second flange portion in the radial direction, the second positioning part having a second planar surface aligned with the planar surface of the second flange portion in the radial direction to determine an orientation of the coupling lens about the optical axis (Fig. 5); and a first notch (groove 22c, Fig. 5) through which at least a part of the planar surface is exposed in the radial direction, and wherein at least a part of each of the two first flange portions is bonded to the holder (“the groove portions 22c (shaded portions in FIG. 5) obtained by shifting the phase by 90 degrees from the above-described groove portions 22c are both filled with an additional adhesive”, Fig. 5). PNG media_image1.png 693 1360 media_image1.png Greyscale Regarding claim 6, Kajita discloses the coupling lens has two portions that are bonded to the holder, the two portions being positioned symmetrically with respect to the optical axis (Fig. 5). Regarding claim 7, Kajita discloses the holder further comprises two recesses (grooves 22c at approximately 135⁰ and 215⁰, Fig. 5), each of the two recesses being recessed in a direction away from a corresponding one of the two first flange portions in the direction along the optical axis (grooves 22c at approximately 135⁰ and 215⁰, Fig. 5) each of the two recesses overlapping with the corresponding one of the two first flange portions when viewed in the direction along the optical axis, and wherein each of the two first flange portions is bonded to the holder by an adhesive (Fig. 5; [0084]-[0089]), at least a portion of the adhesive being positioned in the corresponding one of the two recesses (Fig. 5; [0084]-[0089]). Regarding claim 8, Kajita discloses the coupling lens further has a gate trace protruding outward in the radial direction from the arcuate surface of one of the two first flange portions, and wherein the holder has a second notch through which the gate trace is exposed in the radial direction (Fig. 4A-4B, 5). Regarding claim 21, Kajita discloses an embodiment in Fig. 6A-6B analogous to the embodiment matched above (Fig. 4A-4B, 5). The Fig. 6A-6B embodiment anticipates Claims 1 and 11 analogously. Kajita discloses at least a part of each of the two first flange portions is bonded to the holder by an adhesive (Fig. 6), the adhesive being positioned between the seating surface and the flange portion in the direction along the optical axis (Fig. 6; [0082]-[0086]) and the holder further has a seating surface opposing the flange portion in the direction along the optical axis (Fig. 6B). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 9-10 and 27-28 are rejected under 35 U.S.C. 103 as being unpatentable over Kajita, as applied to claims 1 and 23, and further in view of JP 2009-237244 to Mihara et al. (hereinafter Mihara). Regarding claim 9, Kajita discloses the claimed invention as cited above though does not explicitly disclose: a laser holder holding the semiconductor laser and the holder. Mihara discloses a laser holder holding the semiconductor laser and the holder (holder 130, Fig. 5). Before the effective filing date of the invention, it would have been obvious to a person of ordinary skill in the art to provide a laser holder as taught by Mihara with the system as disclosed by Kajita. The motivation would have been to provide a packaged, optically aligned product (Fig. 4). Regarding claim 10, Kajita discloses a lens holder (Fig. 4-5) and Kajita does not explicitly disclose the holder is bonded to the laser holder. Mihara discloses the lens assembly is bonded to the laser holder (via adhesive resin 140, Fig. 5). Before the effective filing date of the invention, it would have been obvious to a person of ordinary skill in the art to bond optics to a laser holder as taught by Mihara with the system as disclosed by Kajita. The motivation would have been to provide a packaged, optically aligned product (Fig. 4). Regarding claim 27, Kajita discloses the claimed invention as cited above though does not explicitly disclose: a laser holder holding the semiconductor laser and the holder. Mihara discloses a laser holder holding the semiconductor laser and the holder (holder 130, Fig. 5). Before the effective filing date of the invention, it would have been obvious to a person of ordinary skill in the art to provide a laser holder as taught by Mihara with the system as disclosed by Kajita. The motivation would