Prosecution Insights
Last updated: July 17, 2026
Application No. 18/494,569

CURABLE COMPOSITIONS COMPRISING A POLYMERIZABLE REACTIVE DILUENT FOR FABRICATION OF ORTHODONTIC APPLIANCES

Non-Final OA §103
Filed
Oct 25, 2023
Priority
Oct 26, 2022 — provisional 63/419,657 +1 more
Examiner
FEELY, MICHAEL J
Art Unit
1766
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Align Technology Inc.
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
867 granted / 1155 resolved
+10.1% vs TC avg
Strong +42% interview lift
Without
With
+42.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
20 currently pending
Career history
1175
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
59.2%
+19.2% vs TC avg
§102
2.0%
-38.0% vs TC avg
§112
17.3%
-22.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1155 resolved cases

Office Action

§103
DETAILED ACTION Pending Claims Claims 1-3, 5, 8, 11, 13, 16, 19, 24, 27, 31, 34, 36, 40, 42, 44, 56, 58, and 69 are pending. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim Objections Claim 58 is objected to under 37 CFR 1.75(c) as being in improper form because a multiple dependent claim should refer to other claims in the alternative only. See MPEP § 608.01(n). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-3, 5, 8, 11, 13, 16, 19, 24, 27, 31, 34, 36, 40, 42, 44, 56, 58, and 69 are rejected under 35 U.S.C. 103 as being unpatentable over Carter et al. (US 2021/0277152 A1) in view of Holmberg et al. (US 2017/0015775 A1). Regarding claims 1-3, 5, 8, 11, 13, 16, 19, 24, 27, 36, 40, 42, 44, 56, 58, and 69, Carter et al. disclose: (1) a curable composition (Abstract; paragraphs 0050 & 0202-0204) for forming a medical device (Abstract; paragraphs 0137-0148) by additive manufacturing (Abstract; paragraphs 0123 & 0130), comprising: an initiator (paragraphs 0062-0065 & 0202-0204); and a polymerizable monomer (paragraphs 0068-0072 & 0202-0204), wherein the content of the polymerizable monomer is such that the composition has a viscosity from 30 cP to 50,000 cP at a printing temperature (paragraphs 0059-0061); (19) wherein the initiator comprises a photoinitiator (paragraphs 0062-0065 & 0202-0204); (24) further comprising a telechelic oligomer, a telechelic polymer, or a combination thereof (paragraphs 0051-0053 & 0202-0204); (27) wherein the telechelic oligomer or the telechelic polymer comprises a photoreactive moiety at both each of termini thereof, wherein the photoreactive moiety is an acrylate, methacrylate, vinyl acrylate, vinyl methacrylate, allyl ether, silene, alkyne, alkene, vinyl ether, maleimide, fumarate, maleate, itoconate, or styrenyl moiety (paragraphs 0051-0053 & 0202-0204); (36) wherein the curable composition is capable of being 3D printed at a printing temperature greater than 25 °C (paragraphs 0059-0061 & 0134); (40) wherein the curable composition is a liquid at a temperature from about 40 °C to about 100 oC (paragraphs 0059-0061 & 0134); (42) wherein the curable composition is a liquid at a temperature of above about 40 oC with a viscosity less than about 1 PaS (paragraphs 0059-0061); (44) a polymeric material formed from the curable composition (paragraphs 0084-0123 & 0211-0212); (56) an orthodontic appliance comprising a polymeric material, wherein the orthodontic appliance is an aligner, expander or spacer (paragraph 0141); (58) a method of forming an orthodontic appliance comprising the polymeric material, the method comprising: providing the curable composition; exposing the curable composition to a light source; and curing the curable composition to form the polymeric material (paragraphs 0134-0136, 0140-0141 & 0211-0212); (69) a method for preparing an article by an additive manufacturing process, comprising: providing the curable composition; heating the curable composition to a processing temperature; exposing the curable composition to radiation; curing the curable composition layer-by-layer based on a predefined design, thereby polymerizing and crosslinking the polymerizable monomer to form a polymeric material; and fabricating the article with the polymeric material (paragraphs 0134-0136, 0140-0141 & 0211-0212). The curable composition of Carter et al. is formulated with one or more reactive monomers that act as reactive diluents (see paragraphs 0068-0071 & 0202-0204). These include (meth)acrylates (see paragraphs 0069-0071 & 0202-0204). They fail to explicitly disclose the instantly claimed (1-3, 5, 8, 11, 13 & 16) substituted phenyl (meth)acrylate having a vapor pressure of at most about 12 Pa at 60 oC, wherein at least one ortho position of the phenyl ring is substituted with a group comprising at least one heteroatom selected from N, O and S or a group comprising a silicon atom. Holmberg et al. disclose functionalized dimethoxyphenol monomers, including (meth)acrylates of syringol, methyl syringol, and ethyl syringol (see paragraphs 0035-0037 & 0039-0040; see also claim 10). These monomers are suitable for forming (co)polymers (see paragraphs 0047-0081) and as modifiers for polymer-based materials (see paragraph 0085). These monomers are also suitable for use in 3D-printing applications (see paragraph 0085) and for forming medical materials (see paragraphs 0085-0086). In light of this, it has been found that the selection of a known material based on its suitability for its intended use supports a prima facie obviousness determination – see MPEP 2144.07. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to formulate the curable composition of Carter et al. with the instantly claimed substituted phenyl (meth)acrylate because: (a) the curable composition of Carter et al. is formulated with one or more reactive monomers that act as reactive diluents; (b) the reactive monomers of Carter et al. include (meth)acrylates; (c) Holmberg et al. disclose functionalized dimethoxyphenol monomers, including (meth)acrylates of syringol, methyl syringol, and ethyl syringol; (d) the monomers of Holmberg et al. are suitable for forming (co)polymers and as modifiers for polymer-based materials; (e) the monomers of Holmberg et al. are also suitable for use in 3D-printing applications and for forming medical materials; and (f) it has been found that the selection of a known material based on its suitability for its intended use supports a prima facie obviousness determination. Regarding claims 31 and 34, the combined teachings of {Carter et al. and Holmberg et al.} are as set forth above and incorporated herein. They fail to disclose: (31) wherein the polymerizable monomer according to Formula (I) is a first polymerizable monomer, the curable composition further comprises a second polymerizable monomer different from the polymerizable monomer of Formula (I), wherein the second polymerizable monomer comprises a homosalic acrylate, a homosalic methacrylate, or a combination thereof; and (34) wherein the curable composition comprises 25-35 wt% of the first polymerizable monomer and 10-50% of the second polymerizable monomer. Rather, the primary teachings of Carter et al. contemplate combinations of reactive monomers (see paragraphs 0068 & 0069), which would have obviously embraced equal parts monomer blends. Furthermore, the reactive monomers of Carter et al. include salicylic ester (meth)acrylate (see paragraph 0070), and the reactive monomer content of Carter et al. can range up to 75 wt% (see paragraph 0068). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to formulate the curable composition resulting from the combined teachings of {Carter et al. and Holmberg et al.} with the instantly claimed monomer blend (and amounts thereof) because: (a) the primary teachings of Carter et al. contemplate combinations of reactive monomers, which would have obviously embraced equal parts monomer blends; (b) the reactive monomers of Carter et al. include salicylic ester (meth)acrylate; and (c) the reactive monomer content of Carter et al. can range up to 75 wt%. Communication Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL J FEELY whose telephone number is (571)272-1086. The examiner can normally be reached Monday-Friday 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Randy Gulakowski can be reached at (571)272-1302. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL J FEELY/Primary Examiner, Art Unit 1766 May 30, 2026
Read full office action

Prosecution Timeline

Oct 25, 2023
Application Filed
Jun 03, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
99%
With Interview (+42.0%)
2y 9m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1155 resolved cases by this examiner. Grant probability derived from career allowance rate.

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