have been to provide a packaged, optically aligned product (Fig. 4). Regarding claim 28, Kajita discloses a lens holder (Fig. 4-5) and Kajita does not explicitly disclose the holder is bonded to the laser holder. Mihara discloses the lens assembly is bonded to the laser holder (via adhesive resin 140, Fig. 5). Before the effective filing date of the invention, it would have been obvious to a person of ordinary skill in the art to bond optics to a laser holder as taught by Mihara with the system as disclosed by Kajita. The motivation would have been to provide a packaged, optically aligned product (Fig. 4). Claims 11, 16-20, and 22 are rejected under 35 U.S.C. 103 as being unpatentable over Kajita, as applied to claim 1, and further in view of JP 2009-237244 to Mihara et al. (hereinafter Mihara). Regarding claim 11, Kajita discloses a light source device (“a semiconductor laser serving as a light source”; [0069], Fig. 1 & 5) comprising: a semiconductor laser configured to emit light ([0069]); a coupling lens configured to convert the light from the semiconductor laser into light beam (objective lens 21 in Fig. 1 & further detailed as lens 32 in Fig. 5; [0069]); and a holder (a lens holder 22/22a, Fig. 1 & 5; [0069]) supporting the coupling lens, wherein the coupling lens has: an optical surface defining an optical axis (Figs. 1, 4, 5); and a flange portion (Fig. 4A-4B, 5) protruding outward in a radial direction orthogonal to the optical axis, the flange portion comprising: two first flange portions (See annotated figure below) each having an arcuate surface centered on the optical axis, the two first flange portions being at symmetrical positions with respect to the optical axis; and a second flange portion (See annotated figure below) having a flat planar surface extending in a direction along the optical axis (Fig. 4A-4B), wherein the holder has: two first positioning parts (See annotated figure below) each opposing the arcuate surface of a corresponding one of the two first flange portions in the radial direction for positioning of the coupling lens relative to the holder, the two first positioning parts being at symmetrical positions with respect to the optical axis (Fig. 4-5), each of the two first positioning parts having a curved surface that conforms to the arcuate surface of the corresponding one of the two first flange portions (Fig. 5); a second positioning part (See annotated figure below) opposing the planar surface of the second flange portion in the radial direction, the second positioning part having a second planar surface aligned with the planar surface of the second flange portion in the radial direction to determine an orientation of the coupling lens about the optical axis (Fig. 5); and a first notch (groove 22c, Fig. 5) through which at least a part of the planar surface is exposed in the radial direction, and wherein at least a part of each of the two first flange portions is bonded to the holder (“the groove portions 22c (shaded portions in FIG. 5) obtained by shifting the phase by 90 degrees from the above-described groove portions 22c are both filled with an additional adhesive”, Fig. 5). Kajita discloses the claimed invention as cited above though does not explicitly disclose a deflector comprising a polygon mirror configured to deflect the light beam; a scanning optical system configured to form an image on an image plane using the light beam from the polygonal mirror. Mihara discloses a deflector comprising a polygon mirror configured to deflect the light beam; a scanning optical system configured to form an image on an image plane using the light beam from the polygonal mirror (Fig. 4; [0017]-[0022]). Before the effective filing date of the invention, it would have been obvious to a person of ordinary skill in the art to provide a polygonal mirror as taught by Mihara with the system as disclosed by Kajita. The motivation would have been to scan a laser beam ([0017]-[0022]). Regarding claim 16, Kajita discloses the coupling lens has two portions that are bonded to the holder, the two portions being positioned symmetrically with respect to the optical axis (Fig. 5). Regarding claim 17, Kajita discloses the holder further comprises two recesses (grooves 22c at approximately 135⁰ and 215⁰, Fig. 5), each of the two recesses being recessed in a direction away from a corresponding one of the two first flange portions in the direction along the optical axis (grooves 22c at approximately 135⁰ and 215⁰, Fig. 5) each of the two recesses overlapping with the corresponding one of the two first flange portions when viewed in the direction along the optical axis, and wherein each of the two first flange portions is bonded to the holder by an adhesive (Fig. 5; [0084]-[0089]), at least a portion of the adhesive being positioned in the corresponding one of the two recesses (Fig. 5; [0084]-[0089]). Regarding claim 18, Kajita discloses the coupling lens further has a gate trace protruding outward in the radial direction from the arcuate surface of one of the two first flange portions, and wherein the holder has a second notch through which the gate trace is exposed in the radial direction (Fig. 4A-4B, 5). Regarding claim 19, Kajita discloses the claimed invention as cited above though does not explicitly disclose: a laser holder holding the semiconductor laser and the holder. Mihara discloses a laser holder holding the semiconductor laser and the holder (holder 130, Fig. 5). Before the effective filing date of the invention, it would have been obvious to a person of ordinary skill in the art to provide a laser holder as taught by Mihara with the system as disclosed by Kajita. The motivation would have been to provide a packaged, optically aligned product (Fig. 4). Regarding claim 20, Kajita discloses a lens holder (Fig. 4-5) and Kajita does not explicitly disclose the holder is bonded to the laser holder. Mihara discloses the lens assembly is bonded to the laser holder (via adhesive resin 140, Fig. 5). Before the effective filing date of the invention, it would have been obvious to a person of ordinary skill in the art to bond optics to a laser holder as taught by Mihara with the system as disclosed by Kajita. The motivation would have been to provide a packaged, optically aligned product (Fig. 4). Regarding claim 22, Kajita discloses an embodiment in Fig. 6A-6B analogous to the embodiment matched above (Fig. 4A-4B, 5). The Fig. 6A-6B embodiment anticipates Claims 1 and 11 analogously. Kajita discloses at least a part of each of the two first flange portions is bonded to the holder by an adhesive (Fig. 6), the adhesive being positioned between the seating surface and the flange portion in the direction along the optical axis (Fig. 6; [0082]-[0086]) and the holder further has a seating surface opposing the flange portion in the direction along the optical axis (Fig. 6B). Claims 23-24 and 26 are rejected under 35 U.S.C. 103 as being unpatentable over Kajita. Regarding claim 23, Kajita discloses a light source device (“a semiconductor laser serving as a light source”; [0069], Fig. 1 & 5-6) comprising: a semiconductor laser configured to emit light ([0069]); a coupling lens configured to convert the light from the semiconductor laser into light beam (objective lens 21 in Fig. 1 & further detailed as lens 32 in Fig. 5-6; [0069]); and a holder (a lens holder 22/22a, Fig. 1 & 5-6; [0069]) supporting the coupling lens, wherein the coupling lens has: an optical surface defining an optical axis (Figs. 1, 4, 5, 6); and a flange portion (Fig. 4A-4B, 5-6) protruding outward in a radial direction orthogonal to the optical axis, the flange portion comprising: a first flange portions (See annotated figure above) having an arcuate surface centered on the optical axis; and a second flange portion (See annotated figure above) having a flat planar surface extending in a direction along the optical axis (Fig. 4A-4B), wherein the holder has: a first positioning parts (See annotated figure above) opposing the arcuate surface of a the first flange portion in the radial direction for positioning of the coupling lens relative to the holder (Fig. 4-5, 6); and a first notch (groove 22c, Fig. 5) through which at least a part of the planar surface is exposed in the radial direction, a seating surface opposing the flange portion in the direction along the optical axis (Fig. 6B); and wherein at least a part of each of the two first flange portions is bonded to the holder by an adhesive (“the groove portions 22c (shaded portions in FIG. 5) obtained by shifting the phase by 90 degrees from the above-described groove portions 22c are both filled with an additional adhesive”, Fig. 5). Kajita does not explicitly disclose adhesive being positioned between the seating surface and the flange portion in the direction along the optical axis. Kajita discloses “two groove portions 22c to which the gate remainder 32a and the balance projecting portion 32b are fitted are filled with an adhesive”. Kajita depicts sides of grooves 22C in contact with adhesive and would necessarily provide adhesive on a bottom of the grooves 22C in an XY-plane (Fig. 6A-6B). There is not necessarily adhesive on the bottom of the grooves 22C in an XY-plane under the lens flange such that it is interposed between the lens flange and the holder. A person having ordinary skill in the art would provide adhesive in the interstitial area between the lens flange and the lens holder for the purpose of increasing the surface area by which the adhesive bonds. The increased surface area would be understood by artisans as increasing bond strength and durability. Regarding claim 24, Kajita discloses the coupling lens has two portions that are bonded to the holder, the two portions being positioned symmetrically with respect to the optical axis (Figs. 5 & 6). Regarding claim 26, Kajita discloses the coupling lens further has a gate trace protruding outward in the radial direction from the arcuate surface of one of the two first flange portions, and wherein the holder has a second notch through which the gate trace is exposed in the radial direction (Fig. 4A-4B, 5). Claims 25 are rejected under 35 U.S.C. 103 as being unpatentable over Kajita, as applied to claim 23, and further in view of US PG Pug. 2004/0264352 to Ohya (hereinafter Ohya). Regarding claim 25, Kajita discloses the claimed invention as cited above though does not explicitly disclose: the holder further comprises a recess that is recessed in a direction away from the seating surface in the direction along the optical axis, the recess overlapping with the first flange portion when viewed in the direction along the optical axis, andwherein the first flange portion is bonded to the holder by an adhesive, at least a portion of the adhesive being positioned in the recess. Ohya discloses the holder (lens holder 15B, Fig. 6) further comprises a recess (concavity 26, Fig. 6) that is recessed in a direction away from the seating surface (unlabeled surface of holder 15B near concavity 26 in xy-plane, Fig. 6) in the direction along the optical axis, the recess overlapping with the first flange portion (regulatory portion 27, Fig. 6) when viewed in the direction along the optical axis, and wherein the first flange portion is bonded to the holder by an adhesive (adhesive 21, Fig. 6), at least a portion of the adhesive being positioned in the recess (Fig. 6). Before the effective filing date of the invention, it would have been obvious to a person of ordinary skill in the art to a recess as taught by Ohya with the system as disclosed by Kajita. The motivation would have been to stably increase bonding strength by increasing the amount of adhesive available at the bonding site and the surface area ([0094]). Response to Arguments Applicant’s arguments with respect to claims have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTOPHER J STANFORD whose telephone number is (571)270-3337. The examiner can normally be reached 8AM-4PM PST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ricky Mack can be reached at (571)272-2333. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHRISTOPHER STANFORD/Primary Examiner, Art Unit 2872
Read full office action

Prosecution Timeline

Oct 25, 2023
Application Filed
Jan 24, 2026
Non-Final Rejection (signed) — §102, §103
Mar 02, 2026
Non-Final Rejection mailed — §102, §103
May 27, 2026
Response Filed
Aug 11, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12748244
META LENS AND OPTICAL APPARATUS INCLUDING THE SAME
3y 2m to grant Granted Sep 29, 2026
Patent 12717200
ELECTROPHORETIC DISPLAY HAVING DIELECTRIC COATING ON ELECTRODE
4y 0m to grant Granted Aug 25, 2026
Patent 12710813
EYE TRACKING SYSTEM AND METHODS OF USING AN EYE TRACKING SYSTEM
2y 1m to grant Granted Aug 18, 2026
Patent 12704708
WIDEFIELD CATADIOPTRIC MONOLITHIC TELESCOPES
4y 5m to grant Granted Aug 11, 2026
Patent 12681292
SYSTEM-LEVEL SYNCHRONIZATION OF MICROELECTROMECHANICAL SYSTEM (MEMS) MIRRORS
4y 3m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
55%
Grant Probability
82%
With Interview (+26.8%)
3y 5m (~6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 742 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month